Form D Raw Data - Electronic Filing Depository

EFDID: 131763EFD: Raw Data

Issuer: CM Notes Program I, LLC (0001455473) - D/A

Accession: 0001455473-09-000007 () (EDGAR Files) (Form D)

Edgar Posted: Nov. 19, 2009
EFD Posted: Jan. 6, 2015

- < edgarSubmission >

< schemaVersion > X0603 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001455473 </ cik >

< entityName > CM Notes Program I, LLC </ entityName >

- < issuerAddress >

< street1 > 1291 WEST GALLERIA DRIVE, SUITE 220 </ street1 >

< city > HENDERSON </ city >

< stateOrCountry > NV </ stateOrCountry >

< zipCode > 89014 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 702-795-7930 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2008 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Todd </ firstName >

< middleName > B. </ middleName >

< lastName > Parriott </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1291 West Galleria Drive, Suite 220 </ street1 >

< city > Henderson </ city >

< stateOrCountry > NV </ stateOrCountry >

< zipCode > 89014 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Executive Officer of CM Notes Manager, LLC, the Manger </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Rocky </ firstName >

< middleName > R. </ middleName >

< lastName > Derrick </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1291 West Galleria Drive, Suite 220 </ street1 >

< city > Henderson </ city >

< stateOrCountry > NV </ stateOrCountry >

< zipCode > 89014 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Executive Officer of CM Notes Manager, LLC, the Manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kevin </ firstName >

< middleName > E. </ middleName >

< lastName > Greene </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1291 West Galleria Drive, Suite 220 </ street1 >

< city > Henderson </ city >

< stateOrCountry > NV </ stateOrCountry >

< zipCode > 89014 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Executive Officer of CM Notes Manager, LLC, the Manger </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Stacy </ firstName >

< middleName > M. </ middleName >

< lastName > Riffe </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1291 West Galleria Drive, Suite 220 </ street1 >

< city > Henderson </ city >

< stateOrCountry > NV </ stateOrCountry >

< zipCode > 89014 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Executive Officer of CM Notes Manager, LLC, the Manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jeffrey </ firstName >

< middleName > D. </ middleName >

< lastName > Barton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1291 West Galleria Drive, Suite 220 </ street1 >

< city > Henderson </ city >

< stateOrCountry > NV </ stateOrCountry >

< zipCode > 89014 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Executive Officer of CM Notes Manager, LLC, the Manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Erin </ firstName >

< middleName > C. </ middleName >

< lastName > Ackerman </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1291 West Galleria Drive, Suite 220 </ street1 >

< city > Henderson </ city >

< stateOrCountry > NV </ stateOrCountry >

< zipCode > 89014 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Executive Officer of CM Notes Manager, LLC, the Manager </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > REITS and Finance </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

< item > 3C </ item >

< item > 3C.5 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001455473-09-000006 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2009-01-30 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Charles E. Delao </ recipientName >

< recipientCRDNumber > 1368310 </ recipientCRDNumber >

< associatedBDName > Harrison Douglas, Inc. </ associatedBDName >

< associatedBDCRDNumber > 16515 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4420 Hotel Circle Court, Suite 350 </ street1 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92108 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CO </ state >

< state > OH </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Robert K. Gump </ recipientName >

< recipientCRDNumber > 231970 </ recipientCRDNumber >

< associatedBDName > Harrison Douglas, Inc. </ associatedBDName >

< associatedBDCRDNumber > 16515 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5320 Carpinteria Ave., G </ street1 >

< city > Carpinteria </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 93103 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Rex Bland </ recipientName >

< recipientCRDNumber > 2442941 </ recipientCRDNumber >

< associatedBDName > CapWest Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 30002 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1625 West Garriott, Suite G </ street1 >

< city > Enid </ city >

< stateOrCountry > OK </ stateOrCountry >

< zipCode > 73703 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< state > KS </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NM </ state >

< state > OK </ state >

< state > TN </ state >

< state > TX </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Andrew Bolt </ recipientName >

< recipientCRDNumber > 1594587 </ recipientCRDNumber >

< associatedBDName > Harrison Douglas, Inc. </ associatedBDName >

< associatedBDCRDNumber > 16515 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3025 South Parker Road, 801 </ street1 >

< city > Aurora </ city >

< stateOrCountry > CO </ stateOrCountry >

< zipCode > 80014 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > OH </ state >

< state > TN </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > George K. Jeffers </ recipientName >

< recipientCRDNumber > 1458438 </ recipientCRDNumber >

< associatedBDName > Harrison Douglas, Inc. </ associatedBDName >

< associatedBDCRDNumber > 16515 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 20325 Center Ridge Road, #614 </ street1 >

< city > Rocky River </ city >

< stateOrCountry > OH </ stateOrCountry >

< zipCode > 44116 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > FL </ state >

< state > OH </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Lawrence W. Lambert Sr. </ recipientName >

< recipientCRDNumber > 301059 </ recipientCRDNumber >

< associatedBDName > CapWest Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 30002 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 633 Berkmar Circle, Suite One </ street1 >

< city > Charlottesville </ city >

< stateOrCountry > VA </ stateOrCountry >

< zipCode > 22901 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AK </ state >

< state > AZ </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > IA </ state >

< state > LA </ state >

< state > MD </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MS </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > OH </ state >

< state > OK </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > TX </ state >

< state > UT </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > James M. Lamont </ recipientName >

< recipientCRDNumber > 2846228 </ recipientCRDNumber >

< associatedBDName > Independent Financial Group, LLC </ associatedBDName >

< associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1400 Grant Avenue, 101 </ street1 >

< city > Novato </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94948 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > FL </ state >

< state > IA </ state >

< state > NV </ state >

< state > NC </ state >

< state > SC </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Stephen J. Hoshimi </ recipientName >

< recipientCRDNumber > 1977772 </ recipientCRDNumber >

< associatedBDName > CapWest Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 30002 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11601Wilshire Boulevard </ street1 >

< street2 > Suite 2460 </ street2 >

< city > Los Angeles </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 90025 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > MO </ state >

< state > NV </ state >

< state > TX </ state >

< state > UT </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Jeffrey C. Young </ recipientName >

< recipientCRDNumber > 1111994 </ recipientCRDNumber >

< associatedBDName > First Financial Equity Corporation </ associatedBDName >

< associatedBDCRDNumber > 16507 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7373 N. Scottsdale Road, D120 </ street1 >

< city > Scottsdale </ city >

< stateOrCountry > AZ </ stateOrCountry >

< zipCode > 85253 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > NV </ state >

< state > TX </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Jack T. Kennebeck </ recipientName >

< recipientCRDNumber > 267683 </ recipientCRDNumber >

< associatedBDName > QA3 Financial Corp. </ associatedBDName >

< associatedBDCRDNumber > 14754 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8000 Maryland Avenue, Suite 1215 </ street1 >

< city > Clayton </ city >

< stateOrCountry > MO </ stateOrCountry >

< zipCode > 63105 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > FL </ state >

< state > MO </ state >

< state > VA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > David Seth Harris </ recipientName >

< recipientCRDNumber > 1618282 </ recipientCRDNumber >

< associatedBDName > Lighthouse Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 41812 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 659 Abrego Street, Suite 6 </ street1 >

< city > Monterey </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 93940 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > IL </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Brian H. Breuel </ recipientName >

< recipientCRDNumber > 813742 </ recipientCRDNumber >

< associatedBDName > QA3 Financial Corp. </ associatedBDName >

< associatedBDCRDNumber > 14754 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6 Gordon Avenue </ street1 >

< city > Lawrenceville </ city >

< stateOrCountry > NJ </ stateOrCountry >

< zipCode > 08648 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CT </ state >

< state > DE </ state >

< state > FL </ state >

< state > GA </ state >

< state > ME </ state >

< state > MD </ state >

< state > MA </ state >

< state > MN </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NY </ state >

< state > PA </ state >

< state > TX </ state >

< state > VT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WV </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Dennis A. Larson </ recipientName >

< recipientCRDNumber > 302868 </ recipientCRDNumber >

< associatedBDName > Oak Tree Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 18126 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3814 Auburn Boulevard </ street1 >

< street2 > Suite 70 </ street2 >

< city > Sacramento </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 95821 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Kent W. Pridey </ recipientName >

< recipientCRDNumber > 1223841 </ recipientCRDNumber >

< associatedBDName > CapWest Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 30002 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1866 Fish Creek Road </ street1 >

< city > Estes Park </ city >

< stateOrCountry > CO </ stateOrCountry >

< zipCode > 80517 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< state > CA </ state >

< state > CO </ state >

< state > ID </ state >

< state > IL </ state >

< state > IA </ state >

< state > KS </ state >

< state > MI </ state >

< state > MN </ state >

< state > MO </ state >

< state > NE </ state >

< state > OK </ state >

< state > TX </ state >

< state > UT </ state >

< state > WY </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > James O. Conaway </ recipientName >

< recipientCRDNumber > 1920946 </ recipientCRDNumber >

< associatedBDName > QA3 Financial Corp. </ associatedBDName >

< associatedBDCRDNumber > 14754 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3000 East Birch </ street1 >

< street2 > Suite 109 </ street2 >

< city > Brea </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92821 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > FL </ state >

< state > GA </ state >

< state > HI </ state >

< state > ID </ state >

< state > IL </ state >

< state > IN </ state >

< state > MA </ state >

< state > MI </ state >

< state > MN </ state >

< state > MO </ state >

< state > MT </ state >

< state > NE </ state >

< state > NV </ state >

< state > NH </ state >

< state > NJ </ state >

< state > NY </ state >

< state > NC </ state >

< state > OH </ state >

< state > OR </ state >

< state > PA </ state >

< state > TX </ state >

< state > UT </ state >

< state > VA </ state >

< state > WA </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Heide M. Becker </ recipientName >

< recipientCRDNumber > 2123953 </ recipientCRDNumber >

< associatedBDName > QA3 Financial Corp. </ associatedBDName >

< associatedBDCRDNumber > 14754 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8951 Synergy Drive </ street1 >

< street2 > Suite 222 </ street2 >

< city > McKinney </ city >

< stateOrCountry > TX </ stateOrCountry >

< zipCode > 75070 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< state > OK </ state >

< state > TX </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Robert J. Zamecki </ recipientName >

< recipientCRDNumber > 475757 </ recipientCRDNumber >

< associatedBDName > Lighthouse Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 41812 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 333 Hegenberger Road </ street1 >

< street2 > Suite 514 </ street2 >

< city > Oakland </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 94621 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > OR </ state >

</ statesOfSolicitationList >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 25000000 </ totalOfferingAmount >

< totalAmountSold > 1235000 </ totalAmountSold >

< totalRemaining > 23765000 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 24 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 875000 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > CM Notes Program I, LLC </ issuerName >

< signatureName > /Jeffrey D. Barton </ signatureName >

< nameOfSigner > Jeffrey D. Barton </ nameOfSigner >

< signatureTitle > Corp. Secretary and Treas. of Manager-CM Notes Manager, LLC </ signatureTitle >

< signatureDate > 2009-11-19 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >