Form D Raw Data - Electronic Filing Depository

EFDID: 93884EFD: Raw Data

Issuer: Cynapsus Therapeutics Inc. (0001532079) - D

Accession: 0001532079-14-000002 () (EDGAR Files) (Form D)

Edgar Posted: Apr. 21, 2014
EFD Posted: Aug. 8, 2014

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001532079 </ cik >

< entityName > Cynapsus Therapeutics Inc. </ entityName >

- < issuerAddress >

< street1 > 828 RICHMOND STREET WEST </ street1 >

< city > TORONTO </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M6J 1C9 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 416-703-2449 </ issuerPhoneNumber >

< jurisdictionOfInc > CANADA (FEDERAL LEVEL) </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > Cannasat Therapeutics Inc. </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Anthony </ firstName >

< lastName > Giovinazzo </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 828 RICHMOND STREET WEST </ street1 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M6J 1C9 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Andrew </ firstName >

< lastName > Williams </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 828 RICHMOND STREET WEST </ street1 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M6J 1C9 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Tomer </ firstName >

< lastName > Gold </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 828 RICHMOND STREET WEST </ street1 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M6J 1C9 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ronald </ firstName >

< lastName > Hosking </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 828 RICHMOND STREET WEST </ street1 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M6J 1C9 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Nan </ firstName >

< lastName > Hutchinson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 828 RICHMOND STREET WEST </ street1 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M6J 1C9 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Perry </ firstName >

< lastName > Molinoff </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 828 RICHMOND STREET WEST </ street1 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M6J 1C9 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ilan </ firstName >

< lastName > Oren </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 828 RICHMOND STREET WEST </ street1 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M6J 1C9 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Alan </ firstName >

< middleName > D. C. </ middleName >

< lastName > Ryley </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 828 RICHMOND STREET WEST </ street1 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M6J 1C9 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Rochelle </ firstName >

< lastName > Stenzler </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 828 RICHMOND STREET WEST </ street1 >

< city > Toronto </ city >

< stateOrCountry > A6 </ stateOrCountry >

< stateOrCountryDescription > ONTARIO, CANADA </ stateOrCountryDescription >

< zipCode > M6J 1C9 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pharmaceuticals </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > No Revenues </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2014-04-15 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Each unit is comprised of one common share and one share purchase warrant. Each warrant is exercisable for one common share at an exercise price of Cdn$0.81 for a period of 60 months. </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Noble Financial Capital Markets </ recipientName >

< recipientCRDNumber > 15768 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 951 Yamato Road, Suite 210 </ street1 >

< city > Boca Raton </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33431 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Maddie King III </ recipientName >

< recipientCRDNumber > 2784584 </ recipientCRDNumber >

< associatedBDName > Brookline Group, LLC </ associatedBDName >

< associatedBDCRDNumber > 153587 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2501 20th Street South </ street1 >

< street2 > Suite 275 </ street2 >

< city > Birmingham </ city >

< stateOrCountry > AL </ stateOrCountry >

< stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >

< zipCode > 35223 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 42916967 </ totalOfferingAmount >

< totalAmountSold > 14546285 </ totalAmountSold >

< totalRemaining > 28370682 </ totalRemaining >

< clarificationOfResponse > The additional $28,370,682 may be received upon the exercise of share purchase warrants sold inside and outside the U.S. U.S. dollar amounts are based on the Bank of Canada noon rate of exchage report on April 15, 2014, which was CN$1.0981=US$1.00. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 19 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1018240 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > The agent also received warrants exercisable for approximately 1,720,199 shares of common stock of the issuer at a price of Cdn$0.81 per share for a period of 60 months with respect to the U.S. portion of the offering. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Cynapsus Therapeutics Inc. </ issuerName >

< signatureName > /s/ Andrew Williams </ signatureName >

< nameOfSigner > Andrew Williams </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2014-04-17 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >