Form D Raw Data - Electronic Filing Depository

EFDID: 146818EFD: Raw Data

Issuer: Brook Bay Secondaries Fund II LP (0001650067) - D/A

Accession: 0001650067-16-000003 () (EDGAR Files) (Form D)

Edgar Posted: Apr. 19, 2016
EFD Posted: Apr. 19, 2016

- < edgarSubmission >

< schemaVersion > X0707 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001650067 </ cik >

< entityName > Brook Bay Secondaries Fund II LP </ entityName >

- < issuerAddress >

< street1 > C/O BROOK BAY GENERAL PARTNER II LIMITED </ street1 >

< street2 > LE MASURIER HOUSE, LA RUE LE MASURIER </ street2 >

< city > ST. HELIER </ city >

< stateOrCountry > Y9 </ stateOrCountry >

< stateOrCountryDescription > JERSEY </ stateOrCountryDescription >

< zipCode > JE2 4YE </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 44-1534-625522 </ issuerPhoneNumber >

< jurisdictionOfInc > JERSEY </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2015 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > N/A </ firstName >

< lastName > Brook Bay General Partner II Limited </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Le Masurier House </ street1 >

< street2 > La Rue Le Masurier </ street2 >

< city > St. Helier </ city >

< stateOrCountry > Y9 </ stateOrCountry >

< stateOrCountryDescription > JERSEY </ stateOrCountryDescription >

< zipCode > JE2 4YE </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > The Issuer's General Partner </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > N/A </ firstName >

< lastName > Brook Bay Capital (UK) LLP </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 46 Curzon Street </ street1 >

< street2 > Level 1 </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > W1J 7UH </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Promoter </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > The Issuer's Investment Manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Richard </ firstName >

< lastName > Boleat </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Brook Bay General Partner II Limited </ street1 >

< street2 > Le Masurier House, La Rue Le Masurier </ street2 >

< city > St. Helier </ city >

< stateOrCountry > Y9 </ stateOrCountry >

< stateOrCountryDescription > JERSEY </ stateOrCountryDescription >

< zipCode > JE2 4YE </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of the Issuer's General Partner </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > George </ firstName >

< lastName > Loraine </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Brook Bay General Partner II Limited </ street1 >

< street2 > Le Masurier House, La Rue Le Masurier </ street2 >

< city > St. Helier </ city >

< stateOrCountry > Y9 </ stateOrCountry >

< stateOrCountryDescription > JERSEY </ stateOrCountryDescription >

< zipCode > JE2 4YE </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of the Issuer's General Partner </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Joost </ firstName >

< lastName > Wissink </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Brook Bay General Partner II Limited </ street1 >

< street2 > Le Masurier House, La Rue Le Masurier </ street2 >

< city > St. Helier </ city >

< stateOrCountry > Y9 </ stateOrCountry >

< stateOrCountryDescription > JERSEY </ stateOrCountryDescription >

< zipCode > JE2 4YE </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of the Issuer's General Partner </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Christian </ firstName >

< lastName > Thompson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Brook Bay Capital (UK) LLP </ street1 >

< street2 > 46 Curzon Street, Level 1 </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > W1J 7UH </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Founding Partner of the Issuer's Investment Manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Marcus </ firstName >

< lastName > Vaughan </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Brook Bay Capital (UK) LLP </ street1 >

< street2 > 46 Curzon Street, Level 1 </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > W1J 7UH </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Founding Partner of the Issuer's Investment Manager </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Brian </ firstName >

< lastName > Bryne </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Brook Bay Capital (UK) LLP </ street1 >

< street2 > 46 Curzon Street, Level 1 </ street2 >

< city > London </ city >

< stateOrCountry > X0 </ stateOrCountry >

< stateOrCountryDescription > UNITED KINGDOM </ stateOrCountryDescription >

< zipCode > W1J 7UH </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Partner of the Issuer's Investment Manager </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Private Equity Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C </ item >

< item > 3C.1 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001650067-16-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2015-08-14 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > None </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Growth Capital Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 124658 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 582 Market Street </ street1 >

< street2 > Suite 300 </ street2 >

< city > San Francisco </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94104 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > None </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Aldwych Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 167980 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 950 Third Avenue </ street1 >

< street2 > 16th Floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AL </ state >

< description > ALABAMA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > None </ recipientName >

< recipientCRDNumber > None </ recipientCRDNumber >

< associatedBDName > Groton Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 126600 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 551 Madison Avenue </ street1 >

< street2 > Suite 303 </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 75000000 </ totalOfferingAmount >

< totalAmountSold > 22550000 </ totalAmountSold >

< totalRemaining > 52450000 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 16 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse > Brook Bay General Partner II Limited and its affiliates receive customary management fees and/or performance based allocations, as described in the Issuer's Confidential Private Placement Memorandum. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Brook Bay Secondaries Fund II LP </ issuerName >

< signatureName > /s/ George Loraine </ signatureName >

< nameOfSigner > George Loraine </ nameOfSigner >

< signatureTitle > Director of the Issuer's General Partner </ signatureTitle >

< signatureDate > 2016-04-19 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >