Form D Raw Data - Electronic Filing Depository

EFDID: 57064EFD: Raw Data

Issuer: Aztec XII-B Oil & Gas LP/Aztec Energy LLC (0001538094) - D

Accession: 0001538094-12-000010 () (EDGAR Files) (Form D)

Edgar Posted: Jun. 5, 2012
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0705 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001538094 </ cik >

< entityName > Aztec XII-B Oil & Gas LP/Aztec Energy LLC </ entityName >

- < issuerAddress >

< street1 > ONE RIVERWAY </ street1 >

< street2 > SUITE 1580 </ street2 >

< city > HOUSTON </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77056 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 713-335-1850 </ issuerPhoneNumber >

< jurisdictionOfInc > NEVADA </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > Aztec XII-B Oil & Gas LP </ previousName >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > Aztec XII Program (the Program) is the offering subject of this filing. If accepted, investors become partners of a partnership with Aztec Energy LLC Managing General Partner. Only one partnership is offered at a time until closed. </ entityTypeOtherDesc >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2011 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kenneth </ firstName >

< lastName > Lehrer </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One Riverway </ street1 >

< street2 > Suite 1580 </ street2 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77056 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aztec Oil & Gas, Inc. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Mark </ firstName >

< lastName > Vance </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One Riverway </ street1 >

< street2 > Suite 1580 </ street2 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77056 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aztec Oil & Gas, Inc. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Larry </ firstName >

< lastName > Hornbrook </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One Riverway </ street1 >

< street2 > Suite 1580 </ street2 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77056 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > CFO of Aztec Oil & Gas, Inc. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Dayton </ firstName >

< lastName > Wheeler </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One Riverway </ street1 >

< street2 > Suite 1580 </ street2 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77056 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Aztec Oil & Gas, Inc. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ariane </ firstName >

< lastName > Cox </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One Riverway </ street1 >

< street2 > Suite 1580 </ street2 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77056 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Vice President, Secretary-Treasurer, and Administrative Coordinator of Aztec Oil & Gas, Inc. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Waylan </ firstName >

< lastName > Johnson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One Riverway </ street1 >

< street2 > Suite 1580 </ street2 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77056 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > President, Aztec Oil & Gas Inc. </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Oil and Gas </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > $5,000,001 - $25,000,000 </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2012-01-31 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Limited Partnership Units </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Michael Scavullo </ recipientName >

< recipientCRDNumber > 2537103 </ recipientCRDNumber >

< associatedBDName > J.P. Turner & Company, L.L.C. </ associatedBDName >

< associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3060 Peachtree Road NW </ street1 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30305 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > James Lockhart </ recipientName >

< recipientCRDNumber > 4415115 </ recipientCRDNumber >

< associatedBDName > Harbour Light Securities </ associatedBDName >

< associatedBDCRDNumber > 130227 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 20 Towne Drive </ street1 >

< street2 > Suite 138 </ street2 >

< city > Bluffton </ city >

< stateOrCountry > SC </ stateOrCountry >

< stateOrCountryDescription > SOUTH CAROLINA </ stateOrCountryDescription >

< zipCode > 29910 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Will R. Freeman </ recipientName >

< recipientCRDNumber > 213834 </ recipientCRDNumber >

< associatedBDName > Wilbanks Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 40673 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 433 NW Expressway </ street1 >

< street2 > Suite 222 </ street2 >

< city > Oklahoma City </ city >

< stateOrCountry > OK </ stateOrCountry >

< stateOrCountryDescription > OKLAHOMA </ stateOrCountryDescription >

< zipCode > 73116 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CO </ state >

< description > COLORADO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Charles Fischer </ recipientName >

< recipientCRDNumber > 1186289 </ recipientCRDNumber >

< associatedBDName > IMS Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 35567 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 10205 Westheimer Road </ street1 >

< street2 > Suite 500 </ street2 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77042 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > OR </ state >

< description > OREGON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Michael Woloshin </ recipientName >

< recipientCRDNumber > 5188244 </ recipientCRDNumber >

< associatedBDName > JP Turner & Company, LLC </ associatedBDName >

< associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3060 Peachtree Road NW </ street1 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30305 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NJ </ state >

< description > NEW JERSEY </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Steven Knowlton </ recipientName >

< recipientCRDNumber > 4527446 </ recipientCRDNumber >

< associatedBDName > IMS Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 35567 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 10205 Westheimer Road </ street1 >

< street2 > Suite 500 </ street2 >

< city > Houston </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77042 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jonathan Taylor </ recipientName >

< recipientCRDNumber > 2161627 </ recipientCRDNumber >

< associatedBDName > JP Turner & Company, LLC </ associatedBDName >

< associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3060 Peachtree Road NW </ street1 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30305 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > OH </ state >

< description > OHIO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Scott L. Olson </ recipientName >

< recipientCRDNumber > 711256 </ recipientCRDNumber >

< associatedBDName > Merrimac Corporate Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 35463 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1185 Spring Centre South Boulevard </ street1 >

< street2 > Suite 1060 </ street2 >

< city > Altamonte Springs </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 32714 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

< state > NV </ state >

< description > NEVADA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Damian Dering </ recipientName >

< recipientCRDNumber > 2854253 </ recipientCRDNumber >

< associatedBDName > Independent Financial Group </ associatedBDName >

< associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12636 High Bluff Drive </ street1 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92130 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mark Rupp </ recipientName >

< recipientCRDNumber > 5135861 </ recipientCRDNumber >

< associatedBDName > JP Turner & Company, LLC </ associatedBDName >

< associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3060 Peachtree Road NW </ street1 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30305 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > ID </ state >

< description > IDAHO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Thomas W. Haarmann </ recipientName >

< recipientCRDNumber > 4181416 </ recipientCRDNumber >

< associatedBDName > Money Concepts Capital Corp. </ associatedBDName >

< associatedBDCRDNumber > 12963 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11440 North Jog Road </ street1 >

< city > Palm Beach Gardens </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33418 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jeff Nesseth </ recipientName >

< recipientCRDNumber > 1983482 </ recipientCRDNumber >

< associatedBDName > Independent Financial Group </ associatedBDName >

< associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12636 High Bluff Drive </ street1 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92130 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MO </ state >

< description > MISSOURI </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 50000000 </ totalOfferingAmount >

< totalAmountSold > 2850000 </ totalAmountSold >

< totalRemaining > 47150000 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 27 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 256500 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Aztec XII-B Oil & Gas LP/Aztec Energy LLC </ issuerName >

< signatureName > Ariane Cox </ signatureName >

< nameOfSigner > Ariane Cox </ nameOfSigner >

< signatureTitle > Vice President and Administrative Coordinator </ signatureTitle >

< signatureDate > 2012-06-05 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >