Form D Raw Data - Electronic Filing Depository

EFDID: 79825EFD: Raw Data

Issuer: Covol Fuels No. 3, LLC (0001477346) - D/A

Accession: 0001477346-14-000001 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 25, 2014
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001477346 </ cik >

< entityName > Covol Fuels No. 3, LLC </ entityName >

- < issuerAddress >

< street1 > 10653 S. RIVER FRONT PARKWAY </ street1 >

< street2 > SUITE 300 </ street2 >

< city > SOUTH JORDAN </ city >

< stateOrCountry > UT </ stateOrCountry >

< stateOrCountryDescription > UTAH </ stateOrCountryDescription >

< zipCode > 84095 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (801) 984-9400 </ issuerPhoneNumber >

< jurisdictionOfInc > UTAH </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < issuerList >

- < issuer >

< cik > 0001584804 </ cik >

< entityName > Catalyst Resources LLC </ entityName >

- < issuerAddress >

< street1 > 2285 EXECUTIVE DR, ST 104-A </ street1 >

< city > LEXINGTON </ city >

< stateOrCountry > KY </ stateOrCountry >

< stateOrCountryDescription > KENTUCKY </ stateOrCountryDescription >

< zipCode > 40505 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 8593092597 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > Catalyst Resources LLC (a KY LLC) </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2011 </ value >

</ yearOfInc >

</ issuer >

</ issuerList >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Rex </ firstName >

< lastName > Fought </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > P.O.Box 309 </ street1 >

< city > Belfry </ city >

< stateOrCountry > KY </ stateOrCountry >

< stateOrCountryDescription > KENTUCKY </ stateOrCountryDescription >

< zipCode > 40514 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Manager Representative </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Exigent </ firstName >

< lastName > Ventures, Inc. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2202 Timberloch Place, #118 </ street1 >

< city > The Woodlands </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77380 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Manager </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Coal Mining </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > $1 - $1,000,000 </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001477346-13-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2013-08-12 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 500000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Carolina Financial Securities, LLC </ recipientName >

< recipientCRDNumber > 41970 </ recipientCRDNumber >

< associatedBDName > Bruce Roberts </ associatedBDName >

< associatedBDCRDNumber > 1489110 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 185 West Main Street </ street1 >

< city > Brevard </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28712 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

</ statesOfSolicitationList >

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 28000000 </ totalOfferingAmount >

< totalAmountSold > 23825000 </ totalAmountSold >

< totalRemaining > 4175000 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 5 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1400000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > *if total offering is sold out, $1,191,250 earned to date. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > true </ authorizedRepresentative >

- < signature >

< issuerName > Covol Fuels No. 3, LLC </ issuerName >

< signatureName > Rex Fought </ signatureName >

< nameOfSigner > Rex Fought </ nameOfSigner >

< signatureTitle > Manager Representative </ signatureTitle >

< signatureDate > 2014-03-25 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >