Form D Raw Data - Electronic Filing Depository

EFDID: 133747EFD: Raw Data

Issuer: AG Core Plus IV Corp. (0001628624) - D/A

Accession: 0001628624-20-000001 () (EDGAR Files) (Form D)

Edgar Posted: Jan. 6, 2020
EFD Posted: Jan. 6, 2020

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001628624 </ cik >

< entityName > AG Core Plus IV Corp. </ entityName >

- < issuerAddress >

< street1 > 245 PARK AVENUE, 26TH FLOOR </ street1 >

< city > NEW YORK </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10167 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 212 692 2000 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Michael </ firstName >

< middleName > L. </ middleName >

< lastName > Gordon </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 245 Park Avenue </ street1 >

< street2 > 26th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10167 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Mr. Gordon is Chairman of the Board. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Frank </ firstName >

< middleName > R. </ middleName >

< lastName > Stadelmaier </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 245 Park Avenue </ street1 >

< street2 > 26th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10167 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Mr. Stadelmaier is Vice President and Assistant Secretary. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kirk </ firstName >

< lastName > Wickman </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 245 Park Avenue </ street1 >

< street2 > 26th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10167 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Mr. Wickman is Vice President and Assistant Secretary. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Forest </ firstName >

< lastName > Wolfe </ lastName >

</ relatedPersonName >

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< street1 > 245 Park Avenue </ street1 >

< street2 > 26th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10167 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Mr. Wolfe is Vice President and Secretary. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Mark </ firstName >

< lastName > Maduras </ lastName >

</ relatedPersonName >

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< street1 > 245 Park Avenue </ street1 >

< street2 > 26th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10167 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Mr. Maduras is Vice President and Assistant Secretary. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Adam </ firstName >

< lastName > Schwartz </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 245 Park Avenue </ street1 >

< street2 > 26th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10167 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Mr. Schwartz is President and Treasurer. </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Gregory </ firstName >

< lastName > Shalette </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 245 Park Avenue </ street1 >

< street2 > 26th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10167 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Mr. Shalette is Vice President and Assistant Secretary. </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > REITS and Finance </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001628624-19-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2015-01-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 1000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Charles B. Harrison </ recipientName >

< recipientCRDNumber > 3071551 </ recipientCRDNumber >

< associatedBDName > H & L Equities, LLC </ associatedBDName >

< associatedBDCRDNumber > 113794 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1175 Peachtree Street, N.E. </ street1 >

< street2 > 100 Colony Square, Suite 2120 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30361 </ zipCode >

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< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Scott Harrison </ recipientName >

< recipientCRDNumber > 4981070 </ recipientCRDNumber >

< associatedBDName > H & L Equities, LLC </ associatedBDName >

< associatedBDCRDNumber > 113794 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1175 Peachtree Street, N.E. </ street1 >

< street2 > 100 Colony Square, Suite 2120 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30361 </ zipCode >

</ recipientAddress >

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< state > FL </ state >

< description > FLORIDA </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Phyllis J. Beck </ recipientName >

< recipientCRDNumber > 1020488 </ recipientCRDNumber >

< associatedBDName > H & L Equities, LLC </ associatedBDName >

< associatedBDCRDNumber > 113794 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1175 Peachtree Street, N.E. </ street1 >

< street2 > 100 Colony Square, Suite 2120 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30361 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Patrick J. Whelchel </ recipientName >

< recipientCRDNumber > 5389090 </ recipientCRDNumber >

< associatedBDName > H & L Equities, LLC </ associatedBDName >

< associatedBDCRDNumber > 113794 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1175 Peachtree Street, N.E. </ street1 >

< street2 > 100 Colony Square, Suite 2120 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30361 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Lori Mayfield </ recipientName >

< recipientCRDNumber > 4899271 </ recipientCRDNumber >

< associatedBDName > H & L Equities, LLC </ associatedBDName >

< associatedBDCRDNumber > 113794 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1175 Peachtree Street, N.E. </ street1 >

< street2 > 100 Colony Square, Suite 2120 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30361 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > GA </ state >

< description > GEORGIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 1235919335 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 126 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

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< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > AG Core Plus IV Corp. </ issuerName >

< signatureName > /s/ Gregory Shalette </ signatureName >

< nameOfSigner > Gregory Shalette </ nameOfSigner >

< signatureTitle > Vice President and Assistant Secretary </ signatureTitle >

< signatureDate > 2020-01-06 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >