EFDID: 32558EFD: Raw Data

Issuer: Net Lease Retail Investors LP (0001509721) - D

Accession: 0001509721-11-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Feb. 15, 2011
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0704 </ schemaVersion >
  < submissionType > D </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001509721 </ cik >
  < entityName > Net Lease Retail Investors LP </ entityName >
- < issuerAddress >
  < street1 > 13760 NOEL ROAD </ street1 >
  < street2 > SUITE 800 </ street2 >
  < city > DALLAS </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75240 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 214-234-8200 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Partnership </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2010 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < issuerList >
- < issuer >
  < cik > 0001509722 </ cik >
  < entityName > Net Lease Retail Tax Exempt Investors LP </ entityName >
- < issuerAddress >
  < street1 > 13760 NOEL ROAD </ street1 >
  < street2 > SUITE 800 </ street2 >
  < city > DALLAS </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75240 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 214-234-8200 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Partnership </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2010 </ value >
  </ yearOfInc >
  </ issuer >
  </ issuerList >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > * </ firstName >
  < lastName > NL Retail Investors GP, LLC </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 13760 Noel Road </ street1 >
  < street2 > Suite 800 </ street2 >
  < city > Dallas </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75240 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > General Partner of Issuers </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > J. </ firstName >
  < middleName > Kenneth </ middleName >
  < lastName > Dunn </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 13760 Noel Road </ street1 >
  < street2 > Suite 800 </ street2 >
  < city > Dallas </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75240 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > President of the General Partner of Issuers </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Timothy </ firstName >
  < middleName > C. </ middleName >
  < lastName > Nichols </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 13760 Noel Road </ street1 >
  < street2 > Suite 800 </ street2 >
  < city > Dallas </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75240 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President of the General Partner of Issuers </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Thomas </ firstName >
  < middleName > B. </ middleName >
  < lastName > Mock </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 13760 Noel Road </ street1 >
  < street2 > Suite 800 </ street2 >
  < city > Dallas </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 75240 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President of the General Partner of Issuers </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Other Real Estate </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > $1 - $1,000,000 </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  < item > 3C </ item >
  < item > 3C.5 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > false </ isAmendment >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2011-01-07 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 15000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Dale Rubin </ recipientName >
  < recipientCRDNumber > 1304312 </ recipientCRDNumber >
  < associatedBDName > Capital Analysts Incorporated </ associatedBDName >
  < associatedBDCRDNumber > 5478 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 25800 Science Park Drive </ street1 >
  < street2 > Suite 100 </ street2 >
  < city > Cleveland </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44122 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  < description > OHIO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lawrence Kronick </ recipientName >
  < recipientCRDNumber > 275819 </ recipientCRDNumber >
  < associatedBDName > Capital Analysts Incorporated </ associatedBDName >
  < associatedBDCRDNumber > 5478 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 25800 Science Park Drive </ street1 >
  < street2 > Suite 100 </ street2 >
  < city > Cleveland </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44122 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  < description > OHIO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert H. DeNouden </ recipientName >
  < recipientCRDNumber > 2457728 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher and Company Financial Services Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4305 Frederick Blvd. </ street1 >
  < street2 > Suite 305 </ street2 >
  < city > St. Joseph </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >
  < zipCode > 64506 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MO </ state >
  < description > MISSOURI </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Gregory G. Randall </ recipientName >
  < recipientCRDNumber > 2143449 </ recipientCRDNumber >
  < associatedBDName > Capital Analysts Incorporated </ associatedBDName >
  < associatedBDCRDNumber > 5478 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 25800 Science Park Drive </ street1 >
  < street2 > Suite 100 </ street2 >
  < city > Cleveland </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44122 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  < description > OHIO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Karyn Pistone </ recipientName >
  < recipientCRDNumber > 859379 </ recipientCRDNumber >
  < associatedBDName > Capital Analysts Incorporated </ associatedBDName >
  < associatedBDCRDNumber > 5478 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 25800 Science Park Drive </ street1 >
  < street2 > Suite 100 </ street2 >
  < city > Cleveland </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44122 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  < description > OHIO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > James M. Lamont </ recipientName >
  < recipientCRDNumber > 2846228 </ recipientCRDNumber >
  < associatedBDName > Indepdendent Financial Group LLC </ associatedBDName >
  < associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1400 Grant Avenue </ street1 >
  < street2 > 101 </ street2 >
  < city > Novato </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94948 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 62500000 </ totalOfferingAmount >
  < totalAmountSold > 280000 </ totalAmountSold >
  < totalRemaining > 62220000 </ totalRemaining >
  < clarificationOfResponse > Total Offering Amount represents (i) $50,000,000 of Units of Class A LP Interests in Net Lease Retail Investors, LP and (ii) $12,500,000 Units of LP Interests in Net Lease Retail Tax Exempt Investors, LP </ clarificationOfResponse >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 7 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 3250000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > Selling Commissions in an amount not to exceed 6.5% of the gross proceeds from the sale of Units will be paid to broker/dealers </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 1500000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  < clarificationOfResponse > General Partner will receive reimbursement up to 3% of Gross Proceeds for organization, offering and wholesale fee expenses </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Net Lease Retail Investors LP </ issuerName >
  < signatureName > /J. Kenneth Dunn/ </ signatureName >
  < nameOfSigner > J. Kenneth Dunn </ nameOfSigner >
  < signatureTitle > President of the General Partner of Issuer </ signatureTitle >
  < signatureDate > 2011-02-15 </ signatureDate >
  </ signature >
- < signature >
  < issuerName > Net Lease Retail Tax Exempt Investors LP </ issuerName >
  < signatureName > /J. Kenneth Dunn/ </ signatureName >
  < nameOfSigner > J. Kenneth Dunn </ nameOfSigner >
  < signatureTitle > President of the General Partner of Issuer </ signatureTitle >
  < signatureDate > 2011-02-15 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Feb. 15, 2011
EFD Posted: Aug. 7, 2014