Form D Raw Data - Electronic Filing Depository

EFDID: 158237EFD: Raw Data

Issuer: NORTHERN BANCORP INC (0000814237) - D

Accession: 0001625257-16-000112 () (EDGAR Files) (Form D)

Edgar Posted: Feb. 2, 2016
EFD Posted: Feb. 2, 2016

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0000814237 </ cik >

< entityName > NORTHERN BANCORP INC </ entityName >

- < issuerAddress >

< street1 > 275 Mishawum Road </ street1 >

< city > WOBURN </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 01801 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 781-937-5400 </ issuerPhoneNumber >

< jurisdictionOfInc > MASSACHUSETTS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > James </ firstName >

< middleName > J. </ middleName >

< lastName > Mawn </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Northern Bancorp, Inc. </ street1 >

< street2 > 275 Mishawum Road </ street2 >

< city > Woburn </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 01801 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > President, Chairman and Director of the Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Robert </ firstName >

< middleName > G. </ middleName >

< lastName > Naughton </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Northern Bancorp, Inc. </ street1 >

< street2 > 275 Mishawum Road </ street2 >

< city > Woburn </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 01801 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Fortunato </ firstName >

< lastName > Salvucci </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Northern Bancorp, Inc. </ street1 >

< street2 > 275 Mishawum Road </ street2 >

< city > Woburn </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 01801 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Alicia </ firstName >

< middleName > J. </ middleName >

< lastName > Mawn-Mahlau </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Northern Bancorp, Inc. </ street1 >

< street2 > 275 Mishawum Road </ street2 >

< city > Woburn </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 01801 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Assistant Clerk and Director of the Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Joseph </ firstName >

< middleName > M. </ middleName >

< lastName > Bellino </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Northern Bancorp, Inc. </ street1 >

< street2 > 275 Mishawum Road </ street2 >

< city > Woburn </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 01801 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > John </ firstName >

< middleName > C. </ middleName >

< lastName > Martini </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Northern Bancorp, Inc. </ street1 >

< street2 > 275 Mishawum Road </ street2 >

< city > Woburn </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 01801 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Mary </ firstName >

< middleName > Elizabeth </ middleName >

< lastName > Mawn-Ferullo </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Northern Bancorp, Inc. </ street1 >

< street2 > 275 Mishawum Road </ street2 >

< city > Woburn </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 01801 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Treasurer and Director of the Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Francis </ firstName >

< lastName > Kenney </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Northern Bancorp, Inc. </ street1 >

< street2 > 275 Mishawum Road </ street2 >

< city > Woburn </ city >

< stateOrCountry > MA </ stateOrCountry >

< stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >

< zipCode > 01801 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chief Financial Officer of the Issuer </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Commercial Banking </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2016-01-13 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isDebtType > true </ isDebtType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

< salesCompensationList />

- < offeringSalesAmounts >

< totalOfferingAmount > 25000000 </ totalOfferingAmount >

< totalAmountSold > 25000000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 11 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > NORTHERN BANCORP INC </ issuerName >

< signatureName > /s/ James J. Mawn </ signatureName >

< nameOfSigner > James J. Mawn </ nameOfSigner >

< signatureTitle > President </ signatureTitle >

< signatureDate > 2016-02-02 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >