EFDID: 63836EFD: Raw Data

Issuer: Energy Hunter Partners 2012-A Drilling & Production Fund, Ltd. (0001556821) - D/A

Accession: 0001556821-13-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Jan. 9, 2013
EFD Posted: Aug. 7, 2014
- < edgarSubmission >
  < schemaVersion > X0706 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001556821 </ cik >
  < entityName > Energy Hunter Partners 2012-A Drilling & Production Fund, Ltd. </ entityName >
- < issuerAddress >
  < street1 > 777 POST OAK BLVD. </ street1 >
  < street2 > SUITE 650 </ street2 >
  < city > HOUSTON </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 877-596-1848 </ issuerPhoneNumber >
  < jurisdictionOfInc > KENTUCKY </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Partnership </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2012 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Magnum </ firstName >
  < lastName > Hunter Production, </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 120 Prosperous Place </ street1 >
  < street2 > Suite 201 </ street2 >
  < city > Lexington </ city >
  < stateOrCountry > KY </ stateOrCountry >
  < stateOrCountryDescription > KENTUCKY </ stateOrCountryDescription >
  < zipCode > 40509 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Gary </ firstName >
  < middleName > C. </ middleName >
  < lastName > Evans </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 777 Post Oak Blvd. </ street1 >
  < street2 > Suite 650 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Executive officer and director of managing general partner </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Ronald </ firstName >
  < middleName > D. </ middleName >
  < lastName > Ormand </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 777 Post Oak Blvd. </ street1 >
  < street2 > Suite 650 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Executive officer and director of managing general partner </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > James </ firstName >
  < middleName > W. </ middleName >
  < lastName > Denny </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 120 Prosperous Place </ street1 >
  < street2 > Suite 201 </ street2 >
  < city > Lexington </ city >
  < stateOrCountry > KY </ stateOrCountry >
  < stateOrCountryDescription > KENTUCKY </ stateOrCountryDescription >
  < zipCode > 40509 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Executive officer of managing general partner </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > D. </ firstName >
  < middleName > Michael </ middleName >
  < lastName > Wallen </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 120 Prosperous Place </ street1 >
  < street2 > Suite 201 </ street2 >
  < city > Lexington </ city >
  < stateOrCountry > KY </ stateOrCountry >
  < stateOrCountryDescription > KENTUCKY </ stateOrCountryDescription >
  < zipCode > 40509 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Executive officer of managing general partner </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Richard </ firstName >
  < middleName > A. </ middleName >
  < lastName > Farrell </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 777 Post Oak Blvd. </ street1 >
  < street2 > Suite 650 </ street2 >
  < city > Houston </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 77056 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Executive officer of managing general partner </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Oil and Gas </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > $1 - $1,000,000 </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001556821-12-000003 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2012-10-29 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 10000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Sara Ng </ recipientName >
  < recipientCRDNumber > 2701165 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > David Gott </ recipientName >
  < recipientCRDNumber > 1915608 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IN </ state >
  < description > INDIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lawrence W. Warren </ recipientName >
  < recipientCRDNumber > 1694288 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > ND </ state >
  < description > NORTH DAKOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Garry Savage </ recipientName >
  < recipientCRDNumber > 1195330 </ recipientCRDNumber >
  < associatedBDName > Wall Street Strategies, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 31268 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 362 N. Main Street </ street1 >
  < city > Huron </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44839 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Deborah Shuster </ recipientName >
  < recipientCRDNumber > 5551868 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > James H. Rochel </ recipientName >
  < recipientCRDNumber > 4764648 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd. </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > KS </ state >
  < description > KANSAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kevin Feeney </ recipientName >
  < recipientCRDNumber > 1001572 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd. </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Steven Allison </ recipientName >
  < recipientCRDNumber > 1982416 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd. </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OK </ state >
  < description > OKLAHOMA </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Gilbert Sabatka </ recipientName >
  < recipientCRDNumber > 1229982 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > KS </ state >
  < description > KANSAS </ description >
  < state > MT </ state >
  < description > MONTANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kenneth M. Solem </ recipientName >
  < recipientCRDNumber > 1170236 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Raymond C. Becker </ recipientName >
  < recipientCRDNumber > 16399 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Charles Dawson </ recipientName >
  < recipientCRDNumber > 717848 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ryan Benning </ recipientName >
  < recipientCRDNumber > 4205469 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > ND </ state >
  < description > NORTH DAKOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > William Venables </ recipientName >
  < recipientCRDNumber > 864303 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IN </ state >
  < description > INDIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > T.J. Setro </ recipientName >
  < recipientCRDNumber > 1428815 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > SC </ state >
  < description > SOUTH CAROLINA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Karen Geiger </ recipientName >
  < recipientCRDNumber > 1456604 </ recipientCRDNumber >
  < associatedBDName > Wall Street Strategies, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 31268 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 362 N. Main Street </ street1 >
  < city > Huron </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44839 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  < description > OHIO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Karl Kittlaus </ recipientName >
  < recipientCRDNumber > 602059 </ recipientCRDNumber >
  < associatedBDName > Wall Street Strategies, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 31268 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 362 N. Main Street </ street1 >
  < city > Huron </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44839 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > John B. Robinson </ recipientName >
  < recipientCRDNumber > 2578458 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Alex Paoletto </ recipientName >
  < recipientCRDNumber > 864081 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Michael J. Thaler </ recipientName >
  < recipientCRDNumber > 2557899 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Dale E. Wright </ recipientName >
  < recipientCRDNumber > 1142615 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Keith Patterson </ recipientName >
  < recipientCRDNumber > 2131574 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd., 11th Floor </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Richard A. Kaufman </ recipientName >
  < recipientCRDNumber > 700 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd., 11th Floor </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert J. Fratesi </ recipientName >
  < recipientCRDNumber > 1373072 </ recipientCRDNumber >
  < associatedBDName > Arete Wealth Management </ associatedBDName >
  < associatedBDCRDNumber > 44856 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 775 Ridge Lake Blvd, Suite 150 </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38120 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Paul H. Espey </ recipientName >
  < recipientCRDNumber > 03 </ recipientCRDNumber >
  < associatedBDName > Arete Wealth Management </ associatedBDName >
  < associatedBDCRDNumber > 44856 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 775 Ridge Lake Blvd, Suite 150 </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38120 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IN </ state >
  < description > INDIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > David Yoder </ recipientName >
  < recipientCRDNumber > 4905015 </ recipientCRDNumber >
  < associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 725 Town & Country Road, Suite 530 </ street1 >
  < city > Orange </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92868 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Karen Cady </ recipientName >
  < recipientCRDNumber > 3167528 </ recipientCRDNumber >
  < associatedBDName > Northland Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 40258 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 45 South 7th Street, 20th Floor </ street1 >
  < city > Minneapolis </ city >
  < stateOrCountry > MN </ stateOrCountry >
  < stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >
  < zipCode > 55402 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IN </ state >
  < description > INDIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > J. Richard Matheis </ recipientName >
  < recipientCRDNumber > 869179 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert D'Agosta </ recipientName >
  < recipientCRDNumber > 1903105 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Rob Simons </ recipientName >
  < recipientCRDNumber > 1538638 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > UT </ state >
  < description > UTAH </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Craig Fredrickson </ recipientName >
  < recipientCRDNumber > 1202302 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher & Company Financial Services, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Tama Street, Building B </ street1 >
  < city > Marion </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 82302 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > UT </ state >
  < description > UTAH </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > George C. Hayes </ recipientName >
  < recipientCRDNumber > 2299367 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Graham T. Bauer </ recipientName >
  < recipientCRDNumber > 4885669 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MD </ state >
  < description > MARYLAND </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Alan Dole </ recipientName >
  < recipientCRDNumber > 4904989 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brad L. Chumley </ recipientName >
  < recipientCRDNumber > 3133581 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > William Medlin </ recipientName >
  < recipientCRDNumber > 3227657 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Tim Hakes </ recipientName >
  < recipientCRDNumber > 2399374 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > KS </ state >
  < description > KANSAS </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Keith Offel </ recipientName >
  < recipientCRDNumber > 2570946 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Mark Herding </ recipientName >
  < recipientCRDNumber > 2239357 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Richard Maas </ recipientName >
  < recipientCRDNumber > 3198288 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Shanyn K. Stewart </ recipientName >
  < recipientCRDNumber > 2846225 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jared Roskelley </ recipientName >
  < recipientCRDNumber > 3139812 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lavon H. Welch </ recipientName >
  < recipientCRDNumber > 1223552 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kraig J. Cawley </ recipientName >
  < recipientCRDNumber > 5551404 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Larry D. Queen </ recipientName >
  < recipientCRDNumber > 851743 </ recipientCRDNumber >
  < associatedBDName > Cambridge Investment Research, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1776 Pleasant Plain Road </ street1 >
  < city > Fairfield </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52556 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WV </ state >
  < description > WEST VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lee O. Molette, II </ recipientName >
  < recipientCRDNumber > 2454091 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd., 11th Floor </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Nicholas Trifiro </ recipientName >
  < recipientCRDNumber > 2682851 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd., 11th Floor </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert H. Fitzsimmons </ recipientName >
  < recipientCRDNumber > 1837056 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd., 11th Floor </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Steven L. Schou </ recipientName >
  < recipientCRDNumber > 1093736 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd., 11th Floor </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > William Bugdon </ recipientName >
  < recipientCRDNumber > 5720121 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd., 11th Floor </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Mark L. Tannen </ recipientName >
  < recipientCRDNumber > 4213248 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd., 11th Floor </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MD </ state >
  < description > MARYLAND </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Frank Richardson </ recipientName >
  < recipientCRDNumber > 721293 </ recipientCRDNumber >
  < associatedBDName > InvestaCorp, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 7684 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4400 Biscayne Blvd., 11th Floor </ street1 >
  < city > Miami </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33137 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > J. Lee Greene, Jr. </ recipientName >
  < recipientCRDNumber > 2232914 </ recipientCRDNumber >
  < associatedBDName > Arete Wealth Management </ associatedBDName >
  < associatedBDCRDNumber > 44856 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 775 Ridge Lake Blvd, Suite 150 </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38120 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Andrew Kleis </ recipientName >
  < recipientCRDNumber > 4492750 </ recipientCRDNumber >
  < associatedBDName > Arete Wealth Management </ associatedBDName >
  < associatedBDCRDNumber > 44856 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 775 Ridge Lake Blvd, Suite 150 </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38120 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Wendy Ellen Fleischmann </ recipientName >
  < recipientCRDNumber > 5561064 </ recipientCRDNumber >
  < associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 725 Town & Country Road, Suite 530 </ street1 >
  < city > Orange </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92868 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jon D. Sheflet </ recipientName >
  < recipientCRDNumber > 2005403 </ recipientCRDNumber >
  < associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 725 Town & Country Road, Suite 530 </ street1 >
  < city > Orange </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92868 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert I. Kully </ recipientName >
  < recipientCRDNumber > 3212528 </ recipientCRDNumber >
  < associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 725 Town & Country Road, Suite 530 </ street1 >
  < city > Orange </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92868 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Larry W. Mosher </ recipientName >
  < recipientCRDNumber > 1584277 </ recipientCRDNumber >
  < associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 725 Town & Country Road, Suite 530 </ street1 >
  < city > Orange </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92868 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lanny R. Howarter </ recipientName >
  < recipientCRDNumber > 813591 </ recipientCRDNumber >
  < associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 725 Town & Country Road, Suite 530 </ street1 >
  < city > Orange </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92868 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Mark Herding </ recipientName >
  < recipientCRDNumber > 2239357 </ recipientCRDNumber >
  < associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 725 Town & Country Road, Suite 530 </ street1 >
  < city > Orange </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92868 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jim Reynolds </ recipientName >
  < recipientCRDNumber > 4408485 </ recipientCRDNumber >
  < associatedBDName > Northland Securities, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 40258 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 45 South 7th Street, 20th Floor </ street1 >
  < city > Minneapolis </ city >
  < stateOrCountry > MN </ stateOrCountry >
  < stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >
  < zipCode > 55402 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > John W. Kenny </ recipientName >
  < recipientCRDNumber > 268043 </ recipientCRDNumber >
  < associatedBDName > American Investors Company </ associatedBDName >
  < associatedBDCRDNumber > 38 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2682 Bishop Drive, Suite 123 </ street1 >
  < city > San Ramon </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94583 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Dennis Weiss </ recipientName >
  < recipientCRDNumber > 462338 </ recipientCRDNumber >
  < associatedBDName > American Investors Company </ associatedBDName >
  < associatedBDCRDNumber > 38 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2682 Bishop Drive, Suite 123 </ street1 >
  < city > San Ramon </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94583 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > George W. Scheidt </ recipientName >
  < recipientCRDNumber > 412886 </ recipientCRDNumber >
  < associatedBDName > American Investors Company </ associatedBDName >
  < associatedBDCRDNumber > 38 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2682 Bishop Drive, Suite 123 </ street1 >
  < city > San Ramon </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 94583 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > James O. Conaway </ recipientName >
  < recipientCRDNumber > 1920946 </ recipientCRDNumber >
  < associatedBDName > JP Turner & Company </ associatedBDName >
  < associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3060 Peachtree Road, Suite 1100 </ street1 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30305 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Michael Woloshin </ recipientName >
  < recipientCRDNumber > 132346 </ recipientCRDNumber >
  < associatedBDName > JP Turner & Company </ associatedBDName >
  < associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3060 Peachtree Road, Suite 1100 </ street1 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30305 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert L. Omohundro </ recipientName >
  < recipientCRDNumber > 2415942 </ recipientCRDNumber >
  < associatedBDName > JP Turner & Company </ associatedBDName >
  < associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3060 Peachtree Road, Suite 1100 </ street1 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30305 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > GA </ state >
  < description > GEORGIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Derek N. Eichenwald </ recipientName >
  < recipientCRDNumber > 4613771 </ recipientCRDNumber >
  < associatedBDName > JP Turner & Company </ associatedBDName >
  < associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3060 Peachtree Road, Suite 1100 </ street1 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30305 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Michael Packman </ recipientName >
  < recipientCRDNumber > 2518120 </ recipientCRDNumber >
  < associatedBDName > JP Turner & Company </ associatedBDName >
  < associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3060 Peachtree Road, Suite 1100 </ street1 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30305 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Scot Landburg </ recipientName >
  < recipientCRDNumber > 4555602 </ recipientCRDNumber >
  < associatedBDName > JP Turner & Company </ associatedBDName >
  < associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3060 Peachtree Road, Suite 1100 </ street1 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30305 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert Binkele </ recipientName >
  < recipientCRDNumber > 2393598 </ recipientCRDNumber >
  < associatedBDName > JP Turner & Company </ associatedBDName >
  < associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3060 Peachtree Road, Suite 1100 </ street1 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30305 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brian Court </ recipientName >
  < recipientCRDNumber > 2591547 </ recipientCRDNumber >
  < associatedBDName > JP Turner & Company </ associatedBDName >
  < associatedBDCRDNumber > 43177 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3060 Peachtree Road, Suite 1100 </ street1 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30305 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > David Ingram </ recipientName >
  < recipientCRDNumber > 5098944 </ recipientCRDNumber >
  < associatedBDName > Independent Financial Group </ associatedBDName >
  < associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 12636 High Bluff Drive, Suite 100 </ street1 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92130 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Katherine A Kirkpatrick </ recipientName >
  < recipientCRDNumber > 4530467 </ recipientCRDNumber >
  < associatedBDName > Independent Financial Group </ associatedBDName >
  < associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 12636 High Bluff Drive, Suite 100 </ street1 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92130 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > ID </ state >
  < description > IDAHO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Haynes L. Kendall, Jr. </ recipientName >
  < recipientCRDNumber > 1274737 </ recipientCRDNumber >
  < associatedBDName > Independent Financial Group </ associatedBDName >
  < associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 12636 High Bluff Drive, Suite 100 </ street1 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92130 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > James P. Hanson </ recipientName >
  < recipientCRDNumber > 2507473 </ recipientCRDNumber >
  < associatedBDName > Independent Financial Group </ associatedBDName >
  < associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 12636 High Bluff Drive, Suite 100 </ street1 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92130 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 44650000 </ totalOfferingAmount >
  < totalAmountSold > 20312726 </ totalAmountSold >
  < totalRemaining > 24337274 </ totalRemaining >
  < clarificationOfResponse > The offering was completed on December 31, 2012, and "Total Remainming to be Sold" should be zero. </ clarificationOfResponse >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 320 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 1839124 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 4557037 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  < clarificationOfResponse > Paid to Magnum Hunter Production, Inc. for drilling and completion services </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Energy Hunter Partners 2012-A Drilling & Production Fund, Ltd. </ issuerName >
  < signatureName > /s/ Douglas Stahl </ signatureName >
  < nameOfSigner > Douglas Stahl </ nameOfSigner >
  < signatureTitle > Counsel </ signatureTitle >
  < signatureDate > 2013-01-09 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Jan. 9, 2013
EFD Posted: Aug. 7, 2014