Form D Raw Data - Electronic Filing Depository

EFDID: 169952EFD: Raw Data

Issuer: Kalytera Therapeutics, Inc. (0001639643) - D

Accession: 0001639643-16-000004 () (EDGAR Files) (Form D)

Edgar Posted: Aug. 3, 2016
EFD Posted: Aug. 3, 2016

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001639643 </ cik >

< entityName > Kalytera Therapeutics, Inc. </ entityName >

- < issuerAddress >

< street1 > 500 S. Sepulveda Blvd., Suite 212 </ street1 >

< city > Manhattan Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90266 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 888-861-2008 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2014 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Seth </ firstName >

< lastName > Yakatan </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Kalytera Therapeutics, Inc. </ street1 >

< street2 > 500 S. Sepulveda Blvd., Suite 212 </ street2 >

< city > Manhattan Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90266 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chief Executive Officer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > David </ firstName >

< lastName > Stefansky </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Kalytera Therapeutics, Inc. </ street1 >

< street2 > 500 S. Sepulveda Blvd., Suite 212 </ street2 >

< city > Manhattan Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90266 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Chairman of the Board </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Farrell </ firstName >

< lastName > Robert </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Kalytera Therapeutics, Inc. </ street1 >

< street2 > 500 S. Sepulveda Blvd., Suite 212 </ street2 >

< city > Manhattan Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90266 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > President, Chief Operating Officer and Chief Financial Officer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Victoria </ firstName >

< lastName > Rudman </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Kalytera Therapeutics, Inc. </ street1 >

< street2 > 500 S. Sepulveda Blvd., Suite 212 </ street2 >

< city > Manhattan Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90266 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Secretary </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ronald </ firstName >

< lastName > Erickson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Kalytera Therapeutics, Inc. </ street1 >

< street2 > 500 S. Sepulveda Blvd., Suite 212 </ street2 >

< city > Manhattan Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90266 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jerome </ firstName >

< lastName > Zeldis </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Kalytera Therapeutics, Inc. </ street1 >

< street2 > 500 S. Sepulveda Blvd., Suite 212 </ street2 >

< city > Manhattan Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90266 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jeffrey </ firstName >

< lastName > Paley </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Kalytera Therapeutics, Inc. </ street1 >

< street2 > 500 S. Sepulveda Blvd., Suite 212 </ street2 >

< city > Manhattan Beach </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90266 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2016-07-19 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 50000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Newbridge Securities </ recipientName >

< recipientCRDNumber > 0052 </ recipientCRDNumber >

< associatedBDName > Dawson James Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 130645 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 530 5th Avenue 21St FL </ street1 >

< street2 > 44th-45th Street </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10036 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Newbridge Securities </ recipientName >

< recipientCRDNumber > 0052 </ recipientCRDNumber >

< associatedBDName > Cova Capital Partners LLC </ associatedBDName >

< associatedBDCRDNumber > 109761 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6851 Jericho Tpke, Suite 130 </ street1 >

< city > Syosset </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11791 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > FL </ state >

< description > FLORIDA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 2400000 </ totalOfferingAmount >

< totalAmountSold > 250750 </ totalAmountSold >

< totalRemaining > 2149250 </ totalRemaining >

< clarificationOfResponse > Total offering amount includes $400,000 to cover any over-allotments over the maximum offering amount of $2,000,000. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 4 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 288000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Kalytera Therapeutics, Inc. </ issuerName >

< signatureName > /s/ Seth Yakatan </ signatureName >

< nameOfSigner > Seth Yakatan </ nameOfSigner >

< signatureTitle > Chief Executive Officer </ signatureTitle >

< signatureDate > 2016-08-02 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >