EFDID: 4680EFD: Raw Data

Issuer: Altegris QIM Futures Fund, L.P. (0001469317) - D/A

Accession: 0001469317-21-000002 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Nov. 9, 2021
EFD Posted: Nov. 9, 2021
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  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001469317 </ cik >
  < entityName > Altegris QIM Futures Fund, L.P. </ entityName >
- < issuerAddress >
  < street1 > 1200 PROSPECT STREET SUITE 400 </ street1 >
  < city > LA JOLLA </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92037 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 858-731-8547 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
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  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < previousName > APM - QIM Futures Fund, L.P. </ previousName >
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  < entityType > Limited Partnership </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
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- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > none </ firstName >
  < lastName > Altegris Advisors, LLC </ lastName >
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  < street1 > 1200 Prospect Street Suite 400 </ street1 >
  < city > La Jolla </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92037 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > General Partner of Issuer </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Matthew </ firstName >
  < middleName > C </ middleName >
  < lastName > Osborne </ lastName >
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  < street1 > 1200 Prospect Street Suite 400 </ street1 >
  < city > La Jolla </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92037 </ zipCode >
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- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > CEO, CIO & Manager of Issuer's General Partner </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Other Investment Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >
  </ issuerSize >
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  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001469317-20-000002 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2009-10-01 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
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- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 5000 </ minimumInvestmentAccepted >
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  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Altegris Investments, LLC </ associatedBDName >
  < associatedBDCRDNumber > 8258 </ associatedBDCRDNumber >
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  < street1 > 1200 PROSPECT STREET SUITE 400 </ street1 >
  < city > LA JOLLA </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92037 </ zipCode >
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  < associatedBDName > APW Capital, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 43814 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 100 ENTERPRISE DRIVE, STE. 504 </ street1 >
  < city > ROCKAWAY </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07866 </ zipCode >
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  < value > All States </ value >
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  < associatedBDName > Arete Wealth Management, LLC </ associatedBDName >
  < associatedBDCRDNumber > 44856 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1101 W. LAKE STREET, 1ST FL. </ street1 >
  < city > CHICAGO </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60607 </ zipCode >
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  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Arkadios Capital </ associatedBDName >
  < associatedBDCRDNumber > 282710 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3333 PIEDMONT RD. NE, STE. 2010 </ street1 >
  < city > ATLANTA </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30305 </ zipCode >
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  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Berthel, Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
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  < street1 > 701 TAMA STREET, BLDG B </ street1 >
  < city > MARION </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52302-0609 </ zipCode >
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  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
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  < street1 > 1776 PLEASANT PLAIN RD. </ street1 >
  < city > FAIRFIELD </ city >
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  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
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  < associatedBDName > Cascade Financial Management, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 119030 </ associatedBDCRDNumber >
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  < street1 > 950 - 17TH STREET SUITE 950 </ street1 >
  < city > DENVER </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80202 </ zipCode >
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  < state > AL </ state >
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  < state > AR </ state >
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  < description > NEVADA </ description >
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  < description > NEW YORK </ description >
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  < associatedBDName > Commonwealth Financial Network </ associatedBDName >
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  < street1 > 29 SAWYER ROAD </ street1 >
  < city > WALTHAM </ city >
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  < associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
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  < street1 > 725 TOWN & COUNTRY RD STE 530 </ street1 >
  < city > ORANGE </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92868 </ zipCode >
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  < associatedBDName > EMPIRE ASSET MANAGEMENT COMPANY </ associatedBDName >
  < associatedBDCRDNumber > 143007 </ associatedBDCRDNumber >
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  < street1 > 29 BROADWAY </ street1 >
  < street2 > 12TH FLOOR </ street2 >
  < city > NEW YORK </ city >
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  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10006 </ zipCode >
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  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Investment Architects, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 17774 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 34 PETALUMA BLVD. NORTH </ street1 >
  < city > PETALUMA </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94952-3079 </ zipCode >
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  < description > ALABAMA </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
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  < description > GEORGIA </ description >
  < state > ID </ state >
  < description > IDAHO </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
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  < description > OREGON </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
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  < foreignSolicitation > false </ foreignSolicitation >
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  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > KOVACK SECURITIES INC. </ associatedBDName >
  < associatedBDCRDNumber > 44848 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 16451 N. FEDERAL HWY. </ street1 >
  < street2 > SUITE 1201 </ street2 >
  < city > FT. LAUDERDALE </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33308 </ zipCode >
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  < value > All States </ value >
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- < recipient >
  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Lara, May & Associates, LLC </ associatedBDName >
  < associatedBDCRDNumber > 145589 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 7600 LEESBURG PIKE, STE 120 EAST </ street1 >
  < city > FALLS CHURCH </ city >
  < stateOrCountry > VA </ stateOrCountry >
  < stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >
  < zipCode > 22043 </ zipCode >
  </ recipientAddress >
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  < state > AK </ state >
  < description > ALASKA </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > DC </ state >
  < description > DISTRICT OF COLUMBIA </ description >
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  < description > FLORIDA </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > HI </ state >
  < description > HAWAII </ description >
  < state > ID </ state >
  < description > IDAHO </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > IN </ state >
  < description > INDIANA </ description >
  < state > KS </ state >
  < description > KANSAS </ description >
  < state > KY </ state >
  < description > KENTUCKY </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
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  < description > NEW HAMPSHIRE </ description >
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  < state > NM </ state >
  < description > NEW MEXICO </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > OK </ state >
  < description > OKLAHOMA </ description >
  < state > OR </ state >
  < description > OREGON </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > SC </ state >
  < description > SOUTH CAROLINA </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > UT </ state >
  < description > UTAH </ description >
  < state > VT </ state >
  < description > VERMONT </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  < state > WV </ state >
  < description > WEST VIRGINIA </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  < state > WY </ state >
  < description > WYOMING </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
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- < recipient >
  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Lincoln Investment </ associatedBDName >
  < associatedBDCRDNumber > 519 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 601 OFFICE CENTER DRIVE, STE. 300 </ street1 >
  < city > FT. WASHINGTON </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 19034 </ zipCode >
  </ recipientAddress >
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  < value > All States </ value >
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  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > LPL Financial Corporation </ associatedBDName >
  < associatedBDCRDNumber > 6413 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 75 STATE ST. 24TH FLR </ street1 >
  < city > BOSTON </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 02109 </ zipCode >
  </ recipientAddress >
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  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > March Capital Corp. </ associatedBDName >
  < associatedBDCRDNumber > 24142 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2 N LASALLE ST STE 2300 </ street1 >
  < city > CHICAGO </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60602-3975 </ zipCode >
  </ recipientAddress >
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  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Mid Atlantic Capital Corporation </ associatedBDName >
  < associatedBDCRDNumber > 10674 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1251 WATERFRONT PLACE, STE 510 </ street1 >
  < city > PITTSBURGH </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 15222-6368 </ zipCode >
  </ recipientAddress >
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  < value > All States </ value >
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  < foreignSolicitation > false </ foreignSolicitation >
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- < recipient >
  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Money Concepts Capital Corp </ associatedBDName >
  < associatedBDCRDNumber > 12963 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 11440 NORTH JOG ROAD </ street1 >
  < city > PALM BEACH GARDENS </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33418 </ zipCode >
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- < statesOfSolicitationList >
  < value > All States </ value >
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- < recipient >
  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Strategic Financial Alliance, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 126514 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2200 CENTURY PKWY, STE 500 </ street1 >
  < city > ATLANTA </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30345 </ zipCode >
  </ recipientAddress >
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  < value > All States </ value >
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- < recipient >
  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2700 POST OAK BLVD., STE. 1700 </ street1 >
  < city > HOUSTON </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
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- < recipient >
  < recipientName > more than 5 </ recipientName >
  < recipientCRDNumber > None </ recipientCRDNumber >
  < associatedBDName > Triad Advisors, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 25803 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5785 PEACHTREE PARKWAY, STE 280 </ street1 >
  < city > NORCROSS </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30092 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 234919350 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > true </ hasNonAccreditedInvestors >
  < numberNonAccreditedInvestors > 0 </ numberNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 2959 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 416906 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Altegris QIM Futures Fund, L.P. </ issuerName >
  < signatureName > /s/ Matthew Osborne </ signatureName >
  < nameOfSigner > Matthew Osborne </ nameOfSigner >
  < signatureTitle > CEO & CIO of Issuer's GP </ signatureTitle >
  < signatureDate > 2021-11-09 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Nov. 9, 2021
EFD Posted: Nov. 9, 2021