Form D Raw Data - Electronic Filing Depository

EFDID: 130560EFD: Raw Data

Issuer: GRANITE INVESTMENT GROUP (0001464463) - D/A

Accession: 0001464463-09-000006 () (EDGAR Files) (Form D)

Edgar Posted: Oct. 22, 2009
EFD Posted: Jan. 6, 2015

- < edgarSubmission >

< schemaVersion > X0603 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001464463 </ cik >

< entityName > GRANITE INVESTMENT GROUP </ entityName >

- < issuerAddress >

< street1 > 2 PARK PLAZA SUITE 800 </ street1 >

< city > IRVINE </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92614 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 949-477-5801 X256 </ issuerPhoneNumber >

< jurisdictionOfInc > CALIFORNIA </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Allen </ firstName >

< middleName > L </ middleName >

< lastName > Boerner </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2 Park Plaza Suite 800 </ street1 >

< city > Irvine </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92614 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > John </ firstName >

< middleName > J </ middleName >

< lastName > Heller </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2 Park Plaza Suite 800 </ street1 >

< city > Irvine </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92614 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > M </ firstName >

< middleName > Scott </ middleName >

< lastName > Rickard </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2 Park Plaza Suite 800 </ street1 >

< city > Irvine </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92614 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Real Estate </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > $5,000,001 - $25,000,000 </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001464463-09-000003 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2009-03-02 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Carolina Financial Securities </ recipientName >

< recipientCRDNumber > 41970 </ recipientCRDNumber >

< associatedBDName > Bruce V. Roberts </ associatedBDName >

< associatedBDCRDNumber > 1489110 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 185 West Main Street </ street1 >

< city > Brevard </ city >

< stateOrCountry > NC </ stateOrCountry >

< zipCode > 28712 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< state > AZ </ state >

< state > AR </ state >

< state > CA </ state >

< state > CO </ state >

< state > CT </ state >

< state > DE </ state >

< state > DC </ state >

< state > FL </ state >

< state > GA </ state >

< state > IL </ state >

< state > KY </ state >

< state > ME </ state >

< state > MD </ state >

< state > MI </ state >

< state > NJ </ state >

< state > NM </ state >

< state > NY </ state >

< state > NC </ state >

< state > OH </ state >

< state > OR </ state >

< state > PA </ state >

< state > SC </ state >

< state > TN </ state >

< state > TX </ state >

< state > VA </ state >

< state > WA </ state >

< state > WI </ state >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Capstone Financial Group, Inc. </ recipientName >

< recipientCRDNumber > 133591 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8295 242nd Street </ street1 >

< city > Forest Lake </ city >

< stateOrCountry > MN </ stateOrCountry >

< zipCode > 55025 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > OMNI Brokerage Inc. </ recipientName >

< recipientCRDNumber > 16878 </ recipientCRDNumber >

< associatedBDName > Gregory S. Paul </ associatedBDName >

< associatedBDCRDNumber > 1300697 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 150 West Civic Center Drive #104 </ street1 >

< city > Salt Lake City </ city >

< stateOrCountry > UT </ stateOrCountry >

< zipCode > 84070 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > Workman Securities </ recipientName >

< recipientCRDNumber > 31898 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6500 City West Parkway #350 </ street1 >

< city > Eden Prairie </ city >

< stateOrCountry > MN </ stateOrCountry >

< zipCode > 55344 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

- < recipient >

< recipientName > GIRARD SECURITIES, INC. </ recipientName >

< recipientCRDNumber > 18697 </ recipientCRDNumber >

< associatedBDName > LAWRENCE CUNNINGS </ associatedBDName >

< associatedBDCRDNumber > 3049204 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2516 Luciernaga Street </ street1 >

< city > Carlsbad </ city >

< stateOrCountry > CA </ stateOrCountry >

< zipCode > 92009 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 8500000 </ totalOfferingAmount >

< totalAmountSold > 8500000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 0 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 582635 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > GRANITE INVESTMENT GROUP </ issuerName >

< signatureName > M. Scott Rickard </ signatureName >

< nameOfSigner > M. Scott Rickard </ nameOfSigner >

< signatureTitle > Chief Investment Officer </ signatureTitle >

< signatureDate > 2009-10-21 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >