Form D Raw Data - Electronic Filing Depository

EFDID: 249980EFD: Raw Data

Issuer: Thin Film Electronics ASA (0001630511) - D

Accession: 0001630511-17-000002 () (EDGAR Files) (Form D)

Edgar Posted: Nov. 7, 2017
EFD Posted: Nov. 8, 2017

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001630511 </ cik >

< entityName > Thin Film Electronics ASA </ entityName >

- < issuerAddress >

< street1 > Henrik Ibsensgate 100 </ street1 >

< city > OSLO </ city >

< stateOrCountry > Q8 </ stateOrCountry >

< stateOrCountryDescription > NORWAY </ stateOrCountryDescription >

< zipCode > 0255 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 004723275159 </ issuerPhoneNumber >

< jurisdictionOfInc > NORWAY </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Other </ entityType >

< entityTypeOtherDesc > public limited company </ entityTypeOtherDesc >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Davor </ firstName >

< lastName > Sutija </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Henrik Ibsensgate 100 </ street1 >

< city > Oslo </ city >

< stateOrCountry > Q8 </ stateOrCountry >

< stateOrCountryDescription > NORWAY </ stateOrCountryDescription >

< zipCode > 0255 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ole </ firstName >

< lastName > Thorsnes </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Henrik Ibsensgate 100 </ street1 >

< city > Oslo </ city >

< stateOrCountry > Q8 </ stateOrCountry >

< stateOrCountryDescription > NORWAY </ stateOrCountryDescription >

< zipCode > 0255 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Christer </ firstName >

< lastName > Karlsson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Westmansgatan 27B </ street1 >

< city > Link?ping </ city >

< stateOrCountry > V7 </ stateOrCountry >

< stateOrCountryDescription > SWEDEN </ stateOrCountryDescription >

< zipCode > 582 16 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Henrik </ firstName >

< lastName > Sj?berg </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Westmansgatan 27B </ street1 >

< city > Link?ping </ city >

< stateOrCountry > V7 </ stateOrCountry >

< stateOrCountryDescription > SWEDEN </ stateOrCountryDescription >

< zipCode > 582 16 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Tauseef </ firstName >

< lastName > Bashir </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2581 Junction Avenue </ street1 >

< city > San Jose </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 95134 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Bill </ firstName >

< lastName > Cummings </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2581 Junction Avenue </ street1 >

< city > San Jose </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 95134 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Christian </ firstName >

< lastName > Delay </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2581 Junction Avenue </ street1 >

< city > San Jose </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 95134 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Peter </ firstName >

< lastName > Fischer </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2581 Junction Avenue </ street1 >

< city > San Jose </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 95134 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Erwan </ firstName >

< lastName > Le Roy </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2581 Junction Avenue </ street1 >

< city > San Jose </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 95134 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Morten </ firstName >

< lastName > Opstad </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Henrik Ibsensgate 100 </ street1 >

< city > Oslo </ city >

< stateOrCountry > Q8 </ stateOrCountry >

< stateOrCountryDescription > NORWAY </ stateOrCountryDescription >

< zipCode > 0255 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Rolf </ firstName >

< lastName > Aberg </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Rua dos Hibiscos 33 </ street1 >

< city > Lagos </ city >

< stateOrCountry > S1 </ stateOrCountry >

< stateOrCountryDescription > PORTUGAL </ stateOrCountryDescription >

< zipCode > 8600-124 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Tor </ firstName >

< lastName > Mesoey </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 183 Electric Road, North Point </ street1 >

< street2 > Level 13, AIA Tower </ street2 >

< city > Hong Kong </ city >

< stateOrCountry > F4 </ stateOrCountry >

< stateOrCountryDescription > CHINA </ stateOrCountryDescription >

< zipCode > 999077 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Preeti </ firstName >

< lastName > Mardia </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > The Fold, Rudding Dower </ street1 >

< street2 > Rudding Lane </ street2 >

< city > Harrogate </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > HG3 1LL </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Laura </ firstName >

< lastName > Oliphant </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 46575 Freemont Boulevard </ street1 >

< city > Freemont </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94538 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Technology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > $1,000,001 - $5,000,000 </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2017-10-23 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 116500 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Cowen and Company, LLC </ recipientName >

< recipientCRDNumber > 7616 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 599 Lexington Avenue </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 1350000 </ totalOfferingAmount >

< totalAmountSold > 1350000 </ totalAmountSold >

< totalRemaining > 0 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 1 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 47250 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Thin Film Electronics ASA </ issuerName >

< signatureName > s/ Ole Ronny Thorsnes </ signatureName >

< nameOfSigner > Ole Ronny Thorsnes </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2017-11-07 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >