Form D Raw Data - Electronic Filing Depository

EFDID: 43691EFD: Raw Data

Issuer: Polunin Developing Countries Fund, LLC (0001529217) - D/A

Accession: 0001529217-12-000001 () (EDGAR Files) (Form D)

Edgar Posted: Aug. 29, 2012
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0706 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001529217 </ cik >

< entityName > Polunin Developing Countries Fund, LLC </ entityName >

- < issuerAddress >

< street1 > 2ND FLOOR, 146 BUCKINGHAM PALACE ROAD </ street1 >

< city > LONDON </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > SW1W 9TR </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 44 (0) 20 7824 8800 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2011 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Julian </ firstName >

< lastName > Garel-Jones </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2nd Floor, 146 Buckingham Palace Road </ street1 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > SW1W 9TR </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > President of Issuer; Director of Polunin Capital Partners Limited, the Managing Member of Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Paul </ firstName >

< lastName > Parsons </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2nd Floor, 146 Buckingham Palace Road </ street1 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > SW1W 9TR </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Secretary and Treasurer of Issuer; Director of Risk & Compliance of Polunin Capital Partners Limited, the Managing Member of Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Douglas </ firstName >

< lastName > Polunin </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2nd Floor, 146 Buckingham Palace Road </ street1 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > SW1W 9TR </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > CIO and Director of Polunin Capital Partners Limited, the Managing Member of Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Aditya </ firstName >

< lastName > Mehta </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2nd Floor, 146 Buckingham Palace Road </ street1 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > SW1W 9TR </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Polunin Capital Partners Limited, the Managing Member of Issuer </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Other Investment Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001529217-11-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2011-11-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Limited Liability Company Interests </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 1000000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Robin Pierce Armour </ recipientName >

< recipientCRDNumber > 2581987 </ recipientCRDNumber >

< associatedBDName > AMD Capital, LLC </ associatedBDName >

< associatedBDCRDNumber > 121539 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 Tri-State International </ street1 >

< street2 > Suite 138 </ street2 >

< city > Lincolnshire </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60069 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > David Foree Nyren </ recipientName >

< recipientCRDNumber > 2636909 </ recipientCRDNumber >

< associatedBDName > AMD Capital, LLC </ associatedBDName >

< associatedBDCRDNumber > 121539 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 Tri-State International </ street1 >

< street2 > Suite 138 </ street2 >

< city > Lincolnshire </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60069 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Daniel Adrian Weiss </ recipientName >

< recipientCRDNumber > 1707436 </ recipientCRDNumber >

< associatedBDName > AMD Capital, LLC </ associatedBDName >

< associatedBDCRDNumber > 121539 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 Tri-State International </ street1 >

< street2 > Suite 138 </ street2 >

< city > Lincolnshire </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60069 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Paul Joseph Weissman </ recipientName >

< recipientCRDNumber > 4661896 </ recipientCRDNumber >

< associatedBDName > Centenium Advisors, LLC </ associatedBDName >

< associatedBDCRDNumber > 135778 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 420 Lexington Avenue </ street1 >

< street2 > Suite 2216 </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10170 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Nansie Jean Bernard </ recipientName >

< recipientCRDNumber > 2859867 </ recipientCRDNumber >

< associatedBDName > Centenium Advisors, LLC </ associatedBDName >

< associatedBDCRDNumber > 135778 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 420 Lexington Avenue </ street1 >

< street2 > Suite 2216 </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10170 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Roberto Tancinco Fabros </ recipientName >

< recipientCRDNumber > 1083144 </ recipientCRDNumber >

< associatedBDName > Centenium Advisors, LLC </ associatedBDName >

< associatedBDCRDNumber > 135778 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 420 Lexington Avenue </ street1 >

< street2 > Suite 2216 </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10170 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 4801000 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 4 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Polunin Developing Countries Fund, LLC </ issuerName >

< signatureName > Suma Udupa Shah </ signatureName >

< nameOfSigner > Suma Udupa Shah </ nameOfSigner >

< signatureTitle > Attorney for Issuer </ signatureTitle >

< signatureDate > 2012-08-29 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >