Form D Raw Data - Electronic Filing Depository

EFDID: 159967EFD: Raw Data

Issuer: COTTONWOOD RESIDENTIAL, INC. (0001548528) - D/A

Accession: 0001548528-18-000002 () (EDGAR Files) (Form D)

Edgar Posted: Feb. 28, 2018
EFD Posted: Feb. 28, 2018

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001548528 </ cik >

< entityName > COTTONWOOD RESIDENTIAL, INC. </ entityName >

- < issuerAddress >

< street1 > 6340 SOUTH 3000 EAST, SUITE 500 </ street1 >

< city > SALT LAKE CITY </ city >

< stateOrCountry > UT </ stateOrCountry >

< stateOrCountryDescription > UTAH </ stateOrCountryDescription >

< zipCode > 84121 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (801) 278-0700 </ issuerPhoneNumber >

< jurisdictionOfInc > MARYLAND </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > Cottonwood Residential, Inc. </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > CHAD </ firstName >

< lastName > CHRISTENSEN </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 6340 SOUTH 3000 EAST, SUITE 500 </ street1 >

< city > SALT LAKE CITY </ city >

< stateOrCountry > UT </ stateOrCountry >

< stateOrCountryDescription > UTAH </ stateOrCountryDescription >

< zipCode > 84121 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > PRESIDENT AND CHAIRMAN </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > DANIEL </ firstName >

< lastName > SHAEFFER </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 6340 SOUTH 3000 EAST, SUITE 500 </ street1 >

< city > SALT LAKE CITY </ city >

< stateOrCountry > UT </ stateOrCountry >

< stateOrCountryDescription > UTAH </ stateOrCountryDescription >

< zipCode > 84121 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > CEO </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > GREGG </ firstName >

< lastName > CHRISTENSEN </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 6340 SOUTH 3000 EAST, SUITE 500 </ street1 >

< city > SALT LAKE CITY </ city >

< stateOrCountry > UT </ stateOrCountry >

< stateOrCountryDescription > UTAH </ stateOrCountryDescription >

< zipCode > 84121 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > EXECUTIVE VP, SECRETARY & GENERAL COUNSEL </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > SUSAN </ firstName >

< lastName > HALLENBERG </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 6340 SOUTH 3000 EAST, SUITE 500 </ street1 >

< city > SALT LAKE CITY </ city >

< stateOrCountry > UT </ stateOrCountry >

< stateOrCountryDescription > UTAH </ stateOrCountryDescription >

< zipCode > 84121 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > CHIEF FINANCIAL OFFICER </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > DAVID </ firstName >

< lastName > ROBERTSON </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 5251 DTC PARKWAY, SUITE 1150 </ street1 >

< city > GREENWOOD VILLAGE </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80111 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > LANCE </ firstName >

< lastName > GRABER </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 5251 DTC PARKWAY, SUITE 1150 </ street1 >

< city > GREENWOOD VILLAGE </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80111 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Residential </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C </ item >

< item > 3C.5 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001548528-17-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2016-04-21 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > ORCHARD SECURITIES, LLC </ recipientName >

< recipientCRDNumber > 133378 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 401 S. 850 E., SUITE C1 </ street1 >

< city > LEHI </ city >

< stateOrCountry > UT </ stateOrCountry >

< stateOrCountryDescription > UTAH </ stateOrCountryDescription >

< zipCode > 84043 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 145000000 </ totalOfferingAmount >

< totalAmountSold > 133510876 </ totalAmountSold >

< totalRemaining > 11489124 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 1584 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 10000000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > COTTONWOOD RESIDENTIAL, INC. </ issuerName >

< signatureName > /s/ Greg Christensen </ signatureName >

< nameOfSigner > GREGG CHRISTENSEN </ nameOfSigner >

< signatureTitle > EXECUTIVE VICE PRESIDENT, SECRETARY & GENERAL COUNSEL </ signatureTitle >

< signatureDate > 2018-02-28 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >