Form D Raw Data - Electronic Filing Depository

EFDID: 36588EFD: Raw Data

Issuer: AEI Fisker VI, LLC (0001517548) - D/A

Accession: 0001517548-12-000001 () (EDGAR Files) (Form D)

Edgar Posted: Nov. 7, 2012
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0706 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001517548 </ cik >

< entityName > AEI Fisker VI, LLC </ entityName >

- < issuerAddress >

< street1 > 311 S WACKER DRIVE </ street1 >

< street2 > SUITE 1650 </ street2 >

< city > CHICAGO </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 312-377-5849 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2011 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > N/A </ firstName >

< lastName > Advanced Equities Fisker Management Corp. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Managing Member </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Venture Capital Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001517548-11-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2011-04-25 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 106000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Arthur Coleman </ recipientName >

< recipientCRDNumber > 847936 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Bijal Modi </ recipientName >

< recipientCRDNumber > 5155401 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Brad Seyffer </ recipientName >

< recipientCRDNumber > 2498070 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Brian Padgett </ recipientName >

< recipientCRDNumber > 4728464 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MI </ state >

< description > MICHIGAN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Byron Crowe </ recipientName >

< recipientCRDNumber > 1586181 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Christopher Capra </ recipientName >

< recipientCRDNumber > 2691295 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IN </ state >

< description > INDIANA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Hayward Roy </ recipientName >

< recipientCRDNumber > 2842866 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

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< state > NY </ state >

< description > NEW YORK </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Cooper Cordin </ recipientName >

< recipientCRDNumber > 3182812 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Eric Richardson </ recipientName >

< recipientCRDNumber > 3182616 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Gary Saccaro </ recipientName >

< recipientCRDNumber > 1806863 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > IN </ state >

< description > INDIANA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Timothy Touloukian </ recipientName >

< recipientCRDNumber > 2803832 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

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< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Geoff Carfagnini </ recipientName >

< recipientCRDNumber > 2771125 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Gordon Fallone </ recipientName >

< recipientCRDNumber > 1767760 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NV </ state >

< description > NEVADA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Peter Fogarty </ recipientName >

< recipientCRDNumber > 1889799 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NV </ state >

< description > NEVADA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Gregory Grycan </ recipientName >

< recipientCRDNumber > 1663960 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > James Depke </ recipientName >

< recipientCRDNumber > 2804126 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

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< state > CA </ state >

< description > CALIFORNIA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > James Kozak </ recipientName >

< recipientCRDNumber > 2237880 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jared Carmel </ recipientName >

< recipientCRDNumber > 4796201 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jeff Binkert </ recipientName >

< recipientCRDNumber > 2491492 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NV </ state >

< description > NEVADA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Chris Gambino </ recipientName >

< recipientCRDNumber > 4129800 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NV </ state >

< description > NEVADA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Lisa Julin </ recipientName >

< recipientCRDNumber > 4327915 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > James Duncan </ recipientName >

< recipientCRDNumber > 1781313 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > John Ferrick </ recipientName >

< recipientCRDNumber > 2568789 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jordan Berlin </ recipientName >

< recipientCRDNumber > 821934 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

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< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Joseph Cordi </ recipientName >

< recipientCRDNumber > 1397664 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Kevin Graetz </ recipientName >

< recipientCRDNumber > 1935982 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Joe Hede </ recipientName >

< recipientCRDNumber > 2389098 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mark Miller </ recipientName >

< recipientCRDNumber > 5742278 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Matt Vitamante </ recipientName >

< recipientCRDNumber > 2329700 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Peter McDonnell </ recipientName >

< recipientCRDNumber > 1374657 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Ryan Metz </ recipientName >

< recipientCRDNumber > 5609347 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > KS </ state >

< description > KANSAS </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > William Metz </ recipientName >

< recipientCRDNumber > 808295 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > KS </ state >

< description > KANSAS </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Wesley Gordon </ recipientName >

< recipientCRDNumber > 5000607 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NV </ state >

< description > NEVADA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > VT </ state >

< description > VERMONT </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > William Pedersen </ recipientName >

< recipientCRDNumber > 2586686 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Tom Tang </ recipientName >

< recipientCRDNumber > 5518409 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > William Schrimpf </ recipientName >

< recipientCRDNumber > 415220 </ recipientCRDNumber >

< associatedBDName > Advanced Equities Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 S Wacker Drive </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Andrew Scheirer </ recipientName >

< recipientCRDNumber > 4256666 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Chad Coe </ recipientName >

< recipientCRDNumber > 2491459 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Chang Soo Han </ recipientName >

< recipientCRDNumber > 1048237 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Christine Tang </ recipientName >

< recipientCRDNumber > 4774839 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Anh Tran </ recipientName >

< recipientCRDNumber > 5198283 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Colin Mansfield </ recipientName >

< recipientCRDNumber > 4643275 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Ellias Stabinsky </ recipientName >

< recipientCRDNumber > 1571758 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Joseph Accardi </ recipientName >

< recipientCRDNumber > 728322 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mark Chamberlain </ recipientName >

< recipientCRDNumber > 1655738 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IN </ state >

< description > INDIANA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Bhagwati Mahendru </ recipientName >

< recipientCRDNumber > 2360416 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Patrick McCown </ recipientName >

< recipientCRDNumber > 2392443 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Stuart Hoshide </ recipientName >

< recipientCRDNumber > 1838860 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Richard Dunnett </ recipientName >

< recipientCRDNumber > 2693001 </ recipientCRDNumber >

< associatedBDName > Advanced Equities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 South Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Shawn Rogers </ recipientName >

< recipientCRDNumber > 3081518 </ recipientCRDNumber >

< associatedBDName > Advanced Equities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 South Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Keith Daubenspeck </ recipientName >

< recipientCRDNumber > 1463372 </ recipientCRDNumber >

< associatedBDName > Advanced Equities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 35545 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 311 South Wacker Dr </ street1 >

< street2 > Suite 1650 </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 47469593 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 210 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1870334 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > Advanced Equities Inc. was paid $ 1,870,334.59 in markup. The remaining $45,599,258.94 was used to make investments in Fisker Automotive Inc. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > AEI Fisker VI, LLC </ issuerName >

< signatureName > Keith Daubenspeck </ signatureName >

< nameOfSigner > Keith Daubenspeck </ nameOfSigner >

< signatureTitle > Authorized Signatory </ signatureTitle >

< signatureDate > 2012-11-07 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >