Form D Raw Data - Electronic Filing Depository

EFDID: 79806EFD: Raw Data

Issuer: APX Drilling Partners 2013-B, LP (0001582953) - D/A

Accession: 0001582953-14-000001 () (EDGAR Files) (Form D)

Edgar Posted: Jan. 23, 2014
EFD Posted: Aug. 7, 2014

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001582953 </ cik >

< entityName > APX Drilling Partners 2013-B, LP </ entityName >

- < issuerAddress >

< street1 > 591 DELAWARE AVENUE </ street1 >

< city > BUFFALO </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 14202 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 716-855-8090 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2013 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Justin </ firstName >

< lastName > Reich </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 591 Delaware Avenue </ street1 >

< city > Buffalo </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 14202 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > President of APX Energy, LLC, the managing general partner and promoter of the issuer. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Scott </ firstName >

< lastName > Dancy </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 591 Delaware Avenue </ street1 >

< city > Buffalo </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 14202 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Vice President of APX Energy, LLC, the managing general partner and promoter of the issuer. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< lastName > Cohen </ lastName >

</ relatedPersonName >

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< street1 > 591 Delaware Avenue </ street1 >

< city > Buffalo </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 14202 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Vice President of APX Energy, LLC, the managing general partner and promoter of the issuer. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Josh </ firstName >

< lastName > Fagan </ lastName >

</ relatedPersonName >

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< street1 > 723 S. Interstate East </ street1 >

< street2 > Suite 239 </ street2 >

< city > Denton </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 76205 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > National Sales Director of APX Energy, LLC, the managing general partner and promoter of the issuer. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kyle </ firstName >

< lastName > Donnelly </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 723 S. Interstate East </ street1 >

< street2 > Suite 239 </ street2 >

< city > Denton </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 76205 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Vice President of Sales of APX Energy, LLC, the managing general partner and promoter of the issuer. </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Oil and Gas </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001582953-13-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2013-09-13 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 1000 </ minimumInvestmentAccepted >

- < salesCompensationList >

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< recipientName > ARI Financial Services, Inc. </ recipientName >

< recipientCRDNumber > 137608 </ recipientCRDNumber >

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< street1 > 7709 W 151st Street </ street1 >

< city > Overland Park </ city >

< stateOrCountry > KS </ stateOrCountry >

< stateOrCountryDescription > KANSAS </ stateOrCountryDescription >

< zipCode > 66223 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > 1st Global Capital Corp </ recipientName >

< recipientCRDNumber > 30349 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12750 Merit Drive </ street1 >

< street2 > Suite 1200 </ street2 >

< city > Dallas </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75251 </ zipCode >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > Ameritas Investment Corp </ recipientName >

< recipientCRDNumber > 14869 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

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< street1 > 5900 "O" Street </ street1 >

< city > Lincoln </ city >

< stateOrCountry > NE </ stateOrCountry >

< stateOrCountryDescription > NEBRASKA </ stateOrCountryDescription >

< zipCode > 68510 </ zipCode >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > Arete Wealth Management, LLC </ recipientName >

< recipientCRDNumber > 44856 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1699 Woodfield Road </ street1 >

< city > Shaumberg </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

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< recipientName > Centaurus Financial, Inc. </ recipientName >

< recipientCRDNumber > 30833 </ recipientCRDNumber >

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< street1 > 2300 E. Katella Avenue </ street1 >

< street2 > Suite 200 </ street2 >

< city > Anaheim </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92806 </ zipCode >

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< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > Independent Financial Group, LLC </ recipientName >

< recipientCRDNumber > 7717 </ recipientCRDNumber >

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< street1 > 12671 High Bluff Drive </ street1 >

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< city > San Diego </ city >

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< recipientName > Investors Capital Corp. </ recipientName >

< recipientCRDNumber > 30613 </ recipientCRDNumber >

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< street1 > 6 Kimball Lane </ street1 >

< city > Lynnfield </ city >

< stateOrCountry > MA </ stateOrCountry >

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< value > All States </ value >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > Kalos Capital, Inc. </ recipientName >

< recipientCRDNumber > 44337 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

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- < recipientAddress >

< street1 > 11525 Park Woods Circle </ street1 >

< street2 > Suite 200 </ street2 >

< city > Alpharetta </ city >

< stateOrCountry > GA </ stateOrCountry >

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< zipCode > 30005 </ zipCode >

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</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > VSR Financial Services, Inc. </ recipientName >

< recipientCRDNumber > 14503 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

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< street1 > 8620 W 110th Street </ street1 >

< city > Overland Park </ city >

< stateOrCountry > KS </ stateOrCountry >

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< zipCode > 66210 </ zipCode >

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< recipientName > David Dyer </ recipientName >

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< city > Overland Park </ city >

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< zipCode > 66204 </ zipCode >

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< recipientName > Marshall Dean III </ recipientName >

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< associatedBDName > Alliance Affiliated Equities Corp </ associatedBDName >

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< street2 > Suite 201 </ street2 >

< city > Overland Park </ city >

< stateOrCountry > KS </ stateOrCountry >

< stateOrCountryDescription > KANSAS </ stateOrCountryDescription >

< zipCode > 66204 </ zipCode >

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< state > CO </ state >

< description > COLORADO </ description >

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< description > CONNECTICUT </ description >

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< description > NEVADA </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

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< description > NEW JERSEY </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > WY </ state >

< description > WYOMING </ description >

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< foreignSolicitation > false </ foreignSolicitation >

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< recipientName > Thomas Cameron </ recipientName >

< recipientCRDNumber > 6106348 </ recipientCRDNumber >

< associatedBDName > Alliance Affiliated Equities Corp </ associatedBDName >

< associatedBDCRDNumber > 23928 </ associatedBDCRDNumber >

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< street1 > 7227 Metcalf Avenue </ street1 >

< street2 > Suite 201 </ street2 >

< city > Overland Park </ city >

< stateOrCountry > KS </ stateOrCountry >

< stateOrCountryDescription > KANSAS </ stateOrCountryDescription >

< zipCode > 66204 </ zipCode >

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< description > ARIZONA </ description >

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< description > CALIFORNIA </ description >

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< description > MICHIGAN </ description >

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< description > MISSOURI </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > UT </ state >

< description > UTAH </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Dean Moberg </ recipientName >

< recipientCRDNumber > 1163869 </ recipientCRDNumber >

< associatedBDName > American Portfolios Financial Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 18487 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4250 VETERANS MEMORIAL HWY </ street1 >

< street2 > 4th Flr East </ street2 >

< city > Holbrook </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11741 </ zipCode >

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< state > CA </ state >

< description > CALIFORNIA </ description >

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< description > CONNECTICUT </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > MD </ state >

< description > MARYLAND </ description >

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< description > MASSACHUSETTS </ description >

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< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Edward T. Moore </ recipientName >

< recipientCRDNumber > 4202226 </ recipientCRDNumber >

< associatedBDName > American Portfolios Financial Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 18487 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4250 VETERANS MEMORIAL HWY </ street1 >

< street2 > 4th Flr East </ street2 >

< city > Holbrook </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11741 </ zipCode >

</ recipientAddress >

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< description > ARIZONA </ description >

< state > CO </ state >

< description > COLORADO </ description >

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< description > CONNECTICUT </ description >

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< description > FLORIDA </ description >

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< description > KANSAS </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

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< description > MINNESOTA </ description >

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< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

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< description > WASHINGTON </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Phillip D. King </ recipientName >

< recipientCRDNumber > 1839137 </ recipientCRDNumber >

< associatedBDName > Calton & Associates, Inc. </ associatedBDName >

< associatedBDCRDNumber > 20999 </ associatedBDCRDNumber >

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< street1 > 14497 N. Dale Mabry </ street1 >

< street2 > Suite 215 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33618 </ zipCode >

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< description > GEORGIA </ description >

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< description > INDIANA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

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< description > LOUISIANA </ description >

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< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

</ statesOfSolicitationList >

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</ recipient >

- < recipient >

< recipientName > William A. Stetson </ recipientName >

< recipientCRDNumber > 1147468 </ recipientCRDNumber >

< associatedBDName > Calton & Associates, Inc. </ associatedBDName >

< associatedBDCRDNumber > 20999 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 14497 N. Dale Mabry Street </ street1 >

< street2 > Suite 215 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

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< zipCode > 33618 </ zipCode >

</ recipientAddress >

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< state > CA </ state >

< description > CALIFORNIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

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</ recipient >

- < recipient >

< recipientName > Wendy Ellen Fleischmann </ recipientName >

< recipientCRDNumber > 5561064 </ recipientCRDNumber >

< associatedBDName > Crown Capital Securities,LP </ associatedBDName >

< associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >

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< street1 > 21730 </ street1 >

< city > Chatsworth </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 91311 </ zipCode >

</ recipientAddress >

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< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Tim Szymanski </ recipientName >

< recipientCRDNumber > 5411607 </ recipientCRDNumber >

< associatedBDName > Dynasty Capital Partners, Inc. </ associatedBDName >

< associatedBDCRDNumber > 122806 </ associatedBDCRDNumber >

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< street1 > 5545 DTC Parkway </ street1 >

< street2 > Suite 940 </ street2 >

< city > Greenwood Village </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80111 </ zipCode >

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< description > CALIFORNIA </ description >

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< description > COLORADO </ description >

< state > MN </ state >

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< description > PENNSYLVANIA </ description >

< state > WY </ state >

< description > WYOMING </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< recipientName > James Sinclair </ recipientName >

< recipientCRDNumber > 4974496 </ recipientCRDNumber >

< associatedBDName > Harbor Light Securities </ associatedBDName >

< associatedBDCRDNumber > 130227 </ associatedBDCRDNumber >

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< street1 > 1211 N. Westshore Blvd </ street1 >

< street2 > Suite 103 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

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< state > CA </ state >

< description > CALIFORNIA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > James Lockhart </ recipientName >

< recipientCRDNumber > 4415115 </ recipientCRDNumber >

< associatedBDName > Harbor Light Securities </ associatedBDName >

< associatedBDCRDNumber > 130227 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1211 N. Westshore Blvd </ street1 >

< street2 > Suite103 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ recipientAddress >

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< state > CA </ state >

< description > CALIFORNIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

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< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jennifer Steele </ recipientName >

< recipientCRDNumber > 2761110 </ recipientCRDNumber >

< associatedBDName > Harbor Light Securities </ associatedBDName >

< associatedBDCRDNumber > 130227 </ associatedBDCRDNumber >

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< street1 > 1211 N. Westshore Blvd </ street1 >

< street2 > Suite 103 </ street2 >

< city > Tampa </ city >

< stateOrCountry > FL </ stateOrCountry >

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< zipCode > 33607 </ zipCode >

</ recipientAddress >

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< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Steven M. Knowlton </ recipientName >

< recipientCRDNumber > 4527446 </ recipientCRDNumber >

< associatedBDName > IMS Securities,Inc. </ associatedBDName >

< associatedBDCRDNumber > 35567 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3145 Packard Rd. </ street1 >

< city > Ann Arbor </ city >

< stateOrCountry > MI </ stateOrCountry >

< stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >

< zipCode > 48108 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MI </ state >

< description > MICHIGAN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Thomas Hille </ recipientName >

< recipientCRDNumber > 3070017 </ recipientCRDNumber >

< associatedBDName > JRL Capital Corp. </ associatedBDName >

< associatedBDCRDNumber > 10225 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 9861 Irvine Center Drive </ street1 >

< city > Irvine </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92618 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Dimitry Tikhonov </ recipientName >

< recipientCRDNumber > 5451809 </ recipientCRDNumber >

< associatedBDName > Madison Avenue Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 23224 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 15050 Avenue of Science </ street1 >

< street2 > Suite 150 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92128 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Douglas J. McCauley </ recipientName >

< recipientCRDNumber > 1257811 </ recipientCRDNumber >

< associatedBDName > Madison Avenue Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 23224 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 15050 Avenue of Science </ street1 >

< street2 > Suite 150 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92128 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > VT </ state >

< description > VERMONT </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Guy Schoenborn, Jr. </ recipientName >

< recipientCRDNumber > 5968907 </ recipientCRDNumber >

< associatedBDName > Madison Avenue Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 23224 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 15050 Avenue of Science </ street1 >

< street2 > Suite 150 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92128 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jeffrey R. Dixson </ recipientName >

< recipientCRDNumber > 4166311 </ recipientCRDNumber >

< associatedBDName > Madison Avenue Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 23224 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 15050 Avenue of Science </ street1 >

< street2 > Suite 150 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92128 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > OH </ state >

< description > OHIO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Robert S. Fagan </ recipientName >

< recipientCRDNumber > 1572927 </ recipientCRDNumber >

< associatedBDName > Madison Avenue Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 23224 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 15050 Avenue of Science </ street1 >

< street2 > Suite150 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92128 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > William D. Perryman </ recipientName >

< recipientCRDNumber > 1222746 </ recipientCRDNumber >

< associatedBDName > Perryman Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 116502 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12221 Merit Drive </ street1 >

< street2 > Suite 1660 </ street2 >

< city > Dallas </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75251 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Roger Shake </ recipientName >

< recipientCRDNumber > 1302570 </ recipientCRDNumber >

< associatedBDName > Perryman Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 116502 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12221 Merit Drive </ street1 >

< street2 > Suite 1660 </ street2 >

< city > Dallas </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75251 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Steven Wachs </ recipientName >

< recipientCRDNumber > 1025803 </ recipientCRDNumber >

< associatedBDName > Perryman Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 116502 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12221 Merit Drive </ street1 >

< street2 > Suite 1660 </ street2 >

< city > Dallas </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75251 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Glenn F. Wilkinson </ recipientName >

< recipientCRDNumber > 2115646 </ recipientCRDNumber >

< associatedBDName > The Strategic Financial Alliance, Inc. </ associatedBDName >

< associatedBDCRDNumber > 126514 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2200 Century Parkway </ street1 >

< street2 > Suite 500 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30345 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Richard Sanford </ recipientName >

< recipientCRDNumber > 725314 </ recipientCRDNumber >

< associatedBDName > The Strategic Financial Alliance, Inc. </ associatedBDName >

< associatedBDCRDNumber > 126514 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2200 Century Parkway </ street1 >

< street2 > Suite 500 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30345 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Scott H. Levy </ recipientName >

< recipientCRDNumber > 3028508 </ recipientCRDNumber >

< associatedBDName > The Strategic Financial Alliance, Inc. </ associatedBDName >

< associatedBDCRDNumber > 126514 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2200 Century Parkway </ street1 >

< street2 > Suite 500 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30345 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Warren Prehmus </ recipientName >

< recipientCRDNumber > 1875927 </ recipientCRDNumber >

< associatedBDName > The Strategic Financial Alliance, Inc. </ associatedBDName >

< associatedBDCRDNumber > 126514 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2200 Century Parkway </ street1 >

< street2 > Suite 500 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30345 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Howard Zwillinger </ recipientName >

< recipientCRDNumber > 1306311 </ recipientCRDNumber >

< associatedBDName > Thomas M. Nixon & Associates </ associatedBDName >

< associatedBDCRDNumber > 17047 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4775 Wallingford Street </ street1 >

< city > Pittsburgh </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 15213 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Thomas M. Nixon </ recipientName >

< recipientCRDNumber > 833930 </ recipientCRDNumber >

< associatedBDName > Thomas M. Nixon & Associates </ associatedBDName >

< associatedBDCRDNumber > 17047 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4775 Wallingford Street </ street1 >

< city > Pittsburgh </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 15213 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Christopher Dukes </ recipientName >

< recipientCRDNumber > 15121 </ recipientCRDNumber >

< associatedBDName > VFG Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 150370 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 Corporate Pointe </ street1 >

< street2 > Suite 382 </ street2 >

< city > Culver City </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90230 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > NV </ state >

< description > NEVADA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jason Vanclef </ recipientName >

< recipientCRDNumber > 5096529 </ recipientCRDNumber >

< associatedBDName > VFG Securities, Inc </ associatedBDName >

< associatedBDCRDNumber > 150370 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 Corporate Pointe </ street1 >

< street2 > Suite 382 </ street2 >

< city > Culver City </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90230 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mark Trewitt </ recipientName >

< recipientCRDNumber > 1364490 </ recipientCRDNumber >

< associatedBDName > VFG Securities, Inc </ associatedBDName >

< associatedBDCRDNumber > 150370 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 Corporate Pointe </ street1 >

< street2 > Suite 382 </ street2 >

< city > Culver City </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90230 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > UT </ state >

< description > UTAH </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > John Brady </ recipientName >

< recipientCRDNumber > 2119657 </ recipientCRDNumber >

< associatedBDName > VFG Securities, Inc </ associatedBDName >

< associatedBDCRDNumber > 150370 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 Corporate Pointe </ street1 >

< street2 > Suite 382 </ street2 >

< city > Culver City </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90230 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Berthel Fisher & Co Fin Srvcs </ recipientName >

< recipientCRDNumber > 13609 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 701 Tama Street </ street1 >

< street2 > Building B </ street2 >

< city > Marion </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > JP Turner & Co, LLC </ recipientName >

< recipientCRDNumber > 43177 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > One Buckhead Plaza </ street1 >

< street2 > 300 Peachtree Rd., NW 11th Flr </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30305 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Nick Garry </ recipientName >

< recipientCRDNumber > 5020445 </ recipientCRDNumber >

< associatedBDName > American Portfolios Financial Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 18487 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4250 VETERANS MEMORIAL </ street1 >

< city > Holbrook </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11741 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 34500000 </ totalOfferingAmount >

< totalAmountSold > 33071250 </ totalAmountSold >

< totalRemaining > 1428750 </ totalRemaining >

< clarificationOfResponse > Offering is closed. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 542 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 2485959 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 2706715 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse > Managing General Partner received an engineering and compeltion fee based on the issuer's share of the cost of the wells it drills. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > APX Drilling Partners 2013-B, LP </ issuerName >

< signatureName > David Cohen </ signatureName >

< nameOfSigner > David Cohen </ nameOfSigner >

< signatureTitle > VP, APX Energy, LLC </ signatureTitle >

< signatureDate > 2014-01-23 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >