EFDID: 129975EFD: Raw Data

Issuer: AEI Fisker Investments I, LLC (0001472050) - D/A

Accession: 0001472050-09-000002 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Oct. 9, 2009
EFD Posted: Jan. 6, 2015
- < edgarSubmission >
  < schemaVersion > X0603 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001472050 </ cik >
  < entityName > AEI Fisker Investments I, LLC </ entityName >
- < issuerAddress >
  < street1 > 311 S WACKER DR </ street1 >
  < street2 > SUITE 6150 </ street2 >
  < city > CHICAGO </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 804-378-1110 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Liability Company </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2009 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > N/A </ firstName >
  < lastName > AEI Fisker Management Corp. </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Managing Member </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Venture Capital Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001472050-09-000001 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2009-09-01 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 106000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Brad Creger </ recipientName >
  < recipientCRDNumber > 2415028 </ recipientCRDNumber >
  < associatedBDName > First Allied Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 655 W Broadway </ street1 >
  < street2 > 12th Floor </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 92101 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < state > NV </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Gilbert Fries </ recipientName >
  < recipientCRDNumber > 725342 </ recipientCRDNumber >
  < associatedBDName > First Allied Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 655 W Broadway </ street1 >
  < street2 > 12th Floor </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 92101 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Sandino Napolis </ recipientName >
  < recipientCRDNumber > 4048454 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Gordon Fallone </ recipientName >
  < recipientCRDNumber > 1767760 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < state > VT </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Peter Fogarty </ recipientName >
  < recipientCRDNumber > 1889799 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < state > VT </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Brad Seyffer </ recipientName >
  < recipientCRDNumber > 2498070 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Andrew Scheirer </ recipientName >
  < recipientCRDNumber > 4256666 </ recipientCRDNumber >
  < associatedBDName > First Allied Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 655 W Broadway </ street1 >
  < street2 > 12th Floor </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 92101 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Raymond Kim </ recipientName >
  < recipientCRDNumber > 4443798 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NV </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > William Pederson </ recipientName >
  < recipientCRDNumber > 2586686 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < state > PA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Christopher Capra </ recipientName >
  < recipientCRDNumber > 2691295 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < state > IL </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > James Depke </ recipientName >
  < recipientCRDNumber > 2804126 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IL </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Myles Luster </ recipientName >
  < recipientCRDNumber > 5614231 </ recipientCRDNumber >
  < associatedBDName > First Allied Securities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 655 W Broadway </ street1 >
  < street2 > 12th Floor </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 92101 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Eric Richardson </ recipientName >
  < recipientCRDNumber > 3182616 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Geoff Carfagnini </ recipientName >
  < recipientCRDNumber > 2771125 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Curtis Robinson </ recipientName >
  < recipientCRDNumber > 1765195 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Gary Saccaro </ recipientName >
  < recipientCRDNumber > 1806863 </ recipientCRDNumber >
  < associatedBDName > Advanced Equities Inc. </ associatedBDName >
  < associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 311 S Wacker Dr </ street1 >
  < street2 > Suite 6150 </ street2 >
  < city > Chicago </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < zipCode > 60606 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IL </ state >
  </ statesOfSolicitationList >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 2366360 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 34 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 112718 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 112718 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  < clarificationOfResponse > $112,718.49 has been taken as markup by Advanced Equities. The remaining $2,253,641.51 will be used to make investments in Fisker Automotive Inc. </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > AEI Fisker Investments I, LLC </ issuerName >
  < signatureName > Alex Winks </ signatureName >
  < nameOfSigner > Alex Winks </ nameOfSigner >
  < signatureTitle > Authorized Signatory </ signatureTitle >
  < signatureDate > 2009-10-09 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Oct. 9, 2009
EFD Posted: Jan. 6, 2015