EFDID: 244680EFD: Raw Data

Issuer: Cherokee Solid Waste Disposal Authority (0001714739) - D/A

Accession: 0001714739-17-000002 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Nov. 21, 2017
EFD Posted: Nov. 22, 2017
- < edgarSubmission >
  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001714739 </ cik >
  < entityName > Cherokee Solid Waste Disposal Authority </ entityName >
- < issuerAddress >
  < street1 > 73 MAIN STREET </ street1 >
  < city > CHEROKEE </ city >
  < stateOrCountry > AL </ stateOrCountry >
  < stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >
  < zipCode > 35616 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 2563594959 </ issuerPhoneNumber >
  < jurisdictionOfInc > ALABAMA </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Corporation </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2017 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < issuerList >
- < issuer >
  < cik > 0001714782 </ cik >
  < entityName > CWI Alabama, LLC </ entityName >
- < issuerAddress >
  < street1 > 3284 NORTHSIDE PARKWAY </ street1 >
  < city > ATLANTA </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30327 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 4042734977 </ issuerPhoneNumber >
  < jurisdictionOfInc > ALABAMA </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Limited Liability Company </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2017 </ value >
  </ yearOfInc >
  </ issuer >
  </ issuerList >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Paul </ firstName >
  < lastName > Norman </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 73 Main Street </ street1 >
  < city > Cherokee </ city >
  < stateOrCountry > AL </ stateOrCountry >
  < stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >
  < zipCode > 35616 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Chairman and Director of Cherokee Solid Waste Disposal Authority </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Mike </ firstName >
  < lastName > Malone </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 73 Main Street </ street1 >
  < city > Cherokee </ city >
  < stateOrCountry > AL </ stateOrCountry >
  < stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >
  < zipCode > 35616 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Cherokee Solid Waste Disposal Authority </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Rene </ firstName >
  < lastName > Fann </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 73 Main Street </ street1 >
  < city > Cherokee </ city >
  < stateOrCountry > AL </ stateOrCountry >
  < stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >
  < zipCode > 35616 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Director of Cherokee Solid Waste Disposal Authority </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Stephen </ firstName >
  < lastName > Witmer </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 3284 Northside Parkway </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30327 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Manager of CWI Alabama Member, LLC, the Manager of CWI Alabama, LLC </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Environmental Services </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Not Applicable </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06c </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001714739-17-000001 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2017-08-03 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isDebtType > true </ isDebtType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > William Cox </ recipientName >
  < recipientCRDNumber > 4539372 </ recipientCRDNumber >
  < associatedBDName > Duncan-Williams, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6950 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6750 Poplar Avenue </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38138 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Andrew Baird </ recipientName >
  < recipientCRDNumber > 10446 </ recipientCRDNumber >
  < associatedBDName > Duncan-Williams, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6950 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6750 Poplar Avenue </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38138 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > MS </ state >
  < description > MISSISSIPPI </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brian Botto </ recipientName >
  < recipientCRDNumber > 4806646 </ recipientCRDNumber >
  < associatedBDName > Duncan-Williams, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6950 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6750 Poplar Avenue </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38138 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > KY </ state >
  < description > KENTUCKY </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Charles Ousley </ recipientName >
  < recipientCRDNumber > 1201014 </ recipientCRDNumber >
  < associatedBDName > Duncan-Williams, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6950 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6750 Poplar Avenue </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38138 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Don Malmo </ recipientName >
  < recipientCRDNumber > 1959836 </ recipientCRDNumber >
  < associatedBDName > Duncan-Williams, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6950 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6750 Poplar Avenue </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38138 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Frank Reid </ recipientName >
  < recipientCRDNumber > 1393146 </ recipientCRDNumber >
  < associatedBDName > Duncan-Williams, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6950 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6750 Poplar Avenue </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38138 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AL </ state >
  < description > ALABAMA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Richard Gray </ recipientName >
  < recipientCRDNumber > 2356978 </ recipientCRDNumber >
  < associatedBDName > Duncan-Williams, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6950 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6750 Poplar Avenue </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38138 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > KY </ state >
  < description > KENTUCKY </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Trey Fyfe </ recipientName >
  < recipientCRDNumber > 1514374 </ recipientCRDNumber >
  < associatedBDName > Duncan-Williams, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6950 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6750 Poplar Avenue </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38138 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MS </ state >
  < description > MISSISSIPPI </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  < state > WY </ state >
  < description > WYOMING </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > William Cox </ recipientName >
  < recipientCRDNumber > 4539372 </ recipientCRDNumber >
  < associatedBDName > Duncan-Williams, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 6950 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6750 Poplar Avenue </ street1 >
  < city > Memphis </ city >
  < stateOrCountry > TN </ stateOrCountry >
  < stateOrCountryDescription > TENNESSEE </ stateOrCountryDescription >
  < zipCode > 38138 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 5210000 </ totalOfferingAmount >
  < totalAmountSold > 5210000 </ totalAmountSold >
  < totalRemaining > 0 </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 27 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 149400 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Cherokee Solid Waste Disposal Authority </ issuerName >
  < signatureName > Paul Norman </ signatureName >
  < nameOfSigner > Paul Norman </ nameOfSigner >
  < signatureTitle > Chairman </ signatureTitle >
  < signatureDate > 2017-11-21 </ signatureDate >
  </ signature >
- < signature >
  < issuerName > CWI Alabama, LLC </ issuerName >
  < signatureName > Stephen Witmer </ signatureName >
  < nameOfSigner > Stephen Witmer </ nameOfSigner >
  < signatureTitle > Manager of CWI Alabama Member, LLC, its Manager </ signatureTitle >
  < signatureDate > 2017-11-21 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Nov. 21, 2017
EFD Posted: Nov. 22, 2017