Form D Raw Data - Electronic Filing Depository

EFDID: 283757EFD: Raw Data

Issuer: Armis Biopharma, Inc. (0001604801) - D

Accession: 0001686266-18-000012 () (EDGAR Files) (Form D)

Edgar Posted: Sep. 24, 2018
EFD Posted: Sep. 25, 2018

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001604801 </ cik >

< entityName > Armis Biopharma, Inc. </ entityName >

- < issuerAddress >

< street1 > 2950 EAST HARMONY </ street1 >

< street2 > SUITE 252 </ street2 >

< city > FORT COLLINS </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80528 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 970-295-4373 </ issuerPhoneNumber >

< jurisdictionOfInc > COLORADO </ jurisdictionOfInc >

- < edgarPreviousNameList >

< previousName > CHD Bioscience, Inc. </ previousName >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Dennis </ firstName >

< lastName > Templar </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2950 East Harmony </ street1 >

< street2 > Suite 252 </ street2 >

< city > Fort Collins </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80528 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Robert </ firstName >

< lastName > Kali </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2950 East Harmony </ street1 >

< street2 > Suite 252 </ street2 >

< city > Fort Collins </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80528 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Stephen </ firstName >

< lastName > Coder </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2950 East Harmony </ street1 >

< street2 > Suite 252 </ street2 >

< city > Fort Collins </ city >

< stateOrCountry > CT </ stateOrCountry >

< stateOrCountryDescription > CONNECTICUT </ stateOrCountryDescription >

< zipCode > 80528 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Alan </ firstName >

< lastName > Ruud </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2950 East Harmony </ street1 >

< street2 > Suite 252 </ street2 >

< city > Fort Collins </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80528 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ed </ firstName >

< lastName > Neas </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2950 East Harmony </ street1 >

< street2 > Suite 252 </ street2 >

< city > Fort Collins </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80528 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Alan </ firstName >

< lastName > Smith </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2950 East Harmony </ street1 >

< street2 > Suite 252 </ street2 >

< city > Fort Collins </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80528 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ted </ firstName >

< lastName > Ziemann </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2950 East Harmony </ street1 >

< street2 > Suite 252 </ street2 >

< city > Fort Collins </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80528 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > William </ firstName >

< lastName > Nelson </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2950 East Harmony </ street1 >

< street2 > Suite 252 </ street2 >

< city > Fort Collins </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80528 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Michael </ firstName >

< lastName > Litwack </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2950 East Harmony </ street1 >

< street2 > Suite 252 </ street2 >

< city > Fort Collins </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80528 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Other Health Care </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2018-06-22 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Arete Wealth Management, LLC </ recipientName >

< recipientCRDNumber > 44856 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1101 W. Lake St </ street1 >

< street2 > First Floor </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60607 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 10000000 </ totalOfferingAmount >

< totalAmountSold > 1832300 </ totalAmountSold >

< totalRemaining > 8167700 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 19 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 490062 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Assumes maximum commissions earned by one or more non-exclusive agents or sub agents as more fully set forth in the offering materials. Excludes warrants to purchase 544,513 shares. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse > Some of the proceeds may be used for general working capital purposes including the payment of salaries and other fees to those listed in Item 3. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Armis Biopharma, Inc. </ issuerName >

< signatureName > /s/ Robert Kali </ signatureName >

< nameOfSigner > Robert Kali </ nameOfSigner >

< signatureTitle > Chief Financial Officer </ signatureTitle >

< signatureDate > 2018-09-24 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >