Form D Raw Data - Electronic Filing Depository

EFDID: 19554EFD: Raw Data

Issuer: SFM Preferred Unit Holdings, LLC (0001495432) - D/A

Accession: 0001495432-11-000001 () (EDGAR Files) (Form D)

Edgar Posted: Jan. 5, 2011
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001495432 </ cik >

< entityName > SFM Preferred Unit Holdings, LLC </ entityName >

- < issuerAddress >

< street1 > 11811 N. TATUM BLVD. </ street1 >

< street2 > SUITE 2400 </ street2 >

< city > PHOENIX </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85028 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 480-814-8016 </ issuerPhoneNumber >

< jurisdictionOfInc > ARIZONA </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2010 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Doug </ firstName >

< lastName > Sanders </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 11811 N. Tatum Blvd. </ street1 >

< street2 > Suite 2400 </ street2 >

< city > Phoenix </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85028 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Bradley </ firstName >

< middleName > A. </ middleName >

< lastName > Denton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 11811 N. Tatum Blvd. </ street1 >

< street2 > Suite 2400 </ street2 >

< city > Phoenix </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85028 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001495432-10-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2010-06-04 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Aaron P. Brodt </ recipientName >

< recipientCRDNumber > 5017914 </ recipientCRDNumber >

< associatedBDName > Meridian United Capital, LLC </ associatedBDName >

< associatedBDCRDNumber > 122924 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8800 N. Gainey Center Drive </ street1 >

< street2 > Suite 176 </ street2 >

< city > Scottsdale </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85258 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Zachary S. Brodt </ recipientName >

< recipientCRDNumber > 5228473 </ recipientCRDNumber >

< associatedBDName > Meridian United Capital, LLC </ associatedBDName >

< associatedBDCRDNumber > 122924 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8800 N. Gainey Center Drive </ street1 >

< street2 > Suite 176 </ street2 >

< city > Scottsdale </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85258 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Adam J. Sellens </ recipientName >

< recipientCRDNumber > 2606272 </ recipientCRDNumber >

< associatedBDName > Meridian United Capital, LLC </ associatedBDName >

< associatedBDCRDNumber > 122924 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8800 N. Gainey Center Drive </ street1 >

< street2 > Suite 176 </ street2 >

< city > Scottsdale </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85258 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Scott W. Reed </ recipientName >

< recipientCRDNumber > 3007033 </ recipientCRDNumber >

< associatedBDName > Meridian United Capital, LLC </ associatedBDName >

< associatedBDCRDNumber > 122924 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8800 N. Gainey Center Drive </ street1 >

< street2 > Suite 176 </ street2 >

< city > Scottsdale </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85258 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > UT </ state >

< description > UTAH </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Patrick Riley </ recipientName >

< recipientCRDNumber > 5662138 </ recipientCRDNumber >

< associatedBDName > Meridian United Capital, LLC </ associatedBDName >

< associatedBDCRDNumber > 122924 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 8800 N. Gainey Center Drive </ street1 >

< street2 > Suite 176 </ street2 >

< city > Scottsdale </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85258 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 53332856 </ totalOfferingAmount >

< totalAmountSold > 53332856 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse > A portion of the total amount sold represents conversion of notes payable to the Manager of the Issuer and the Manager of the Manager of the Issuer. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 282 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 165700 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > SFM Preferred Unit Holdings, LLC </ issuerName >

< signatureName > /s/ Bradley A. Denton </ signatureName >

< nameOfSigner > Bradley A. Denton </ nameOfSigner >

< signatureTitle > Senior Vice President, CFO, Secretary, and Treasurer </ signatureTitle >

< signatureDate > 2011-01-04 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >