EFDID: 50186EFD: Raw Data

Issuer: Service Finance Funding V, LLC (0001521225) - D/A

Accession: 0001521225-12-000019 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Apr. 13, 2012
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0705 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001521225 </ cik >
  < entityName > Service Finance Funding V, LLC </ entityName >
- < issuerAddress >
  < street1 > 555 SOUTH FEDERAL HIGHWAY </ street1 >
  < street2 > SUITE 200 </ street2 >
  < city > BOCA RATON </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33432 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 866-717-0595 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Liability Company </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2011 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Mark </ firstName >
  < middleName > E </ middleName >
  < lastName > Berch </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 555 South Federal Highway </ street1 >
  < street2 > Stuie 200 </ street2 >
  < city > Boca Raton </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33432 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > President of Service Finance Company, LLC </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Other Banking and Financial Services </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > $5,000,001 - $25,000,000 </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001521225-12-000018 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < yetToOccur > true </ yetToOccur >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isDebtType > true </ isDebtType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Dwyane Tidwell </ recipientName >
  < recipientCRDNumber > 2612587 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5065 WEstheimer </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Charles W. Rawl </ recipientName >
  < recipientCRDNumber > 2606069 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securites Inc </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1800 St James Place </ street1 >
  < street2 > 212 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Charles W Bingham </ recipientName >
  < recipientCRDNumber > 4877997 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5065 Westheimer </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Richard C Waits </ recipientName >
  < recipientCRDNumber > 4467460 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities Inc </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5065 Westheimer </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jack E Hirschman </ recipientName >
  < recipientCRDNumber > 5170636 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities Inc </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5065 Westheimer </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Andrew S Dlinn </ recipientName >
  < recipientCRDNumber > 2326920 </ recipientCRDNumber >
  < associatedBDName > CApital Guardian LLC </ associatedBDName >
  < associatedBDCRDNumber > 137919 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 555 Grant Street Suite 317 </ street1 >
  < city > Pittsburgh </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 15219 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > James H Reddish </ recipientName >
  < recipientCRDNumber > 5184697 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities Inc </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5065 Westheimer </ street1 >
  < street2 > 600 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Matthew J. Hannan </ recipientName >
  < recipientCRDNumber > 4852358 </ recipientCRDNumber >
  < associatedBDName > NelsonReid Inc </ associatedBDName >
  < associatedBDCRDNumber > 45503 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 14420 W Sylvanfield Drv </ street1 >
  < street2 > Suite 120 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77014 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert L Boggess </ recipientName >
  < recipientCRDNumber > 5007422 </ recipientCRDNumber >
  < associatedBDName > Allied Beacon Parntners Inc </ associatedBDName >
  < associatedBDCRDNumber > 46227 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 7501 Boudlers View Dr </ street1 >
  < city > Richmond </ city >
  < stateOrCountry > VA </ stateOrCountry >
  < stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >
  < zipCode > 23225 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lewis J Stein </ recipientName >
  < recipientCRDNumber > 2926949 </ recipientCRDNumber >
  < associatedBDName > newBridge Securities Corporation </ associatedBDName >
  < associatedBDCRDNumber > 104065 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5200 Town Center Circle </ street1 >
  < street2 > 308 </ street2 >
  < city > Boca Raton </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33486 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Philip Gibson </ recipientName >
  < recipientCRDNumber > 2905474 </ recipientCRDNumber >
  < associatedBDName > Newbridge Securities Corporation </ associatedBDName >
  < associatedBDCRDNumber > 104065 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1451 W Cypress Creed Rd </ street1 >
  < street2 > 204 </ street2 >
  < city > Ft. Lauderdale </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33309 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Austin Dutton </ recipientName >
  < recipientCRDNumber > 2739167 </ recipientCRDNumber >
  < associatedBDName > Newbridge Securities Corporation </ associatedBDName >
  < associatedBDCRDNumber > 104065 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1451 Cypress Creek Road </ street1 >
  < street2 > 204 </ street2 >
  < city > Ft Lauderdale </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33309 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > William R. Howard </ recipientName >
  < recipientCRDNumber > 5578891 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities Inc </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5065 WEstheimer </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > John G. Forrester JR </ recipientName >
  < recipientCRDNumber > 728188 </ recipientCRDNumber >
  < associatedBDName > Newbridge Securities Corporation </ associatedBDName >
  < associatedBDCRDNumber > 104065 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5200 Town Center Circle </ street1 >
  < street2 > 306 </ street2 >
  < city > Boca Raton </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33486 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Vicent K Annable </ recipientName >
  < recipientCRDNumber > 1033573 </ recipientCRDNumber >
  < associatedBDName > Newbridge Securities Corporation </ associatedBDName >
  < associatedBDCRDNumber > 104065 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 14362 Frank lloyd Wright Blvd </ street1 >
  < street2 > 1000 </ street2 >
  < city > Scottsdale </ city >
  < stateOrCountry > AZ </ stateOrCountry >
  < stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >
  < zipCode > 85260 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > David S Coffee </ recipientName >
  < recipientCRDNumber > 2960532 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities Inc </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5065 Westheimer </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > William R Howard </ recipientName >
  < recipientCRDNumber > 5578891 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities Inc </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5065 Westheimer </ street1 >
  < street2 > Stuie 600 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Raya P Kulkarni </ recipientName >
  < recipientCRDNumber > 4524105 </ recipientCRDNumber >
  < associatedBDName > Sunbelt Securities Inc </ associatedBDName >
  < associatedBDCRDNumber > 42180 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5065 Westheimer </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jay J Meyer </ recipientName >
  < recipientCRDNumber > 333118 </ recipientCRDNumber >
  < associatedBDName > Landolt Securities </ associatedBDName >
  < associatedBDCRDNumber > 28352 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Oregon Street </ street1 >
  < city > Oshkosh </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 54902 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 25000000 </ totalOfferingAmount >
  < totalAmountSold > 7952000 </ totalAmountSold >
  < totalRemaining > 17048000 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > true </ hasNonAccreditedInvestors >
  < numberNonAccreditedInvestors > 2 </ numberNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 95 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 357840 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Service Finance Funding V, LLC </ issuerName >
  < signatureName > Ian M. Berch </ signatureName >
  < nameOfSigner > Ian M. Berch </ nameOfSigner >
  < signatureTitle > Manager </ signatureTitle >
  < signatureDate > 2012-04-13 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Apr. 13, 2012
EFD Posted: Aug. 7, 2014