Form D Raw Data - Electronic Filing Depository

EFDID: 165891EFD: Raw Data

Issuer: AnaBios Corp (0001517420) - D/A

Accession: 0001517420-16-000002 () (EDGAR Files) (Form D)

Edgar Posted: Jun. 3, 2016
EFD Posted: Jun. 3, 2016

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001517420 </ cik >

< entityName > AnaBios Corp </ entityName >

- < issuerAddress >

< street1 > 3030 BUNKER HILL STREET </ street1 >

< city > SAN DIEGO </ city >

< stateOrCountry > X1 </ stateOrCountry >

< stateOrCountryDescription > UNITED STATES </ stateOrCountryDescription >

< zipCode > 92109 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 203-245-0280 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > AnaBioCardia Corporation </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Andre </ firstName >

< lastName > Ghetti </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o AnaBios Corp </ street1 >

< street2 > 3030 Bunker Hill Street, Suite 312 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92109 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Paul </ firstName >

< lastName > Miller </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o AnaBios Corp </ street1 >

< street2 > 3030 Bunker Hill Street, Suite 312 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92109 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Martin </ firstName >

< middleName > J. </ middleName >

< lastName > Waters </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o AnaBios Corp </ street1 >

< street2 > 3030 Bunker Hill Street, Suite 312 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92109 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jack </ firstName >

< lastName > Reynolds </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o AnaBios Corp </ street1 >

< street2 > 3030 Bunker Hill Street, Suite 312 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92109 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Richard </ firstName >

< middleName > F. </ middleName >

< lastName > Erdman </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o AnaBios Corp </ street1 >

< street2 > 3030 Bunker Hill Street, Suite 312 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92109 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Biotechnology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001517420-16-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2016-05-18 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > CIM Securities, LLC </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > CIM Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 120852 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6898 S. University Blvd. </ street1 >

< city > Centennial </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80122 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > WY </ state >

< description > WYOMING </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Brookline Group, LLC </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Brookline Group, LLC </ associatedBDName >

< associatedBDCRDNumber > 153587 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2501 20th Place South </ street1 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35223 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 8385556 </ totalOfferingAmount >

< totalAmountSold > 5128808 </ totalAmountSold >

< totalRemaining > 3256748 </ totalRemaining >

< clarificationOfResponse > $613,251.37 in conversion of promissory notes to Series B Preferred Stock (principal & interest); $3,630,000.00 in new money; $885,556.71 in conversion of promissory notes to Series A Preferred Stock (principal & interest) </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 62 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 254100 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > AnaBios Corp </ issuerName >

< signatureName > /Andre Ghetti/ </ signatureName >

< nameOfSigner > Andre Ghetti </ nameOfSigner >

< signatureTitle > President & CEO </ signatureTitle >

< signatureDate > 2016-06-03 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >