EFDID: 206578EFD: Raw Data

Issuer: Mosaic Distributors, LLC (0001587336) - D/A

Accession: 0001587336-17-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Nov. 9, 2017
EFD Posted: Nov. 9, 2017
- < edgarSubmission >
  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001587336 </ cik >
  < entityName > Mosaic Distributors, LLC </ entityName >
- < issuerAddress >
  < street1 > 507 CALLE SAN PABLO </ street1 >
  < city > CAMARILLO </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 93012 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 805-383-7711 </ issuerPhoneNumber >
  < jurisdictionOfInc > CALIFORNIA </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Liability Company </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2012 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Chris </ firstName >
  < lastName > Kolodziejski </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 507 Calle San Pablo </ street1 >
  < city > Camarillo </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 93012 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification />
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Retailing </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001587336-16-000003 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2016-11-14 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Bruce Roberts </ recipientName >
  < recipientCRDNumber > 1489110 </ recipientCRDNumber >
  < associatedBDName > Carolina Financial Securities LLC </ associatedBDName >
  < associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 100 Elks Club Road </ street1 >
  < city > Brevard </ city >
  < stateOrCountry > NC </ stateOrCountry >
  < stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >
  < zipCode > 28712 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Phillip Nash Roberts </ recipientName >
  < recipientCRDNumber > 6182908 </ recipientCRDNumber >
  < associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >
  < associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1111 Haynes Street, Ste 205 </ street1 >
  < city > Raleigh </ city >
  < stateOrCountry > NC </ stateOrCountry >
  < stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >
  < zipCode > 27604 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > James A Green </ recipientName >
  < recipientCRDNumber > 2319475 </ recipientCRDNumber >
  < associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >
  < associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 318 E Witchwood Lane </ street1 >
  < city > Lake Bluff </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60044 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OH </ state >
  < description > OHIO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Bruce Smith </ recipientName >
  < recipientCRDNumber > 2332178 </ recipientCRDNumber >
  < associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >
  < associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 10 Corbin Drive </ street1 >
  < city > Darien </ city >
  < stateOrCountry > CT </ stateOrCountry >
  < stateOrCountryDescription > CONNECTICUT </ stateOrCountryDescription >
  < zipCode > 06820 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Peter Milhaupt </ recipientName >
  < recipientCRDNumber > 728310 </ recipientCRDNumber >
  < associatedBDName > Carolina Financial Securities, LLC </ associatedBDName >
  < associatedBDCRDNumber > 41970 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 10 Corbin Drive </ street1 >
  < city > Darien </ city >
  < stateOrCountry > CT </ stateOrCountry >
  < stateOrCountryDescription > CONNECTICUT </ stateOrCountryDescription >
  < zipCode > 06820 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 5000000 </ totalOfferingAmount >
  < totalAmountSold > 1694720 </ totalAmountSold >
  < totalRemaining > 3305280 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 15 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 61000 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > 3% placement fee will be paid for all Preferred Interest issued from the conversion of outstanding Convertible Notes and 6% for new investors. CFS will receive warrants to purchase common equity representing 1% of the post-money equity capitalization. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Mosaic Distributors, LLC </ issuerName >
  < signatureName > Chris Kolodziejski </ signatureName >
  < nameOfSigner > Chris Kolodziejski </ nameOfSigner >
  < signatureTitle > CEO </ signatureTitle >
  < signatureDate > 2017-11-08 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Nov. 9, 2017
EFD Posted: Nov. 9, 2017