EFDID: 6482EFD: Raw Data

Issuer: NorthStar Income Opportunity REIT I, Inc. (0001466616) - D/A

Accession: 0001466616-10-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Feb. 4, 2010
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0603 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001466616 </ cik >
  < entityName > NorthStar Income Opportunity REIT I, Inc. </ entityName >
- < issuerAddress >
  < street1 > 399 PARK AVENUE, 18TH FLOOR </ street1 >
  < city > NEW YORK </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 212-547-2600 </ issuerPhoneNumber >
  < jurisdictionOfInc > MARYLAND </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2009 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > David </ firstName >
  < middleName > T. </ middleName >
  < lastName > Hamamoto </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 399 Park Avenue </ street1 >
  < street2 > 18th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Chairman of the Board and Chief Executive Officer </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Daniel </ firstName >
  < middleName > R. </ middleName >
  < lastName > Gilbert </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 399 Park Avenue </ street1 >
  < street2 > 18th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Chief Investment Officer, Executive Vice President and Director </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Andrew </ firstName >
  < middleName > C. </ middleName >
  < lastName > Richardson </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 399 Park Avenue </ street1 >
  < street2 > 18th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > President, Chief Financial Officer, Treasurer and Director </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Albert </ firstName >
  < lastName > Tylis </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 399 Park Avenue </ street1 >
  < street2 > 18th Floor </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Chief Operating Officer, General Counsel, Secretary and Director </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > REITS and Finance </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > No Revenues </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001466616-09-000003 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2009-09-24 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Berthel Fisher & Co. </ recipientName >
  < recipientCRDNumber > 13609 </ recipientCRDNumber >
  < associatedBDName > Jerry Dewayne McCutchen </ associatedBDName >
  < associatedBDCRDNumber > 1076678 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 524A Boulevard Park W </ street1 >
  < city > Mobile </ city >
  < stateOrCountry > AL </ stateOrCountry >
  < zipCode > 36609 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Advisory Group Equity Services </ recipientName >
  < recipientCRDNumber > 15427 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 161 Ash Street </ street1 >
  < street2 > Suite D </ street2 >
  < city > Reading </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < zipCode > 01867 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Moors & Cabot Investments </ recipientName >
  < recipientCRDNumber > 594 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 111 Devonshire Street </ street1 >
  < city > Boston </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < zipCode > 02825 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Primex </ recipientName >
  < recipientCRDNumber > 29394 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 33 Front Street </ street1 >
  < street2 > Suite 304 </ street2 >
  < city > Hempsted </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 11550 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > SII Investments. Inc. </ recipientName >
  < recipientCRDNumber > 2225 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5555 Grande Market Drive </ street1 >
  < city > Appleton </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < zipCode > 54913 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Investment Centers of America </ recipientName >
  < recipientCRDNumber > 16443 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 212 N 4th Street </ street1 >
  < city > Bismarck </ city >
  < stateOrCountry > ND </ stateOrCountry >
  < zipCode > 58501 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > National Planning Corporation </ recipientName >
  < recipientCRDNumber > 29604 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 401 Wilshire Blvd. </ street1 >
  < street2 > Suite 1100 </ street2 >
  < city > Santa Monica </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 90401 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Invest Financial Corporation </ recipientName >
  < recipientCRDNumber > 12984 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 8745 Henderson Road </ street1 >
  < street2 > Suite 300 </ street2 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < zipCode > 33634 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Cape Securities Inc. </ recipientName >
  < recipientCRDNumber > 7072 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2005 Pennsylvania Avenue </ street1 >
  < city > McDonough </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < zipCode > 30253 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 100000000 </ totalOfferingAmount >
  < totalAmountSold > 3150748 </ totalAmountSold >
  < totalRemaining > 96849252 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 49 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 7000000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > Assuming maximum offering </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > NorthStar Income Opportunity REIT I, Inc. </ issuerName >
  < signatureName > Andrew C. Richardson </ signatureName >
  < nameOfSigner > Andrew C. Richardson </ nameOfSigner >
  < signatureTitle > Pres., CFO and Treasurer </ signatureTitle >
  < signatureDate > 2010-02-04 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Feb. 4, 2010
EFD Posted: Aug. 7, 2014