Form D Raw Data - Electronic Filing Depository

EFDID: 19169EFD: Raw Data

Issuer: AEI Magnum Investments IV, LLC (0001494239) - D/A

Accession: 0001494239-10-000002 () (EDGAR Files) (Form D)

Edgar Posted: Jul. 6, 2010
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001494239 </ cik >

< entityName > AEI Magnum Investments IV, LLC </ entityName >

- < issuerAddress >

< street1 > 311 S WACKER DR </ street1 >

< street2 > SUITE 1650 </ street2 >

< city > CHICAGO </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 804-378-1110 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2010 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > N/A </ firstName >

< lastName > Advanced Equities Magnum Management Corp. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Managing Member </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Venture Capital Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001494239-10-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2010-06-16 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 106000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Gary Saccaro </ recipientName >

< recipientCRDNumber > 1806863 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > John Ferrick </ recipientName >

< recipientCRDNumber > 2568789 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > James Kozak </ recipientName >

< recipientCRDNumber > 2237880 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Gordon Fallone </ recipientName >

< recipientCRDNumber > 1767760 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Peter Fogarty </ recipientName >

< recipientCRDNumber > 1889799 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > William Metz </ recipientName >

< recipientCRDNumber > 808295 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > KS </ state >

< description > KANSAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jared Carmel </ recipientName >

< recipientCRDNumber > 4796201 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Kevin Graetz </ recipientName >

< recipientCRDNumber > 1935982 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Joe Hede </ recipientName >

< recipientCRDNumber > 2389098 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Christopher Capra </ recipientName >

< recipientCRDNumber > 2691295 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 1785344 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 26 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 92566 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > $92,566.64 will be taken as markup by Advanced Equities Inc. with the remaining $1,692,777.36 used to make investments in Magnum Semiconductor Inc. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > AEI Magnum Investments IV, LLC </ issuerName >

< signatureName > Alex Winks </ signatureName >

< nameOfSigner > Alex Winks </ nameOfSigner >

< signatureTitle > Authorized Signatory </ signatureTitle >

< signatureDate > 2010-07-06 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >