Form D Raw Data - Electronic Filing Depository

EFDID: 40788EFD: Raw Data

Issuer: SMART ENERGY CAPITAL, LLC (0001526154) - D

Accession: 0001526154-11-000001 () (EDGAR Files) (Form D)

Edgar Posted: Jul. 21, 2011
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0704 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001526154 </ cik >

< entityName > SMART ENERGY CAPITAL, LLC </ entityName >

- < issuerAddress >

< street1 > 50 MAIN STREET </ street1 >

< street2 > SUITE 812 </ street2 >

< city > WHITE PLAINS </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10606 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 914-618-4694 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2009 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > ROBERT </ firstName >

< lastName > KRUGEL </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 50 MAIN STREET </ street1 >

< street2 > SUITE 812 </ street2 >

< city > WHITE PLAINS </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10606 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > MANAGING PARTNER </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > KONSTANTIN </ firstName >

< lastName > BRAUN </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 50 MAIN STREET </ street1 >

< street2 > SUITE 812 </ street2 >

< city > WHITE PLAINS </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10606 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > MANAGING PARTNER </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > MICHAEL </ firstName >

< lastName > GRENIER </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1300 SW 5TH AVENUE </ street1 >

< street2 > SUITE 3000 </ street2 >

< city > PORTLAND </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97201 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > MANAGING PARTNER </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > BRIAN </ firstName >

< lastName > WEISMAN </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 11 HEATHER WAY </ street1 >

< city > MILL VALLEY </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94941 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > MANAGING PARTNER </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Energy </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > $1 - $1,000,000 </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

< item > 46 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2011-07-05 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isDebtType > true </ isDebtType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 125000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > TAG ENERGY PARTNERS LLC </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > CUTTONE & CO., INC. </ associatedBDName >

< associatedBDCRDNumber > 33038 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 350 FIFTH AVENUE </ street1 >

< street2 > SUITE 5310 </ street2 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10118-5310 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 1875000 </ totalOfferingAmount >

< totalAmountSold > 1875000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 13 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 112500 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > SMART ENERGY CAPITAL, LLC </ issuerName >

< signatureName > /S/ ROBERT KRUGEL </ signatureName >

< nameOfSigner > ROBERT KRUGEL </ nameOfSigner >

< signatureTitle > MANAGING PARTNER </ signatureTitle >

< signatureDate > 2011-07-21 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >