Form D Raw Data - Electronic Filing Depository

EFDID: 81328EFD: Raw Data

Issuer: Mosaic Distributors, LLC (0001587336) - D/A

Accession: 0001587336-15-000001 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 4, 2015
EFD Posted: Mar. 4, 2015

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001587336 </ cik >

< entityName > Mosaic Distributors, LLC </ entityName >

- < issuerAddress >

< street1 > 507 CALLE SAN PABLO </ street1 >

< city > CAMARILLO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 93012 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 805-383-7711 </ issuerPhoneNumber >

< jurisdictionOfInc > CALIFORNIA </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2012 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Christopher </ firstName >

< lastName > Kolodziejski </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 507 Calle San Pablo </ street1 >

< city > Camarillo </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 93012 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > CEO </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Retailing </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > $1,000,001 - $5,000,000 </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001587336-14-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2013-09-10 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > true </ isBusinessCombinationTransaction >

< clarificationOfResponse > Proceeds of this financing are to be used by the Issuer to purchase the assets of Mosaic Marketing Partners, LLC. </ clarificationOfResponse >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Bruce Roberts </ recipientName >

< recipientCRDNumber > 1489110 </ recipientCRDNumber >

< associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 185 W. Main St </ street1 >

< city > Brevard </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28712 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > true </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Catherine Hicks </ recipientName >

< recipientCRDNumber > 5945027 </ recipientCRDNumber >

< associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 185 W. Main St </ street1 >

< city > Brevard </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28712 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > OH </ state >

< description > OHIO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > George Grimes </ recipientName >

< recipientCRDNumber > 717827 </ recipientCRDNumber >

< associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 185 W. Main St </ street1 >

< city > Brevard </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28712 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Bruce Smith </ recipientName >

< recipientCRDNumber > 2332178 </ recipientCRDNumber >

< associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 185 W. Main St. </ street1 >

< city > Brevard </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28712 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Peter Milhaupt </ recipientName >

< recipientCRDNumber > 728310 </ recipientCRDNumber >

< associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 185 W. Main St. </ street1 >

< city > Brevard </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28712 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CT </ state >

< description > CONNECTICUT </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 2000000 </ totalOfferingAmount >

< totalAmountSold > 1860000 </ totalAmountSold >

< totalRemaining > 140000 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 19 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 93000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > 5% Sales Commission on amounts raised. $93,000 earned to date. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 150000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Mosaic Distributors, LLC </ issuerName >

< signatureName > Christopher Kolodziejski </ signatureName >

< nameOfSigner > Christopher Kolodziejski </ nameOfSigner >

< signatureTitle > CEO </ signatureTitle >

< signatureDate > 2015-03-04 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >