EFDID: 11254EFD: Raw Data

Issuer: AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC (0001474464) - D

Accession: 0001474464-10-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Mar. 12, 2010
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0603 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001474464 </ cik >
  < entityName > AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC </ entityName >
- < issuerAddress >
  < street1 > 405 PARK AVENUE </ street1 >
  < street2 > 15TH FLOOR </ street2 >
  < city > NEW YORK </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 212 415 6500 </ issuerPhoneNumber >
  < jurisdictionOfInc > MARYLAND </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2009 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Nicholas </ firstName >
  < middleName > S </ middleName >
  < lastName > Schorsch </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > ARC New York Recovery REIT, Inc. </ street1 >
  < street2 > 405 Park Avenue </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > William </ firstName >
  < middleName > M </ middleName >
  < lastName > Kahane </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > ARC New York Recovery REIT, Inc. </ street1 >
  < street2 > 405 Park Avenue </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < middleName > A </ middleName >
  < lastName > Happel </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > ARC New York Recovery REIT, Inc. </ street1 >
  < street2 > 405 Park Avenue </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Peter </ firstName >
  < middleName > M </ middleName >
  < lastName > Budko </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > ARC New York Recovery REIT, Inc. </ street1 >
  < street2 > 405 Park Avenue </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Brian </ firstName >
  < middleName > S </ middleName >
  < lastName > Block </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > ARC New York Recovery REIT, Inc. </ street1 >
  < street2 > 405 Park Avenue </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Edward </ firstName >
  < middleName > M </ middleName >
  < lastName > Weil </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > ARC New York Recovery REIT, Inc. </ street1 >
  < street2 > 405 Park Avenue </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Leslie </ firstName >
  < middleName > D </ middleName >
  < lastName > Michelson </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > ARC New York Recovery REIT, Inc. </ street1 >
  < street2 > 405 Park Avenue </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > William </ firstName >
  < middleName > G </ middleName >
  < lastName > Stanley </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > ARC New York Recovery REIT, Inc. </ street1 >
  < street2 > 405 Park Avenue </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Robert </ firstName >
  < middleName > H </ middleName >
  < lastName > Burns </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > ARC New York Recovery REIT, Inc. </ street1 >
  < street2 > 405 Park Avenue </ street2 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < zipCode > 10022 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > REITS and Finance </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Not Applicable </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2010-03-09 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > J.P. Turner & Company </ recipientName >
  < recipientCRDNumber > 43177 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > One Buckhead Plaza, 11th Floor </ street1 >
  < street2 > 300 Peachtree Road, NW </ street2 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < zipCode > 30305 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < state > TX </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Investors Capital Corp. </ recipientName >
  < recipientCRDNumber > 30613 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 230 Broadway East </ street1 >
  < city > Lynnfield </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < zipCode > 01940 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > IMS Securities, Inc. </ recipientName >
  < recipientCRDNumber > 35567 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 10205 Westheimer Road, Suite 500 </ street1 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < zipCode > 77042 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Western International Securities, Inc. </ recipientName >
  < recipientCRDNumber > 39262 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 70 South Lake Avenue </ street1 >
  < street2 > Suite 700 </ street2 >
  < city > Pasadena </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < zipCode > 91101 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  </ statesOfSolicitationList >
  </ recipient >
- < recipient >
  < recipientName > Realty Capital Securities LLC </ recipientName >
  < recipientCRDNumber > 145454 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3 Copley Place </ street1 >
  < city > Boston </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < zipCode > 02116 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NJ </ state >
  < state > NY </ state >
  < state > PA </ state >
  </ statesOfSolicitationList >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 49950000 </ totalOfferingAmount >
  < totalAmountSold > 2820003 </ totalAmountSold >
  < totalRemaining > 47129997 </ totalRemaining >
  < clarificationOfResponse > The Company may, in its discretion, increase the total offering amount up to $99,900,000. </ clarificationOfResponse >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 17 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 121100 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > Amt. reflects 7% sales commission on gross proceeds ("GP") and 1% reallowance on commissionable sales. Excludes marketing/diligence expense of 1% of GP, org & offering expense of 1.5% of GP & wholesale fee of 2.0% payable to Realty Capital Securities, LLC </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 42300 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  < clarificationOfResponse > 1.5% of gross proceeds of offering are payable to New York Recovery Advisors, LLC to reimburse it for expenses incurred on behalf of issuer in connection with issuer's organization and the offering. Est. above is based on gross proceeds raised to date. </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC </ issuerName >
  < signatureName > /s/ William M. Kahane </ signatureName >
  < nameOfSigner > William M. Kahane </ nameOfSigner >
  < signatureTitle > President </ signatureTitle >
  < signatureDate > 2010-03-12 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Mar. 12, 2010
EFD Posted: Aug. 7, 2014