Form D Raw Data - Electronic Filing Depository

EFDID: 393829EFD: Raw Data

Issuer: Alpha Cognition Inc. (0001655923) - D

Accession: 0001655923-21-000001 () (EDGAR Files) (Form D)

Edgar Posted: Oct. 15, 2021
EFD Posted: Oct. 18, 2021

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001655923 </ cik >

< entityName > Alpha Cognition Inc. </ entityName >

- < issuerAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > VANCOUVER </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (604) 564-9244 </ issuerPhoneNumber >

< jurisdictionOfInc > BRITISH COLUMBIA, CANADA </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > Crystal Bridge Enterprises Inc. </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< previousName > Neurodyn Cognition Inc. </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2017 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Len </ firstName >

< lastName > Mertz </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > Vancouver </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jeremy </ firstName >

< lastName > Mertz </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > Vancouver </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > John </ firstName >

< lastName > Havens </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > Vancouver </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Frederick </ firstName >

< lastName > Sancilio </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > Vancouver </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Rob </ firstName >

< lastName > Bakshi </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > Vancouver </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Kenneth </ firstName >

< lastName > Cawkell </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > Vancouver </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Michael </ firstName >

< lastName > McFadden </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > Vancouver </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Jeremy </ firstName >

< lastName > Wright </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > Vancouver </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Denis </ firstName >

< lastName > Kay </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > Vancouver </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Lauren </ firstName >

< lastName > D'Angelo </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 301 - 1228 Hamilton Street </ street1 >

< city > Vancouver </ city >

< stateOrCountry > A1 </ stateOrCountry >

< stateOrCountryDescription > BRITISH COLUMBIA, CANADA </ stateOrCountryDescription >

< zipCode > V6B 6L2 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Biotechnology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2021-10-01 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

< isOptionToAcquireType > true </ isOptionToAcquireType >

< isSecurityToBeAcquiredType > true </ isSecurityToBeAcquiredType >

< isOtherType > true </ isOtherType >

< descriptionOfOtherType > Units, each comprised of one common share and one common share purchase warrant. Each warrant is exercisable for one common share at C$1.75 for 2 years. </ descriptionOfOtherType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

< salesCompensationList />

- < offeringSalesAmounts >

< totalOfferingAmount > 920796 </ totalOfferingAmount >

< totalAmountSold > 424983 </ totalAmountSold >

< totalRemaining > 495813 </ totalRemaining >

< clarificationOfResponse > Dollar amounts have been converted from Canadian dollars based on the 0.7903 Bank of Canada daily exchange rate on 10-1-21. Total Remaining to be Sold is the aggregate exercise price of all warrants sold in the United States. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 3 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Alpha Cognition Inc. </ issuerName >

< signatureName > /s/ Jeremy Wright </ signatureName >

< nameOfSigner > Jeremy Wright </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2021-10-15 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >