Form D Raw Data - Electronic Filing Depository

EFDID: 265045EFD: Raw Data

Issuer: Akoustis Technologies, Inc. (0001584754) - D

Accession: 0001615774-18-004395 () (EDGAR Files) (Form D)

Edgar Posted: May. 25, 2018
EFD Posted: May. 25, 2018

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001584754 </ cik >

< entityName > Akoustis Technologies, Inc. </ entityName >

- < issuerAddress >

< street1 > 9805 NORTHCROSS CENTER COURT, SUITE A </ street1 >

< city > HUNTERSVILLE </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 704-997-5735 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > DANLAX, CORP. </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < issuerList >

- < issuer >

< cik > 0001611043 </ cik >

< entityName > Akoustis, Inc. </ entityName >

- < issuerAddress >

< street1 > 9805 NORTHCROSS CENTER COURT, SUITE A </ street1 >

< city > HUNTERSVILLE </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 704-997-5735 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2014 </ value >

</ yearOfInc >

</ issuer >

</ issuerList >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jeffrey </ firstName >

< middleName > B. </ middleName >

< lastName > Shealy </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Akoustis Technologies, Inc. </ street1 >

< street2 > 9805 Northcross Center Court, Suite A </ street2 >

< city > Huntersville </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< middleName > M. </ middleName >

< lastName > Aichele </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Akoustis Technologies, Inc. </ street1 >

< street2 > 9805 Northcross Center Court, Suite A </ street2 >

< city > Huntersville </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Vice President of Business Development </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > John </ firstName >

< middleName > T. </ middleName >

< lastName > Kurtzweil </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Akoustis Technologies, Inc. </ street1 >

< street2 > 9805 Northcross Center Court, Suite A </ street2 >

< city > Huntersville </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chief Financial Officer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Steven </ firstName >

< middleName > P. </ middleName >

< lastName > Denbaars </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Akoustis Technologies, Inc. </ street1 >

< street2 > 9805 Northcross Center Court, Suite A </ street2 >

< city > Huntersville </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Arthur </ firstName >

< middleName > E. </ middleName >

< lastName > Geiss </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Akoustis Technologies, Inc. </ street1 >

< street2 > 9805 Northcross Center Court, Suite A </ street2 >

< city > Huntersville </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jeffrey </ firstName >

< middleName > K. </ middleName >

< lastName > McMahon </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Akoustis Technologies, Inc. </ street1 >

< street2 > 9805 Northcross Center Court, Suite A </ street2 >

< city > Huntersville </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Steven </ firstName >

< middleName > P. </ middleName >

< lastName > Miller </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Akoustis Technologies, Inc. </ street1 >

< street2 > 9805 Northcross Center Court, Suite A </ street2 >

< city > Huntersville </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jerry </ firstName >

< middleName > D. </ middleName >

< lastName > Neal </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Akoustis Technologies, Inc. </ street1 >

< street2 > 9805 Northcross Center Court, Suite A </ street2 >

< city > Huntersville </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Suzanne </ firstName >

< middleName > B. </ middleName >

< lastName > Rudy </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Akoustis Technologies, Inc. </ street1 >

< street2 > 9805 Northcross Center Court, Suite A </ street2 >

< city > Huntersville </ city >

< stateOrCountry > NC </ stateOrCountry >

< stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >

< zipCode > 28078 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Technology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2018-05-10 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Convertible promissory notes; guarantees by the Issuer's subsidiary of obligations under such notes; and shares of common stock issuable upon conversion of the notes as payment of accrued interest, make-whole payments and certain fundamental changes. </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Oppenheimer & Co. Inc. </ recipientName >

< recipientCRDNumber > 249 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 85 BROAD STREET </ street1 >

< city > NEW YORK CITY </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10004 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Drexel Hamilton, LLC </ recipientName >

< recipientCRDNumber > 143570 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 77 WATER STREET </ street1 >

< city > NEW YORK CITY </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10005 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 15000000 </ totalOfferingAmount >

< totalAmountSold > 15000000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 2 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 1260000 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Akoustis Technologies, Inc. </ issuerName >

< signatureName > /s/ Jeffrey B. Shealy </ signatureName >

< nameOfSigner > Jeffrey B. Shealy </ nameOfSigner >

< signatureTitle > Chief Executive Officer </ signatureTitle >

< signatureDate > 2018-05-25 </ signatureDate >

</ signature >

- < signature >

< issuerName > Akoustis, Inc. </ issuerName >

< signatureName > /s/ Jeffrey B. Shealy </ signatureName >

< nameOfSigner > Jeffrey B. Shealy </ nameOfSigner >

< signatureTitle > Chief Executive Officer </ signatureTitle >

< signatureDate > 2018-05-25 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >