Form D Raw Data - Electronic Filing Depository

EFDID: 428409EFD: Raw Data

Issuer: Catalyst Resources LLC (0001584804) - D/A

Accession: 0001584804-23-000001 () (EDGAR Files) (Form D)

Edgar Posted: Jan. 19, 2023
EFD Posted: Jan. 19, 2023

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001584804 </ cik >

< entityName > Catalyst Resources LLC </ entityName >

- < issuerAddress >

< street1 > 102 W Kentucky Avenue </ street1 >

< city > Pineville </ city >

< stateOrCountry > KY </ stateOrCountry >

< stateOrCountryDescription > KENTUCKY </ stateOrCountryDescription >

< zipCode > 40977 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 606-654-6373 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < issuerList >

- < issuer >

< cik > 0001477346 </ cik >

< entityName > Covol Fuels No. 3, LLC </ entityName >

- < issuerAddress >

< street1 > 102 W KENTUCKY AVE SUITE 200 D </ street1 >

< city > PINEVILLE </ city >

< stateOrCountry > KY </ stateOrCountry >

< stateOrCountryDescription > KENTUCKY </ stateOrCountryDescription >

< zipCode > 40977 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 606.654.6373 </ issuerPhoneNumber >

< jurisdictionOfInc > UTAH </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ issuer >

</ issuerList >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Bruce </ firstName >

< middleName > V </ middleName >

< lastName > Roberts </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 100 Elks Club Road </ street1 >

< city > Brevard </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28712 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Coal Mining </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06c </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001584804-22-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2022-01-26 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 20000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Bruce V Roberts </ recipientName >

< recipientCRDNumber > 1489110 </ recipientCRDNumber >

< associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 Elks Club Road </ street1 >

< city > Brevard </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28712 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Bruce B Smith </ recipientName >

< recipientCRDNumber > 2332178 </ recipientCRDNumber >

< associatedBDName > Carofin, LLC </ associatedBDName >

< associatedBDCRDNumber > 298717 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 100 Elks Club Road </ street1 >

< city > Brevard </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28712 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Phillip Nash Roberts </ recipientName >

< recipientCRDNumber > 6182908 </ recipientCRDNumber >

< associatedBDName > Carofin, LLC </ associatedBDName >

< associatedBDCRDNumber > 298717 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 201 W Main Street Suite 302 </ street1 >

< city > Durham </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 27701 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Garrick G Ruiz </ recipientName >

< recipientCRDNumber > 5584980 </ recipientCRDNumber >

< associatedBDName > Carofin, LLC </ associatedBDName >

< associatedBDCRDNumber > 298717 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6 Stonewall Bend </ street1 >

< city > San Antonio </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 78256 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Joshua R Greene </ recipientName >

< recipientCRDNumber > 5690935 </ recipientCRDNumber >

< associatedBDName > Carofin, LLC </ associatedBDName >

< associatedBDCRDNumber > 298717 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1100 Darlington Street </ street1 >

< city > Columbia </ city >

< stateOrCountry > SC </ stateOrCountry >

< stateOrCountryDescription > SOUTH CAROLINA </ stateOrCountryDescription >

< zipCode > 29201 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > OH </ state >

< description > OHIO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Garrick R Ruiz </ recipientName >

< recipientCRDNumber > 5584980 </ recipientCRDNumber >

< associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6 Stonewall Bend </ street1 >

< city > San Antonio </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 78256 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 5000000 </ totalOfferingAmount >

< totalAmountSold > 3032000 </ totalAmountSold >

< totalRemaining > 1968000 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 30 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 250000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > A cash placement fee equaling five percent will be paid by the Borrower to Carolina Financial Securities, LLC (CFS). CFS may share up to 50% of its fees with Carofin, LLC, an affiliated Broker-Dealer, for its assistance in the placement of the Offering. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Catalyst Resources LLC </ issuerName >

< signatureName > Bruce V Roberts </ signatureName >

< nameOfSigner > Bruce V Roberts </ nameOfSigner >

< signatureTitle > Manager </ signatureTitle >

< signatureDate > 2023-01-19 </ signatureDate >

</ signature >

- < signature >

< issuerName > Covol Fuels No. 3, LLC </ issuerName >

< signatureName > Bruce V Roberts </ signatureName >

< nameOfSigner > Bruce V Roberts </ nameOfSigner >

< signatureTitle > Manager </ signatureTitle >

< signatureDate > 2023-01-19 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >