EFDID: 167633EFD: Raw Data

Issuer: APX New Harmony Partners-A, LP (0001677797) - D/A

Accession: 0001677797-17-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Jan. 18, 2017
EFD Posted: Jan. 18, 2017
- < edgarSubmission >
  < schemaVersion > X0707 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001677797 </ cik >
  < entityName > APX New Harmony Partners-A, LP </ entityName >
- < issuerAddress >
  < street1 > 591 DELAWARE AVENUE </ street1 >
  < city > BUFFALO </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 14222 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 7168558090 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Partnership </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2015 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Justin </ firstName >
  < lastName > Reich </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 591 Delaware Avenue </ street1 >
  < city > Buffalo </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 14202 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Executive office of APX Energy, LLC, the managing general partner and sponsor of the issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Scott </ firstName >
  < lastName > Dancy </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 591 Delaware Avenue </ street1 >
  < city > Buffalo </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 14202 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Executive officer of APX Energy, LLC, the managing general partner and sponsor of the issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > David </ firstName >
  < lastName > Cohen </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 591 Delaware Avenue </ street1 >
  < city > Buffalo </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 14202 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Executive officer of APX Energy, LLC the managing general partner and sponsor of the issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Josh </ firstName >
  < lastName > Fagan </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 2028 East Hickory Hill Rd </ street1 >
  < street2 > Suite 300 </ street2 >
  < city > Argyle </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 76226 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > National Sales Director of APX Energy, LLC, the managing general partner and sponsor of the issuer. </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Kyle </ firstName >
  < lastName > Donnelly </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 2028 East Hickory Hill Rd </ street1 >
  < street2 > Suite 300 </ street2 >
  < city > Argyle </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 76226 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Vice President of Sales of APX Energy, LLC, the managing general partner and sponsor of the issuer. </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Oil and Gas </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > No Revenues </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001677797-16-000002 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2016-09-23 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 5000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > JCC Advisors, LLC </ recipientName >
  < recipientCRDNumber > 146776 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3012 Ivy Glenn Drive </ street1 >
  < street2 > Suite 180 </ street2 >
  < city > Laguna Niguel </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92677 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AK </ state >
  < description > ALASKA </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > HI </ state >
  < description > HAWAII </ description >
  < state > ID </ state >
  < description > IDAHO </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > IA </ state >
  < description > IOWA </ description >
  < state > KS </ state >
  < description > KANSAS </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > OR </ state >
  < description > OREGON </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > SC </ state >
  < description > SOUTH CAROLINA </ description >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Thomas Nixon </ recipientName >
  < recipientCRDNumber > 833930 </ recipientCRDNumber >
  < associatedBDName > Elish & Elish </ associatedBDName >
  < associatedBDCRDNumber > 24409 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 169 E. Pike Street </ street1 >
  < city > Cannonsburg </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 15317 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Richard Jackman </ recipientName >
  < recipientCRDNumber > 2501641 </ recipientCRDNumber >
  < associatedBDName > Crown Capital Securities </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 725 Town & Country Road </ street1 >
  < street2 > Suite 350 </ street2 >
  < city > Orange </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90230 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Blayne Anderson </ recipientName >
  < recipientCRDNumber > 5727397 </ recipientCRDNumber >
  < associatedBDName > Parkland Securities </ associatedBDName >
  < associatedBDCRDNumber > 115368 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Parkland Plaza </ street1 >
  < city > Ann Arbor </ city >
  < stateOrCountry > MI </ stateOrCountry >
  < stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >
  < zipCode > 48103 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > ID </ state >
  < description > IDAHO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Nathan Tiarks </ recipientName >
  < recipientCRDNumber > 4130957 </ recipientCRDNumber >
  < associatedBDName > Parkland Securities </ associatedBDName >
  < associatedBDCRDNumber > 115368 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Parkland Plaza </ street1 >
  < city > Ann Arbor </ city >
  < stateOrCountry > MI </ stateOrCountry >
  < stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >
  < zipCode > 48103 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Taylor Ashland </ recipientName >
  < recipientCRDNumber > 5732470 </ recipientCRDNumber >
  < associatedBDName > Parkland Securities </ associatedBDName >
  < associatedBDCRDNumber > 115638 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Parkland Plaza </ street1 >
  < city > Ann Arbor </ city >
  < stateOrCountry > MI </ stateOrCountry >
  < stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >
  < zipCode > 48103 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > OR </ state >
  < description > OREGON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Sigma Financial Corp </ recipientName >
  < recipientCRDNumber > 14303 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Parkland Plaza </ street1 >
  < city > Ann Arbor </ city >
  < stateOrCountry > MI </ stateOrCountry >
  < stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >
  < zipCode > 48103 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Frank Chauner </ recipientName >
  < recipientCRDNumber > 735725 </ recipientCRDNumber >
  < associatedBDName > Chauner Securities </ associatedBDName >
  < associatedBDCRDNumber > 10075 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 666 Dundee Rd </ street1 >
  < street2 > Suite 903 </ street2 >
  < city > Northbrook </ city >
  < stateOrCountry > IL </ stateOrCountry >
  < stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >
  < zipCode > 60062 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Madison Avenue Securities </ recipientName >
  < recipientCRDNumber > 23224 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 15050 Avenue of Science </ street1 >
  < street2 > Suite 150 </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92128 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > First Allied Securities </ recipientName >
  < recipientCRDNumber > 32444 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 655 West Broadway </ street1 >
  < street2 > 12th Floor </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92101 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > James Franklin </ recipientName >
  < recipientCRDNumber > 4799613 </ recipientCRDNumber >
  < associatedBDName > Cetera Advisors </ associatedBDName >
  < associatedBDCRDNumber > 10299 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4600 S. Syracuse </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Denver </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80237 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kiffin Anderson </ recipientName >
  < recipientCRDNumber > 4668159 </ recipientCRDNumber >
  < associatedBDName > Cetera Advisors </ associatedBDName >
  < associatedBDCRDNumber > 10299 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4600 S. Syracuse </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Denver </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80237 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Tristan Bliesner </ recipientName >
  < recipientCRDNumber > 5206253 </ recipientCRDNumber >
  < associatedBDName > Cetera Advisors </ associatedBDName >
  < associatedBDCRDNumber > 10299 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4600 S. Syracuse </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Denver </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80237 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brett Anderson </ recipientName >
  < recipientCRDNumber > 2614044 </ recipientCRDNumber >
  < associatedBDName > Cetera Adisors Networks </ associatedBDName >
  < associatedBDCRDNumber > 13572 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 200 N. Sepulveda Blvd </ street1 >
  < street2 > Suite 1300 </ street2 >
  < city > El Segundo </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90245 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Matthew Fish </ recipientName >
  < recipientCRDNumber > 3135075 </ recipientCRDNumber >
  < associatedBDName > Cetera Advisors Networks </ associatedBDName >
  < associatedBDCRDNumber > 13572 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 200 N. Sepulveda Blvd </ street1 >
  < street2 > Suite 1300 </ street2 >
  < city > El Segundo </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90245 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Gerald Januschka </ recipientName >
  < recipientCRDNumber > 1362205 </ recipientCRDNumber >
  < associatedBDName > Cetera Advisors Networks </ associatedBDName >
  < associatedBDCRDNumber > 13572 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 200 N. Spulveda Blvd </ street1 >
  < street2 > Suite 1300 </ street2 >
  < city > El Segundo </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90245 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Centaurus Financial </ recipientName >
  < recipientCRDNumber > 30833 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2300 E. Katella Avenue </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Anaheim </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92806 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > ID </ state >
  < description > IDAHO </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kalos Capital </ recipientName >
  < recipientCRDNumber > 44337 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 11525 Prak Woods Circle </ street1 >
  < street2 > Suite 280 </ street2 >
  < city > Alpharetta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30005 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > RI </ state >
  < description > RHODE ISLAND </ description >
  < state > SC </ state >
  < description > SOUTH CAROLINA </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Josephine Erwin Bock </ recipientName >
  < recipientCRDNumber > 2887883 </ recipientCRDNumber >
  < associatedBDName > Girard Securities </ associatedBDName >
  < associatedBDCRDNumber > 18697 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9560 Waples Street </ street1 >
  < street2 > Suite B </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Thomas Baumler </ recipientName >
  < recipientCRDNumber > 1283960 </ recipientCRDNumber >
  < associatedBDName > Girard Securities </ associatedBDName >
  < associatedBDCRDNumber > 18697 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9560 Waples Street </ street1 >
  < street2 > Suite B </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brandon Barile </ recipientName >
  < recipientCRDNumber > 2554323 </ recipientCRDNumber >
  < associatedBDName > International Assets Advisory </ associatedBDName >
  < associatedBDCRDNumber > 10645 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 390 North Orange Street </ street1 >
  < street2 > Suite 750 </ street2 >
  < city > Orlando </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32801 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Independent Financial Group </ recipientName >
  < recipientCRDNumber > 7717 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 12671 High Bluff Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92130 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > HI </ state >
  < description > HAWAII </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Mark Atchity </ recipientName >
  < recipientCRDNumber > 2530342 </ recipientCRDNumber >
  < associatedBDName > ARI Financial Services </ associatedBDName >
  < associatedBDCRDNumber > 137608 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6240 W 135th Street </ street1 >
  < street2 > Suite 214 </ street2 >
  < city > Overland Park </ city >
  < stateOrCountry > KS </ stateOrCountry >
  < stateOrCountryDescription > KANSAS </ stateOrCountryDescription >
  < zipCode > 66223 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brian Candler </ recipientName >
  < recipientCRDNumber > 2802438 </ recipientCRDNumber >
  < associatedBDName > ARI Financial Services </ associatedBDName >
  < associatedBDCRDNumber > 137608 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6240 W 135th Street </ street1 >
  < street2 > Suite 214 </ street2 >
  < city > Overland Park </ city >
  < stateOrCountry > KS </ stateOrCountry >
  < stateOrCountryDescription > KANSAS </ stateOrCountryDescription >
  < zipCode > 66223 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Nick Garry </ recipientName >
  < recipientCRDNumber > 5020446 </ recipientCRDNumber >
  < associatedBDName > American Portfolios </ associatedBDName >
  < associatedBDCRDNumber > 18487 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4250 Veteran's Memorial HWY </ street1 >
  < street2 > 4th Floor, Suite 420E </ street2 >
  < city > Holbrook </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 11741 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ameritas Investment Group </ recipientName >
  < recipientCRDNumber > 14869 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5900 "O" Street </ street1 >
  < city > Lincoln </ city >
  < stateOrCountry > NE </ stateOrCountry >
  < stateOrCountryDescription > NEBRASKA </ stateOrCountryDescription >
  < zipCode > 68510 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AL </ state >
  < description > ALABAMA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Gilbert Sabatka </ recipientName >
  < recipientCRDNumber > 1229982 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4201 42nd Street </ street1 >
  < street2 > Suite 100 </ street2 >
  < city > Cedar Rapids </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52402 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > KS </ state >
  < description > KANSAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Joe Hall </ recipientName >
  < recipientCRDNumber > 833873 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4201 42nd Street </ street1 >
  < street2 > Suite 100 </ street2 >
  < city > Cedar Rapids </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52402 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Mary Oestmann </ recipientName >
  < recipientCRDNumber > 3063844 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4201 42nd Street </ street1 >
  < street2 > Suite 100 </ street2 >
  < city > Cedar Rapids </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52402 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Lisa Allen </ recipientName >
  < recipientCRDNumber > 1198978 </ recipientCRDNumber >
  < associatedBDName > Calton & Associates </ associatedBDName >
  < associatedBDCRDNumber > 20999 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2701 N. Rocky Point Drive </ street1 >
  < street2 > Suite 1000 </ street2 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33607 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Mikiel Featherston </ recipientName >
  < recipientCRDNumber > 1885948 </ recipientCRDNumber >
  < associatedBDName > Calton & Associates </ associatedBDName >
  < associatedBDCRDNumber > 20999 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2701 N. Rocky Point Drive </ street1 >
  < street2 > Suite 1000 </ street2 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33607 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Marc Seeherman </ recipientName >
  < recipientCRDNumber > 1131557 </ recipientCRDNumber >
  < associatedBDName > Calton & Associates </ associatedBDName >
  < associatedBDCRDNumber > 20999 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 2701 N. Rocky Point Drive </ street1 >
  < street2 > Suite 1000 </ street2 >
  < city > Tampa </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33607 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jason Vanclef </ recipientName >
  < recipientCRDNumber > 5096529 </ recipientCRDNumber >
  < associatedBDName > VFG Securities </ associatedBDName >
  < associatedBDCRDNumber > 15121 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 100 Corporate Ponte </ street1 >
  < street2 > Suite 382 </ street2 >
  < city > Culver City </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90230 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Mark Trewitt </ recipientName >
  < recipientCRDNumber > 1364490 </ recipientCRDNumber >
  < associatedBDName > VFG Securities </ associatedBDName >
  < associatedBDCRDNumber > 15121 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 100 Corporate Pointe </ street1 >
  < street2 > Suite 382 </ street2 >
  < city > Culver City </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90230 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Murray Todd Peterson </ recipientName >
  < recipientCRDNumber > 1311730 </ recipientCRDNumber >
  < associatedBDName > SCF Securities </ associatedBDName >
  < associatedBDCRDNumber > 47275 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 155 E. Shaw Avenue </ street1 >
  < street2 > Suite 102 </ street2 >
  < city > Fresno </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 93710 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Summit Brokerage Services </ recipientName >
  < recipientCRDNumber > 34643 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 595 S. Federal Highway </ street1 >
  < street2 > Suite 500 </ street2 >
  < city > Boca Raton </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33432 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AL </ state >
  < description > ALABAMA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > KS </ state >
  < description > KANSAS </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > OR </ state >
  < description > OREGON </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jeffrey Fruchtenicht </ recipientName >
  < recipientCRDNumber > 2111746 </ recipientCRDNumber >
  < associatedBDName > United Planners Fin Serv </ associatedBDName >
  < associatedBDCRDNumber > 20804 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 7333 E. Doubletree Ranch Rd </ street1 >
  < street2 > #120 </ street2 >
  < city > Scottsdale </ city >
  < stateOrCountry > AZ </ stateOrCountry >
  < stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >
  < zipCode > 85258 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Todd Ackermann </ recipientName >
  < recipientCRDNumber > 2030049 </ recipientCRDNumber >
  < associatedBDName > United Planners Fin Serv </ associatedBDName >
  < associatedBDCRDNumber > 20804 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 7333 E. Dobuletree Ranch Rd </ street1 >
  < street2 > #120 </ street2 >
  < city > Scottsdale </ city >
  < stateOrCountry > AZ </ stateOrCountry >
  < stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >
  < zipCode > 85258 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Wendy A Fleishmann </ recipientName >
  < recipientCRDNumber > 5561064 </ recipientCRDNumber >
  < associatedBDName > United Planners Fin Serv </ associatedBDName >
  < associatedBDCRDNumber > 20804 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 7333 E. Doubletree Ranch Rd </ street1 >
  < street2 > #120 </ street2 >
  < city > Scottsdale </ city >
  < stateOrCountry > AZ </ stateOrCountry >
  < stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >
  < zipCode > 85258 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 100000000 </ totalOfferingAmount >
  < totalAmountSold > 15560750 </ totalAmountSold >
  < totalRemaining > 84439250 </ totalRemaining >
  < clarificationOfResponse > Offering is $75,000,000, expandable to $100,000,000. </ clarificationOfResponse >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 222 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 1187349 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 1073638 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse > The managing general partner received Engineering and Completion fees based on the issuer's share of the drilling, completion and acquisition costs of its wells. </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > APX New Harmony Partners-A, LP </ issuerName >
  < signatureName > David Cohen </ signatureName >
  < nameOfSigner > David Cohen </ nameOfSigner >
  < signatureTitle > VP, APX Energy, LLC, MGP </ signatureTitle >
  < signatureDate > 2017-01-18 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Jan. 18, 2017
EFD Posted: Jan. 18, 2017