Form D Raw Data - Electronic Filing Depository

EFDID: 302818EFD: Raw Data

Issuer: Wall Street Tower Fund LLC (0001763555) - D/A

Accession: 0001567619-20-001119 () (EDGAR Files) (Form D)

Edgar Posted: Jan. 16, 2020
EFD Posted: Jan. 16, 2020

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001763555 </ cik >

< entityName > Wall Street Tower Fund LLC </ entityName >

- < issuerAddress >

< street1 > C/O WALL STREET TOWER MANAGER LLC </ street1 >

< street2 > 1985 CEDAR BRIDGE AVENUE, SUITE 1 </ street2 >

< city > LAKEWOOD </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 08701 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 732-367-0129 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2016 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< lastName > Lichtenstein </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Wall Street Tower Fund LLC </ street1 >

< street2 > 1985 Cedar Bridge Avenue, Suite 1 </ street2 >

< city > Lakewood </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 08701 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > CEO - The Lightstone Group, LLC (LG), Wall Street Tower Holdings LLC (Fund Parent) & LG Wall Street Tower Manager LLC (Fund Mgr) </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Mitchell </ firstName >

< lastName > Hochberg </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Wall Street Tower Fund LLC </ street1 >

< street2 > 1985 Cedar Bridge Avenue, Suite 1 </ street2 >

< city > Lakewood </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 08701 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > President and Chief Operating Officer of LG </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Real Estate </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001763555-19-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2016-09-28 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Units of preferred limited liability company membership interests ("Preferred Units") </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 500000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Primary Capital LLC </ recipientName >

< recipientCRDNumber > 127921 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 90 Broad Street </ street1 >

< street2 > Suite 905 </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10004 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > BCW Securities LLC </ recipientName >

< recipientCRDNumber > 144930 </ recipientCRDNumber >

< associatedBDName > Marko Issever </ associatedBDName >

< associatedBDCRDNumber > 1297827 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 55 Greens Farms Road </ street1 >

< street2 > Suite 200 </ street2 >

< city > Westport </ city >

< stateOrCountry > CT </ stateOrCountry >

< stateOrCountryDescription > CONNECTICUT </ stateOrCountryDescription >

< zipCode > 06880 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 100000000 </ totalOfferingAmount >

< totalAmountSold > 3000000 </ totalAmountSold >

< totalRemaining > 97000000 </ totalRemaining >

< clarificationOfResponse > Total Offering Amt represents max raise of up to 200 Preferred Units @ $500,000 per Unit to US Investors (Reg D) & non-US (Reg S). Total sales/investors (Item 14) represents sales to US Investors under Rule 506(b) (total aggregate sales $4,500,000). </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 6 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 350000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Includes a per investor processing fee of $1,600 based on the total offering amount plus a $30,000 retainer fee paid to the placement agent. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse > Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Wall Street Tower Fund LLC </ issuerName >

< signatureName > /s/ Joseph E. Teichman </ signatureName >

< nameOfSigner > Joseph E. Teichman </ nameOfSigner >

< signatureTitle > Executive Vice President and General Counsel of LG </ signatureTitle >

< signatureDate > 2020-01-14 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >