Form D Raw Data - Electronic Filing Depository

EFDID: 337517EFD: Raw Data

Issuer: ROC Asia Pacific Private Equity Fund IV B, L.P. (0001807726) - D/A

Accession: 0001567619-21-006998 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 26, 2021
EFD Posted: Mar. 26, 2021

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001807726 </ cik >

< entityName > ROC Asia Pacific Private Equity Fund IV B, L.P. </ entityName >

- < issuerAddress >

< street1 > c/o ROC IV GP Limited </ street1 >

< street2 > Ugland House, P.O. Box 309 </ street2 >

< city > George Town, Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > +852 5804 9009 </ issuerPhoneNumber >

< jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > Cayman Islands Exempted Limited Partnership </ entityTypeOtherDesc >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2018 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Lance </ firstName >

< middleName > Mathew </ middleName >

< lastName > Zarb </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > ROC Asia Pacific PE Fund IV B, L.P. </ street1 >

< street2 > Ugland House, PO Box 309, George Town </ street2 >

< city > Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of ROC IV GP Limited, the General Partner of the Issuer, a Feeder Fund of ROC Asia Pacific Private Equity Fund IV L.P. (the Master Fund of Issuer) </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Abali </ firstName >

< lastName > Hoilett </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > ROC Asia Pacific PE Fund IV B, L.P. </ street1 >

< street2 > Ugland House, PO Box 309, George Town </ street2 >

< city > Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Colin </ firstName >

< lastName > Nestor </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > ROC Asia Pacific PE Fund IV B, L.P. </ street1 >

< street2 > Ugland House, PO Box 309, George Town </ street2 >

< city > Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of ROC IV GP Limited, the General Partner of the Issuer, a Feeder Fund of ROC Asia Pacific Private Equity Fund IV L.P.(the Master Fund of Issuer) </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Private Equity Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C.1 </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001567619-20-007346 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2018-12-20 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Limited partnership interests; capital commitment of lesser amts by any limited partner may be accepted by GP upon advice of ROC Partners (HK) Limited, the Manager </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 5000000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Coronado Investments LLC </ recipientName >

< recipientCRDNumber > 111992 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5962 La Place Court </ street1 >

< street2 > Suite 140 </ street2 >

< city > Carlsbad </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92008 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 150000000 </ totalOfferingAmount >

< totalAmountSold > 40150000 </ totalAmountSold >

< totalRemaining > 109850000 </ totalRemaining >

< clarificationOfResponse > Offering amount is max target raise in aggregate for Master Fund (ROC Asia Pacific Private Equity Fund IV L.P.) & any affiliated feeder funds, but amt sold/no. of US investors only is for the issuer (initially filed in joint Forms D 2018 & D/A </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 22 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Fees are paid to Item 12 entities as a one-time payment of 1.5x the annual management fee paid to the Manager, contingent upon subscription amounts. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse > Certain person named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including General Partner and other administrative fees, the amounts of which cannot be estimated at this time. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > ROC Asia Pacific Private Equity Fund IV B, L.P. </ issuerName >

< signatureName > /s/ Lance Mathew Zarb </ signatureName >

< nameOfSigner > Lance Mathew Zarb </ nameOfSigner >

< signatureTitle > Director of General Partner of Issuer </ signatureTitle >

< signatureDate > 2021-03-26 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >