EFDID: 3780EFD: Raw Data

Issuer: GENTRY MILLS FINANCE (ES14), LLC (0001471689) - D/A

Accession: 0001471689-10-000012 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Oct. 15, 2010
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0704 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001471689 </ cik >
  < entityName > GENTRY MILLS FINANCE (ES14), LLC </ entityName >
- < issuerAddress >
  < street1 > 17330 Preston Road, Suite 210B </ street1 >
  < city > Dallas </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75252 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 972-759-7705 </ issuerPhoneNumber >
  < jurisdictionOfInc > TEXAS </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Liability Company </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2008 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > WILLIAM </ firstName >
  < middleName > P </ middleName >
  < lastName > GLASS </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 17330 Preston Road, Suite 210B </ street1 >
  < city > Dallas </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75252 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Other Real Estate </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001471689-10-000011 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2009-08-21 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isDebtType > true </ isDebtType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Jesup & Lamont </ recipientName >
  < recipientCRDNumber > 39056 </ recipientCRDNumber >
  < associatedBDName > Jesup & Lamont </ associatedBDName >
  < associatedBDCRDNumber > 39056 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 415 MADISON AVENUE, SUITE 1436 </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10017 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Hjorth, George </ recipientName >
  < recipientCRDNumber > 2209607 </ recipientCRDNumber >
  < associatedBDName > Brookstone Securtities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13366 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 17853 Laurel Grove Rd </ street1 >
  < city > Riverside </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92501 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Stone, Linda A. </ recipientName >
  < recipientCRDNumber > 3153820 </ recipientCRDNumber >
  < associatedBDName > Harrison Douglas </ associatedBDName >
  < associatedBDCRDNumber > 16515 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 220 West 15th St </ street1 >
  < street2 > Apt 1101 </ street2 >
  < city > Pueblo </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 81003 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CO </ state >
  < description > COLORADO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Riverstone Wealth Management </ recipientName >
  < recipientCRDNumber > 40418 </ recipientCRDNumber >
  < associatedBDName > Riverstone Wealth Management </ associatedBDName >
  < associatedBDCRDNumber > 40418 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 7801 CAPITAL OF TEXAS HWY., SUITE 310 </ street1 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78731 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Calton & Associates, Inc. </ recipientName >
  < recipientCRDNumber > 20999 </ recipientCRDNumber >
  < associatedBDName > Calton & Associates, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 20999 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 14497 N. DALE MABRY HWY STE. 215 </ street1 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33618 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AL </ state >
  < description > ALABAMA </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  < state > MS </ state >
  < description > MISSISSIPPI </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kendrick, Daniel E. </ recipientName >
  < recipientCRDNumber > 1832435 </ recipientCRDNumber >
  < associatedBDName > Brookstone Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13366 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > P.O. Box 715 </ street1 >
  < city > Gainesville </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30503 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NM </ state >
  < description > NEW MEXICO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > VSR Financial Services, Inc. </ recipientName >
  < recipientCRDNumber > 14503 </ recipientCRDNumber >
  < associatedBDName > VSR Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 14503 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 8620 W 110TH STREET, 200 </ street1 >
  < city > Overland Park </ city >
  < stateOrCountry > KS </ stateOrCountry >
  < stateOrCountryDescription > KANSAS </ stateOrCountryDescription >
  < zipCode > 66210-9651 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > MS </ state >
  < description > MISSISSIPPI </ description >
  < state > OK </ state >
  < description > OKLAHOMA </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Gilani, Taher </ recipientName >
  < recipientCRDNumber > 2381502 </ recipientCRDNumber >
  < associatedBDName > Choice Investments, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 17665 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4800 Bee Cave Rd. </ street1 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > George Hjorth </ recipientName >
  < recipientCRDNumber > 2209607 </ recipientCRDNumber >
  < associatedBDName > Newport Coast Securities </ associatedBDName >
  < associatedBDCRDNumber > 16944 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 17853 Laurel Grove Rd </ street1 >
  < city > Riverside </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92594 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Silberman, Donald L. </ recipientName >
  < recipientCRDNumber > 1879867 </ recipientCRDNumber >
  < associatedBDName > Capital Financial Services </ associatedBDName >
  < associatedBDCRDNumber > 8408 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 815 NW 23rd Ave </ street1 >
  < city > Gainsville </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32609 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 13063584 </ totalOfferingAmount >
  < totalAmountSold > 10115665 </ totalAmountSold >
  < totalRemaining > 2947919 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > true </ hasNonAccreditedInvestors >
  < numberNonAccreditedInvestors > 28 </ numberNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 201 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 849133 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 1114451 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  < clarificationOfResponse > Up to $1,114,451 is payable to Gentry Mills Capital, LLC, of which such person is the 100% owner. </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > GENTRY MILLS FINANCE (ES14), LLC </ issuerName >
  < signatureName > William P. Glass </ signatureName >
  < nameOfSigner > WILLIAM P. GLASS </ nameOfSigner >
  < signatureTitle > President </ signatureTitle >
  < signatureDate > 2010-10-15 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Oct. 15, 2010
EFD Posted: Aug. 7, 2014