Form D Raw Data - Electronic Filing Depository

EFDID: 143706EFD: Raw Data

Issuer: Midland States Bancorp, Inc. (0001466026) - D

Accession: 0001466026-15-000002 () (EDGAR Files) (Form D)

Edgar Posted: Jun. 17, 2015
EFD Posted: Jun. 17, 2015

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< schemaVersion > X0707 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001466026 </ cik >

< entityName > Midland States Bancorp, Inc. </ entityName >

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< street1 > 1201 NETWORK CENTRE DRIVE </ street1 >

< city > EFFINGHAM </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 62401 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (217) 342-2141 </ issuerPhoneNumber >

< jurisdictionOfInc > ILLINOIS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

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< value > None </ value >

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< entityType > Corporation </ entityType >

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< overFiveYears > true </ overFiveYears >

</ yearOfInc >

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< middleName > M. </ middleName >

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< street1 > 1201 Network Centre Drive </ street1 >

< city > Effingham </ city >

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< relationship > Director </ relationship >

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< firstName > Leon </ firstName >

< middleName > J. </ middleName >

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< street1 > 1201 Network Centre Drive </ street1 >

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< relationship > Director </ relationship >

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< firstName > Jerry </ firstName >

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< firstName > Sharon </ firstName >

< middleName > A. </ middleName >

< lastName > Schaubert </ lastName >

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< street1 > 1201 Network Centre Drive </ street1 >

< city > Effingham </ city >

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< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 62401 </ zipCode >

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< relationship > Executive Officer </ relationship >

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- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Laurence </ firstName >

< middleName > A. </ middleName >

< lastName > Schiffer </ lastName >

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< street1 > 1201 Network Centre Drive </ street1 >

< city > Effingham </ city >

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< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

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< relationship > Director </ relationship >

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< firstName > Jeffrey </ firstName >

< middleName > M. </ middleName >

< lastName > McDonnell </ lastName >

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< street1 > 1201 Network Centre Drive </ street1 >

< city > Effingham </ city >

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< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

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</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

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< relationshipClarification />

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</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Commercial Banking </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2015-06-04 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

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< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Keefe, Bruyette & Woods, Inc. </ recipientName >

< recipientCRDNumber > 481 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 787 7th Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10019 </ zipCode >

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< state > GA </ state >

< description > GEORGIA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Sandler, O'Neill & Partners, L.P. </ recipientName >

< recipientCRDNumber > 23328 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1251 Avenue of the Americas </ street1 >

< street2 > 6th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10020 </ zipCode >

</ recipientAddress >

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< state > AR </ state >

< description > ARKANSAS </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 50325000 </ totalOfferingAmount >

< totalAmountSold > 50325000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 15 </ totalNumberAlreadyInvested >

</ investors >

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< dollarAmount > 754875 </ dollarAmount >

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< dollarAmount > 0 </ dollarAmount >

</ findersFees >

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< dollarAmount > 0 </ dollarAmount >

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</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Midland States Bancorp, Inc. </ issuerName >

< signatureName > Douglas J. Tucker </ signatureName >

< nameOfSigner > Douglas J. Tucker </ nameOfSigner >

< signatureTitle > Senior Vice President - Corporate Counsel </ signatureTitle >

< signatureDate > 2015-06-12 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >