Form D Raw Data - Electronic Filing Depository

EFDID: 50418EFD: Raw Data

Issuer: iCapital Millennium Fund, Ltd. (0001536107) - D/A

Accession: 0001536107-20-000003 () (EDGAR Files) (Form D)

Edgar Posted: Oct. 22, 2020
EFD Posted: Oct. 23, 2020

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001536107 </ cik >

< entityName > iCapital Millennium Fund, Ltd. </ entityName >

- < issuerAddress >

< street1 > 60 EAST 42ND ST, 26TH FLOOR </ street1 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10165 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 212-994-7400 </ issuerPhoneNumber >

< jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > Altegris Millennium Fund, Ltd. </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > KYLE </ firstName >

< lastName > HARTLEY </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 60 EAST 42ND ST, 26TH FLOOR </ street1 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10165 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Managing Director of the Sole Member of the General Partner </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Hedge Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001536107-18-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2012-02-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 1600 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Arkadios Capital </ associatedBDName >

< associatedBDCRDNumber > 282710 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3333 PIEDMONT RD. NE, STE. 2010 </ street1 >

< city > ATLANTA </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30305 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > B.C. Ziegler & Company </ associatedBDName >

< associatedBDCRDNumber > 061 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 200 S. WACKER DR., STE. 2000 </ street1 >

< city > CHICAGO </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research Inc </ associatedBDName >

< associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1776 PLEASANT PLAIN RD </ street1 >

< city > FAIRFIELD </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cetera Advisor Networks, LLC </ associatedBDName >

< associatedBDCRDNumber > 13572 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 200 N. SEPULVEDA BLVD., STE. 1300 </ street1 >

< city > EL SEGUNDO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90245 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cetera Advisors LLC </ associatedBDName >

< associatedBDCRDNumber > 10299 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4600 S. SYRACUSE, STE. 600 </ street1 >

< city > DENVER </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80237 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cetera Investment Services </ associatedBDName >

< associatedBDCRDNumber > 15340 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 400 FIRST ST.. S. STE 300 </ street1 >

< city > ST. CLOUD </ city >

< stateOrCountry > MN </ stateOrCountry >

< stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >

< zipCode > 56302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Cetera Financial Specialists LLC </ associatedBDName >

< associatedBDCRDNumber > 10358 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 200 N. MARTINGALE RD., 7TH FL. </ street1 >

< city > SCHAUMBERG </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60173 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Commonwealth Financial Network </ associatedBDName >

< associatedBDCRDNumber > 8032 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 29 SAWYER ROAD </ street1 >

< city > WALTHAM </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 02453-3483 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > EMPIRE ASSET MANAGEMENT COMPANY </ associatedBDName >

< associatedBDCRDNumber > 143007 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 29 BROADWAY </ street1 >

< street2 > 12TH FLOOR </ street2 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10006 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > First Allied Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 W. BROADWAY, 12TH FL. </ street1 >

< city > SAN DIEGO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Hightower Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 116681 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 200 W. MADISON ST. STE 2500 </ street1 >

< city > CHICAGO </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606-3414 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Kalos Capital </ associatedBDName >

< associatedBDCRDNumber > 44337 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11525 PARK WOODS CIRCLE </ street1 >

< street2 > SUITE 280 </ street2 >

< city > ALPHARETTA </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 300005 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Kovack Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 44848 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6451 N. FEDERAL HIGHWAY </ street1 >

< street2 > SUITE 1201 </ street2 >

< city > FT. LAUDERDALE </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 63103 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > March Capital Corp. </ associatedBDName >

< associatedBDCRDNumber > 24142 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2 N LASALLE ST </ street1 >

< street2 > SUITE 2300 </ street2 >

< city > CHICAGO </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60602-3975 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Money Concepts Capital Corp. </ associatedBDName >

< associatedBDCRDNumber > 12963 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11440 NORTH JOG ROAD </ street1 >

< city > PALM BEACH GARDENS </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33418 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > more than 5 </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Stifel, Nicolaus & Company, Incorporated </ associatedBDName >

< associatedBDCRDNumber > 793 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 501 NORTH BROADWAY </ street1 >

< city > ST. LOUIS </ city >

< stateOrCountry > MO </ stateOrCountry >

< stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >

< zipCode > 63102 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 193654285 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 638 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 436875 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > iCapital Millennium Fund, Ltd. </ issuerName >

< signatureName > /s/ Kyle Hartley </ signatureName >

< nameOfSigner > Kyle Hartley </ nameOfSigner >

< signatureTitle > Managing Director of the Sole Member of the General Partner </ signatureTitle >

< signatureDate > 2020-10-22 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >