Form D Raw Data - Electronic Filing Depository

EFDID: 244936EFD: Raw Data

Issuer: Paulson Capital Holding Company, LLC (0001715181) - D/A

Accession: 0001715181-18-000001 () (EDGAR Files) (Form D)

Edgar Posted: Apr. 25, 2018
EFD Posted: Apr. 25, 2018

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001715181 </ cik >

< entityName > Paulson Capital Holding Company, LLC </ entityName >

- < issuerAddress >

< street1 > 2141 W North Avenue, 2nd Floor </ street1 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60647 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 312-940-8327 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< previousName > Paulson Investment Company, LLC </ previousName >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2014 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Setteducati </ firstName >

< lastName > Robert </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2141 W North Avenue, 2nd Floor </ street1 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60647 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Investment Banking </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001715181-17-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2017-07-31 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 100000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Gene Webb </ recipientName >

< recipientCRDNumber > 1851855 </ recipientCRDNumber >

< associatedBDName > Paulson Investment Company, LLC </ associatedBDName >

< associatedBDCRDNumber > 5670 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2141 W North Avenue, 2nd Floor </ street1 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60647 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NV </ state >

< description > NEVADA </ description >

< state > OR </ state >

< description > OREGON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Starla Goff </ recipientName >

< recipientCRDNumber > 6170448 </ recipientCRDNumber >

< associatedBDName > Paulson Investment Company, LLC </ associatedBDName >

< associatedBDCRDNumber > 5670 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2141 W North Avenue, 2nd Floor </ street1 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60647 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > OR </ state >

< description > OREGON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 2000000 </ totalOfferingAmount >

< totalAmountSold > 1107059 </ totalAmountSold >

< totalRemaining > 892941 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 7 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 77494 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Paulson Capital Holding Company, LLC </ issuerName >

< signatureName > Malcolm Winks </ signatureName >

< nameOfSigner > Malcolm Winks </ nameOfSigner >

< signatureTitle > CFO </ signatureTitle >

< signatureDate > 2018-04-25 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >