Form D Raw Data - Electronic Filing Depository

EFDID: 130557EFD: Raw Data

Issuer: SMITH ELECTRIC VEHICLES US CORP (0001455900) - D/A

Accession: 0001455900-09-000006 () (EDGAR Files) (Form D)

Edgar Posted: Nov. 16, 2009
EFD Posted: Jan. 6, 2015

- < edgarSubmission >

< schemaVersion > X0603 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001455900 </ cik >

< entityName > SMITH ELECTRIC VEHICLES US CORP </ entityName >

- < issuerAddress >

< street1 > 12200 N.W. AMBASSADOR DRIVE </ street1 >

< street2 > SUITE 326 </ street2 >

< city > KANSAS CITY </ city >

< stateOrCountry > MO </ stateOrCountry >

< zipCode > 64163 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 913-940-8353 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2009 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Bryan </ firstName >

< lastName > Hansel </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 12200 N.W. Ambassador Drive </ street1 >

< street2 > Suite 326 </ street2 >

< city > Kansas City </ city >

< stateOrCountry > MO </ stateOrCountry >

< zipCode > 64163 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Robin </ firstName >

< lastName > Mackie </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 12200 N.W. Ambassador Drive </ street1 >

< street2 > Suite 326 </ street2 >

< city > Kansas City </ city >

< stateOrCountry > MO </ stateOrCountry >

< zipCode > 64163 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > John </ firstName >

< lastName > Bridge </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 12200 N.W. Ambassador Drive </ street1 >

< street2 > Suite 326 </ street2 >

< city > Kansas City </ city >

< stateOrCountry > MO </ stateOrCountry >

< zipCode > 64163 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Bruce </ firstName >

< lastName > Shalett </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 12200 N.W. Ambassador Drive </ street1 >

< street2 > Suite 326 </ street2 >

< city > Kansas City </ city >

< stateOrCountry > MO </ stateOrCountry >

< zipCode > 64163 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Manufacturing </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > No Revenues </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001455900-09-000004 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2009-03-26 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isDebtType > true </ isDebtType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Wynston Hill Capital, LLC </ recipientName >

< recipientCRDNumber > 103811 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 488 Madison Avenue, 12th Floor </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< state > CT </ state >

< state > DC </ state >

< state > FL </ state >

< state > IL </ state >

< state > MD </ state >

< state > MA </ state >

< state > MO </ state >

< state > NJ </ state >

< state > NY </ state >

< state > TX </ state >

</ statesOfSolicitationList >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 15000000 </ totalOfferingAmount >

< totalAmountSold > 11100036 </ totalAmountSold >

< totalRemaining > 3899964 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 45 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 750000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Represents 5% of the total offering amount of $15,000,000. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > SMITH ELECTRIC VEHICLES US CORP </ issuerName >

< signatureName > Bryan Hansel </ signatureName >

< nameOfSigner > Bryan Hansel </ nameOfSigner >

< signatureTitle > President </ signatureTitle >

< signatureDate > 2009-11-13 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >