EFDID: 14353EFD: Raw Data

Issuer: SMITH ELECTRIC VEHICLES US CORP (0001455900) - D

Accession: 0001455900-10-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Apr. 7, 2010
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0603 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001455900 </ cik >
  < entityName > SMITH ELECTRIC VEHICLES US CORP </ entityName >
- < issuerAddress >
  < street1 > 12200 N.W. AMBASSADOR DRIVE </ street1 >
  < street2 > SUITE 326 </ street2 >
  < city > KANSAS CITY </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < zipCode > 64163 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 913-940-8353 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2009 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Kevin </ firstName >
  < lastName > Kelly </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 12200 N.W. Ambassador Drive </ street1 >
  < street2 > Suite 326 </ street2 >
  < city > Kansas City </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < zipCode > 64163 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Robin </ firstName >
  < lastName > Mackie </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 12200 N.W. Ambassador Drive </ street1 >
  < street2 > Suite 326 </ street2 >
  < city > Kansas City </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < zipCode > 64163 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > John </ firstName >
  < lastName > Bridge </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 12200 N.W. Ambassador Drive </ street1 >
  < street2 > Suite 326 </ street2 >
  < city > Kansas City </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < zipCode > 64163 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Bryan </ firstName >
  < lastName > Hansel </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 12200 N.W. Ambassador Drive </ street1 >
  < street2 > Suite 326 </ street2 >
  < city > Kansas City </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < zipCode > 64163 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Roy </ firstName >
  < lastName > Stanley </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 12200 N.W. Ambassador Drive </ street1 >
  < street2 > Suite 326 </ street2 >
  < city > Kansas City </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < zipCode > 64163 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Darren </ firstName >
  < lastName > Kell </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 12200 N.W. Ambassador Drive </ street1 >
  < street2 > Suite 326 </ street2 >
  < city > Kansas City </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < zipCode > 64163 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Kevin </ firstName >
  < lastName > Neal </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 12200 N.W. Ambassador Drive </ street1 >
  < street2 > Suite 326 </ street2 >
  < city > Kansas City </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < zipCode > 64163 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Jacques </ firstName >
  < lastName > Schira </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 12200 N.W. Ambassador Drive </ street1 >
  < street2 > Suite 326 </ street2 >
  < city > Kansas City </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < zipCode > 64163 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Manufacturing </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > No Revenues </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2010-03-24 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isDebtType > true </ isDebtType >
  < isOptionToAcquireType > true </ isOptionToAcquireType >
  < isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 500000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Wynston Hill Capital, LLC </ recipientName >
  < recipientCRDNumber > 103811 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 488 Madison Avenue, 12th Floor </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CT </ state >
  < state > DC </ state >
  < state > FL </ state >
  < state > MO </ state >
  < state > NJ </ state >
  < state > NY </ state >
  </ statesOfSolicitationList >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 10000000 </ totalOfferingAmount >
  < totalAmountSold > 4100000 </ totalAmountSold >
  < totalRemaining > 5900000 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 2 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 500000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > Represents 5% of the total offering amount of $10,000,000. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > SMITH ELECTRIC VEHICLES US CORP </ issuerName >
  < signatureName > Kevin Kelly </ signatureName >
  < nameOfSigner > Kevin Kelly </ nameOfSigner >
  < signatureTitle > Chief Financial Officer, Secretary, Treasurer and Director </ signatureTitle >
  < signatureDate > 2010-04-06 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Apr. 7, 2010
EFD Posted: Aug. 7, 2014