Form D Raw Data - Electronic Filing Depository

EFDID: 47440EFD: Raw Data

Issuer: Carlyle Global Financial Services Partners II, L.P. (0001536301) - D/A

Accession: 0001536301-13-000001 () (EDGAR Files) (Form D)

Edgar Posted: Dec. 19, 2013
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001536301 </ cik >

< entityName > Carlyle Global Financial Services Partners II, L.P. </ entityName >

- < issuerAddress >

< street1 > 1001 PENNSYLVANIA AVENUE, NW </ street1 >

< street2 > Suite 220 South </ street2 >

< city > WASHINGTON </ city >

< stateOrCountry > DC </ stateOrCountry >

< stateOrCountryDescription > DISTRICT OF COLUMBIA </ stateOrCountryDescription >

< zipCode > 20004 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 202-347-2626 </ issuerPhoneNumber >

< jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2011 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > n/a </ firstName >

< lastName > TCG Financial Services II, L.P. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1001 Pennsylvania Avenue, NW </ street1 >

< street2 > Suite 220 South </ street2 >

< city > Washington </ city >

< stateOrCountry > DC </ stateOrCountry >

< stateOrCountryDescription > DISTRICT OF COLUMBIA </ stateOrCountryDescription >

< zipCode > 20004 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > The General Partner of the Issuer (the "GP") </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > n/a </ firstName >

< lastName > Carlyle Financial Services II, Ltd. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1001 Pennsylvania Avenue, NW </ street1 >

< street2 > Suite 220 South </ street2 >

< city > Washington </ city >

< stateOrCountry > DC </ stateOrCountry >

< stateOrCountryDescription > DISTRICT OF COLUMBIA </ stateOrCountryDescription >

< zipCode > 20004 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > The General Partner of the GP </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Daniel </ firstName >

< middleName > A. </ middleName >

< lastName > D'Aniello </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1001 Pennsylvania Avenue, NW </ street1 >

< street2 > Suite 220 South </ street2 >

< city > Washington </ city >

< stateOrCountry > DC </ stateOrCountry >

< stateOrCountryDescription > DISTRICT OF COLUMBIA </ stateOrCountryDescription >

< zipCode > 20004 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > of the General Partner of the GP </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< middleName > M. </ middleName >

< lastName > Rubenstein </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1001 Pennsylvania Avenue, NW </ street1 >

< street2 > Suite 220 South </ street2 >

< city > Washington </ city >

< stateOrCountry > DC </ stateOrCountry >

< stateOrCountryDescription > DISTRICT OF COLUMBIA </ stateOrCountryDescription >

< zipCode > 20004 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > of the General Partner of the GP </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > William </ firstName >

< middleName > E. </ middleName >

< lastName > Conway, Jr. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1001 Pennsylvania Avenue, NW </ street1 >

< street2 > Suite 220 South </ street2 >

< city > Washington </ city >

< stateOrCountry > DC </ stateOrCountry >

< stateOrCountryDescription > DISTRICT OF COLUMBIA </ stateOrCountryDescription >

< zipCode > 20004 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > of the General Partner of the GP </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Olivier </ firstName >

< middleName > P. </ middleName >

< lastName > Sarkozy </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 520 Madison Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > of the General Partner fo the GP </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Private Equity Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001536301-11-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2011-12-20 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > TCG Securities, L.L.C. </ recipientName >

< recipientCRDNumber > 154788 </ recipientCRDNumber >

< associatedBDName > TCG Securities, L.L.C. </ associatedBDName >

< associatedBDCRDNumber > 154788 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1001 Pennsylvania Avenue </ street1 >

< street2 > NW Suite 220 S </ street2 >

< city > Washington </ city >

< stateOrCountry > DC </ stateOrCountry >

< stateOrCountryDescription > DISTRICT OF COLUMBIA </ stateOrCountryDescription >

< zipCode > 20004 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Merrill Lynch, Pierce, Fenner & Smith Incorporated </ recipientName >

< recipientCRDNumber > 7691 </ recipientCRDNumber >

< associatedBDName > Merrill Lynch, Pierce, Fenner & Smith Incorporated </ associatedBDName >

< associatedBDCRDNumber > 7691 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > One Bryant Park </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10036 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Avalon Advisors LLC </ recipientName >

< recipientCRDNumber > 112556 </ recipientCRDNumber >

< associatedBDName > Avalon Wealth Management LLC </ associatedBDName >

< associatedBDCRDNumber > 162745 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2929 Allen Pkwy, Suite 3000 </ street1 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77019 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Barclays Saudi Arabia </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Barclays Capital Inc. </ associatedBDName >

< associatedBDCRDNumber > 19714 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 745 7th Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10019 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 487670408 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 32 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1332500 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > The fee was paid in connection with sales made inside/outside the US. Also, certain employees of an affiliate of the GP ("Carlyle") receive compensation in part based on the capital raised; such compensation is borne by Carlyle, not the Fund's investors. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Carlyle Global Financial Services Partners II, L.P. </ issuerName >

< signatureName > /s/ Daniel A. D'Aniello </ signatureName >

< nameOfSigner > Daniel A. D'Aniello </ nameOfSigner >

< signatureTitle > Director of the General Partner of the GP </ signatureTitle >

< signatureDate > 2013-12-19 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >