Form D Raw Data - Electronic Filing Depository

EFDID: 576480EFD: Raw Data

Issuer: ZALICONY HNW PPVA Series Account - 1 (0001610286) - D

Accession: 0001610286-25-000003 () (EDGAR Files) (Form D)

Edgar Posted: Dec. 1, 2025
EFD Posted: Dec. 1, 2025

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001610286 </ cik >

< entityName > ZALICONY HNW PPVA Series Account - 1 </ entityName >

- < issuerAddress >

< street1 > 4 WTC </ street1 >

< street2 > 150 Greenwich Street </ street2 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10006 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 877-301-5376 </ issuerPhoneNumber >

< jurisdictionOfInc > NEW YORK </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > Zurich American Life Insurance Co of New York </ previousName >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > Insurance Company Separate Account </ entityTypeOtherDesc >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Stefan </ firstName >

< lastName > Dunajewski </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 4 World Trade Center, 150 Greenwich St. </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10007 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > CFO/Vice President, Chief Actuary </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Laura </ firstName >

< lastName > Lazarczyk </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1299 Zurich Way </ street1 >

< city > Schaumburg </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60196 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director, Senior Vice President, General Counsel and Corporate Secretary </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Prithpal </ firstName >

< lastName > Ruprai </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1503 Dallas Parkway </ street1 >

< city > Addison </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75001 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director/Chairperson, CEO and President </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Susan </ firstName >

< lastName > Harvish </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1299 Zurich Way </ street1 >

< city > Schaumberg </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60196 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Vice President </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Michael </ firstName >

< lastName > Rohwetter </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 4 World Trade Center, 150 Greenwich St. </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10007 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Vice President </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > James </ firstName >

< lastName > Bracken </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 1299 Zurich Way </ street1 >

< city > Schaumberg </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60196 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Eoin </ firstName >

< lastName > McNamara </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 4 WTC, 150 Greenwich Street </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10007 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Vice President </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Insurance </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06c </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2014-04-28 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Interests in ZALICONY HNW PPVA Series Account - 1 pursuant to variable life annuity contracts. </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 500000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Morgan Stanley </ recipientName >

< recipientCRDNumber > 149777 </ recipientCRDNumber >

< associatedBDName > Morgan Stanley </ associatedBDName >

< associatedBDCRDNumber > 149777 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2000 Westchester Ave </ street1 >

< street2 > 2nd Floor </ street2 >

< city > Purchase </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10577 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > JP Morgan Securities, LLC </ recipientName >

< recipientCRDNumber > 79 </ recipientCRDNumber >

< associatedBDName > JP Morgan Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 79 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 383 Madison Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10179 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > RBC Capital Markets, LLC </ recipientName >

< recipientCRDNumber > 31194 </ recipientCRDNumber >

< associatedBDName > RBC Capital Markets, LLC </ associatedBDName >

< associatedBDCRDNumber > 31194 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 53 State Street </ street1 >

< street2 > Suite 3600 </ street2 >

< city > Boston </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 02109 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Rockefeller Capital Management Insurance </ recipientName >

< recipientCRDNumber > 294197 </ recipientCRDNumber >

< associatedBDName > Rockefeller Capital Management Insurance </ associatedBDName >

< associatedBDCRDNumber > 294197 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 45 Rockefeller Plaza </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10111 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > UBS </ recipientName >

< recipientCRDNumber > 8174 </ recipientCRDNumber >

< associatedBDName > UBS </ associatedBDName >

< associatedBDCRDNumber > 8174 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1200 Harbor Boulevard </ street1 >

< city > Weehawken </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07086 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > M Holdings Securities </ recipientName >

< recipientCRDNumber > 43285 </ recipientCRDNumber >

< associatedBDName > M Holdings Securities </ associatedBDName >

< associatedBDCRDNumber > 43285 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1125 NW Couch Street #900 </ street1 >

< city > Portland </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97209 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mercer Allied Company LP </ recipientName >

< recipientCRDNumber > 37404 </ recipientCRDNumber >

< associatedBDName > Mercer Allied Company LP </ associatedBDName >

< associatedBDCRDNumber > 37404 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1000 Coliseum Drive </ street1 >

< city > Choes </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 12047 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Valmark Securities </ recipientName >

< recipientCRDNumber > 312243 </ recipientCRDNumber >

< associatedBDName > Valmark Securities </ associatedBDName >

< associatedBDCRDNumber > 312243 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 130 Springside Drive </ street1 >

< city > Akron </ city >

< stateOrCountry > OH </ stateOrCountry >

< stateOrCountryDescription > OHIO </ stateOrCountryDescription >

< zipCode > 44333 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Park Avenue Securities LLC </ recipientName >

< recipientCRDNumber > 46173 </ recipientCRDNumber >

< associatedBDName > Park Avenue Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 46173 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 10 Hudson Yards </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10001 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 268249679 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse > $268,249,679.44 is the total amount of premiums paid </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 171 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 2378394 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > ZALICONY deducts charges from premium and policy values per terms of applicable annuity contract. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > true </ authorizedRepresentative >

- < signature >

< issuerName > ZALICONY HNW PPVA Series Account - 1 </ issuerName >

< signatureName > Prithpal Ruprai </ signatureName >

< nameOfSigner > Prithpal Ruprai </ nameOfSigner >

< signatureTitle > Director, Chairperson, CEO and President </ signatureTitle >

< signatureDate > 2025-12-01 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >