EFDID: 13258EFD: Raw Data

Issuer: ZALICO Variable Series I Separate Account (0001487417) - D/A

Accession: 0001487417-18-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Jun. 13, 2018
EFD Posted: Jun. 13, 2018
- < edgarSubmission >
  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001487417 </ cik >
  < entityName > ZALICO Variable Series I Separate Account </ entityName >
- < issuerAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > SCHAUMBURG </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 425-577-5100 </ issuerPhoneNumber >
  < jurisdictionOfInc > ILLINOIS </ jurisdictionOfInc >
- < edgarPreviousNameList >
  < previousName > KILICO Variable Series I Separate Account </ previousName >
  </ edgarPreviousNameList >
  < entityType > Other </ entityType >
  < entityTypeOtherDesc > Insurance Company Separate Account. </ entityTypeOtherDesc >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ primaryIssuer >
- < issuerList >
- < issuer >
  < cik > 0000351754 </ cik >
  < entityName > Zurich American Life Insurance Co </ entityName >
- < issuerAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > SCHAUMBURG </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 425-577-5100 </ issuerPhoneNumber >
  < jurisdictionOfInc > ILLINOIS </ jurisdictionOfInc >
- < edgarPreviousNameList >
  < previousName > KEMPER INVESTORS LIFE INSURANCE CO </ previousName >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < overFiveYears > true </ overFiveYears >
  </ yearOfInc >
  </ issuer >
  </ issuerList >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > David </ firstName >
  < lastName > Dietz </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10007 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > President, Chief Executive Officer and Director of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Adam </ firstName >
  < lastName > Page </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Chief Investment Security Officer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Richard </ firstName >
  < lastName > Hauser </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director and Assistant Secretary of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Bob </ firstName >
  < lastName > Burne </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Patrick </ firstName >
  < lastName > Carty </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10007 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Richard </ firstName >
  < lastName > Grilli </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10007 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Senior Vice President and Chief Operating Officer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Michael </ firstName >
  < lastName > Rohwetter </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10007 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President and Chief Investment Officer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Cathy </ firstName >
  < lastName > Ehrlich </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10007 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President and Chief Actuary of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Colleen </ firstName >
  < lastName > Zitt </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director and Controller of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > David </ firstName >
  < lastName > Dampman </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 7045 College Boulevard </ street1 >
  < city > Overland Park </ city >
  < stateOrCountry > KS </ stateOrCountry >
  < stateOrCountryDescription > KANSAS </ stateOrCountryDescription >
  < zipCode > 66211 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, Operations of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Stuart </ firstName >
  < lastName > Berman </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10007 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Juanita </ firstName >
  < lastName > Thomas </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1114 Georgia Street </ street1 >
  < city > Louisiana </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >
  < zipCode > 63353 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President, Chief Compliance Officer and 38a-1 Chief Compliance Officer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Audrey </ firstName >
  < lastName > Martin </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10007 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Debra </ firstName >
  < lastName > Broek </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Ira </ firstName >
  < lastName > Kleinman </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Louis </ firstName >
  < lastName > Pietrolugo </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 1299 Zurich Way </ street1 >
  < city > Schaumburg </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60196 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Mark </ firstName >
  < lastName > Hargrove </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 4 World Trade Center </ street1 >
  < city > New York </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10007 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President and Chief Risk Officer of Zurich American Life Insurance Company </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Insurance </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06c </ item >
  < item > 3C </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001487417-17-000001 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 1997-06-06 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isOtherType > true </ isOtherType >
  < descriptionOfOtherType > Interests in ZALICO Series I Separate Account pursuant to variable life insurance policies </ descriptionOfOtherType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 10000000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Wells Fargo Advisors, LLC </ recipientName >
  < recipientCRDNumber > 19616 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > One North Jefferson Avenue </ street1 >
  < city > St. Louis </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >
  < zipCode > 63103 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > NM </ state >
  < description > NEW MEXICO </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Benefit Finance Securities </ recipientName >
  < recipientCRDNumber > 45113 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6 Cityplace Drive, Suite 400 </ street1 >
  < city > St. Louis </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >
  < zipCode > 63141 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > NM </ state >
  < description > NEW MEXICO </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > WJ Lynch Investor Services LLC (William J. Lynch & Associates) </ recipientName >
  < recipientCRDNumber > 140762 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 535 Boylston Street, Floor T </ street1 >
  < city > Boston </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 02116 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 4983856993 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 31 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 7907289 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse > As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > true </ authorizedRepresentative >
- < signature >
  < issuerName > ZALICO Variable Series I Separate Account </ issuerName >
  < signatureName > Richard W. Grilli </ signatureName >
  < nameOfSigner > Richard W. Grilli </ nameOfSigner >
  < signatureTitle > Chief Operating Officer and Senior Vice President </ signatureTitle >
  < signatureDate > 2018-06-13 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Jun. 13, 2018
EFD Posted: Jun. 13, 2018