Form D Raw Data - Electronic Filing Depository

EFDID: 252464EFD: Raw Data

Issuer: Colorado Springs Multifamily DST (0001720488) - D/A

Accession: 0001720488-18-000004 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 14, 2018
EFD Posted: Mar. 14, 2018

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001720488 </ cik >

< entityName > Colorado Springs Multifamily DST </ entityName >

- < issuerAddress >

< street1 > 2901 BUTTERFIELD ROAD </ street1 >

< city > OAK BROOK </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60606 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 312-460-5521 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Business Trust </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2017 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > N/A </ firstName >

< lastName > Inland Private Capital Corporation </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 2901 Butterfield Road </ street1 >

< city > Oak Brook </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60523 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Sponsor of the Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > N/A </ firstName >

< lastName > Colorado Springs Multifamily Exchange, L.L.C. </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Inland Private Capital Corporation </ street1 >

< street2 > 2901 Butterfield Road </ street2 >

< city > Oak Brook </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60523 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Signatory Trustee of the Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > N/A </ firstName >

< lastName > Colorado Springs Multifamily, L.L.C. </ lastName >

</ relatedPersonName >

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< street1 > c/o Inland Private Capital Corporation </ street1 >

< street2 > 2901 Butterfield Road </ street2 >

< city > Oak Brook </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60523 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Depositor of the Issuer </ relationshipClarification >

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- < offeringData >

- < industryGroup >

< industryGroupType > Other Real Estate </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

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- < federalExemptionsExclusions >

< item > 06b </ item >

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- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001717288-18-000009 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2017-10-11 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

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- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Christina Nielson </ recipientName >

< recipientCRDNumber > 4866971 </ recipientCRDNumber >

< associatedBDName > Primex Prime Electronic Execution Inc </ associatedBDName >

< associatedBDCRDNumber > 29394 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 54 WEST 21ST STREET </ street1 >

< street2 > 12th floor </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10010 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > WA </ state >

< description > WASHINGTON </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Daniel Raupp </ recipientName >

< recipientCRDNumber > 4079107 </ recipientCRDNumber >

< associatedBDName > Concorde Investment Services, LLC </ associatedBDName >

< associatedBDCRDNumber > 151604 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 19500 VICTOR PARKWAY </ street1 >

< street2 > SUITE 550 </ street2 >

< city > LIVONIA </ city >

< stateOrCountry > MI </ stateOrCountry >

< stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >

< zipCode > 48152 </ zipCode >

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< state > NY </ state >

< description > NEW YORK </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Steven Henderson </ recipientName >

< recipientCRDNumber > 2581092 </ recipientCRDNumber >

< associatedBDName > 1st Global Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12750 MERIT DRIVE </ street1 >

< street2 > SUITE 1200 </ street2 >

< city > Dallas </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75251 </ zipCode >

</ recipientAddress >

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< state > MA </ state >

< description > MASSACHUSETTS </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Scott Sheehan </ recipientName >

< recipientCRDNumber > 2328614 </ recipientCRDNumber >

< associatedBDName > DFPG Investments, Inc </ associatedBDName >

< associatedBDCRDNumber > 155576 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 9017 S RIVERSIDE DRIVE </ street1 >

< street2 > SUITE 210 </ street2 >

< city > SANDY </ city >

< stateOrCountry > UT </ stateOrCountry >

< stateOrCountryDescription > UTAH </ stateOrCountryDescription >

< zipCode > 84070 </ zipCode >

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< state > NY </ state >

< description > NEW YORK </ description >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > Eric Bicknese </ recipientName >

< recipientCRDNumber > 2829451 </ recipientCRDNumber >

< associatedBDName > Nationwide Planning Associates, Inc </ associatedBDName >

< associatedBDCRDNumber > 31029 </ associatedBDCRDNumber >

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< street1 > 115 WEST CENTURY ROAD </ street1 >

< street2 > SUITE 360 </ street2 >

< city > PARAMUS </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07652 </ zipCode >

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< state > NY </ state >

< description > NEW YORK </ description >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > Chris Hudson </ recipientName >

< recipientCRDNumber > 6561565 </ recipientCRDNumber >

< associatedBDName > 1st Global Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12750 MERIT DRIVE </ street1 >

< street2 > SUITE 1200 </ street2 >

< city > Dallas </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75251 </ zipCode >

</ recipientAddress >

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< state > OK </ state >

< description > OKLAHOMA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Terry Shea </ recipientName >

< recipientCRDNumber > 1654953 </ recipientCRDNumber >

< associatedBDName > Whitehall-Parker Securities, Inc. </ associatedBDName >

< associatedBDCRDNumber > 10608 </ associatedBDCRDNumber >

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< street1 > 477 PACIFIC AVENUE-2ND FLOOR </ street1 >

< city > SAN FRANCISCO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94133 </ zipCode >

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< state > CA </ state >

< description > CALIFORNIA </ description >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > Dinesh Gupta </ recipientName >

< recipientCRDNumber > 6469999 </ recipientCRDNumber >

< associatedBDName > Emerson Equity LLC </ associatedBDName >

< associatedBDCRDNumber > 130032 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 155 BOVET ROAD, SUITE 725 </ street1 >

< city > SAN MATEO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 94402 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Samuel Angelo </ recipientName >

< recipientCRDNumber > 1126535 </ recipientCRDNumber >

< associatedBDName > 1st Global Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12750 MERIT DRIVE </ street1 >

< street2 > SUITE 1200 </ street2 >

< city > Dallas </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75251 </ zipCode >

</ recipientAddress >

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< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NY </ state >

< description > NEW YORK </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mitchal O'Hare </ recipientName >

< recipientCRDNumber > 4561108 </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research </ associatedBDName >

< associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1776 PLEASANT PLAIN RD. </ street1 >

< city > FAIRFIELD </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

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< state > CO </ state >

< description > COLORADO </ description >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > Sigrid Daugaard </ recipientName >

< recipientCRDNumber > 5481583 </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research </ associatedBDName >

< associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1776 PLEASANT PLAIN RD. </ street1 >

< city > FAIRFIELD </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

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< state > CO </ state >

< description > COLORADO </ description >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > Robert Smith </ recipientName >

< recipientCRDNumber > 1412333 </ recipientCRDNumber >

< associatedBDName > Concorde Investment Services, LLC </ associatedBDName >

< associatedBDCRDNumber > 151604 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 19500 VICTOR PARKWAY </ street1 >

< street2 > SUITE 550 </ street2 >

< city > LIVONIA </ city >

< stateOrCountry > MI </ stateOrCountry >

< stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >

< zipCode > 48152 </ zipCode >

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< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Walter Heidenreich III </ recipientName >

< recipientCRDNumber > 5073559 </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research </ associatedBDName >

< associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1776 PLEASANT PLAIN RD. </ street1 >

< city > FAIRFIELD </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

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< state > CO </ state >

< description > COLORADO </ description >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > Leslie Pappas </ recipientName >

< recipientCRDNumber > 1735372 </ recipientCRDNumber >

< associatedBDName > Lightpath Capital Inc. </ associatedBDName >

< associatedBDCRDNumber > 34617 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1453 THIRD STREET PROMENADE </ street1 >

< street2 > Suite 315 </ street2 >

< city > LOS ANGELES </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90401 </ zipCode >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Edwin Suzuki </ recipientName >

< recipientCRDNumber > 4851317 </ recipientCRDNumber >

< associatedBDName > Westpark Capital Inc </ associatedBDName >

< associatedBDCRDNumber > 39914 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1900 AVENUE OF THE STARS </ street1 >

< street2 > SUITE 310 </ street2 >

< city > LOS ANGELES, </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90067 </ zipCode >

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< state > CA </ state >

< description > CALIFORNIA </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > David Dahill </ recipientName >

< recipientCRDNumber > 6581024 </ recipientCRDNumber >

< associatedBDName > WealthForge Securities LLC </ associatedBDName >

< associatedBDCRDNumber > 152550 </ associatedBDCRDNumber >

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< street1 > 6800 PARAGON PLACE </ street1 >

< street2 > SUITE 200 </ street2 >

< city > RICHMOND </ city >

< stateOrCountry > VA </ stateOrCountry >

< stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >

< zipCode > 23230 </ zipCode >

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< state > CA </ state >

< description > CALIFORNIA </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Shawn Valentine </ recipientName >

< recipientCRDNumber > 4632973 </ recipientCRDNumber >

< associatedBDName > Calton & Associates </ associatedBDName >

< associatedBDCRDNumber > 20999 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2701 N ROCKY POINT DRIVE </ street1 >

< street2 > SUITE 1000 </ street2 >

< city > TAMPA </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33607 </ zipCode >

</ recipientAddress >

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< state > OH </ state >

< description > OHIO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Adam Costarella </ recipientName >

< recipientCRDNumber > 5957661 </ recipientCRDNumber >

< associatedBDName > Voya Financial Advisors </ associatedBDName >

< associatedBDCRDNumber > 2882 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 699 WALNUT STREET </ street1 >

< street2 > SUITE 1000 </ street2 >

< city > DES MOINES </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 50309 </ zipCode >

</ recipientAddress >

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< state > WA </ state >

< description > WASHINGTON </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Andrew Norman </ recipientName >

< recipientCRDNumber > 4515286 </ recipientCRDNumber >

< associatedBDName > Voya Financial Advisors </ associatedBDName >

< associatedBDCRDNumber > 2882 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 699 WALNUT STREET </ street1 >

< street2 > SUITE 1000 </ street2 >

< city > DES MOINES </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 50309 </ zipCode >

</ recipientAddress >

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< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Brock Brady </ recipientName >

< recipientCRDNumber > 4638576 </ recipientCRDNumber >

< associatedBDName > Voya Financial Advisors </ associatedBDName >

< associatedBDCRDNumber > 2882 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 699 WALNUT STREET </ street1 >

< street2 > SUITE 1000 </ street2 >

< city > DES MOINES </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 50309 </ zipCode >

</ recipientAddress >

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< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Frank Smith </ recipientName >

< recipientCRDNumber > 4411417 </ recipientCRDNumber >

< associatedBDName > National Securities Corp. </ associatedBDName >

< associatedBDCRDNumber > 7569 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > ONE UNION SQUARE 600 UNIVERSITY STREET </ street1 >

< street2 > SUITE 2900 </ street2 >

< city > SEATTLE </ city >

< stateOrCountry > WA </ stateOrCountry >

< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

< zipCode > 98101 </ zipCode >

</ recipientAddress >

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< state > AL </ state >

< description > ALABAMA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mike Bendix </ recipientName >

< recipientCRDNumber > 5379777 </ recipientCRDNumber >

< associatedBDName > DFPG Investments, Inc. </ associatedBDName >

< associatedBDCRDNumber > 155576 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 9017 S RIVERSIDE DRIVE </ street1 >

< street2 > SUITE 210 </ street2 >

< city > SANDY </ city >

< stateOrCountry > UT </ stateOrCountry >

< stateOrCountryDescription > UTAH </ stateOrCountryDescription >

< zipCode > 84070 </ zipCode >

</ recipientAddress >

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< state > NJ </ state >

< description > NEW JERSEY </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Edward Fernandez </ recipientName >

< recipientCRDNumber > 2956661 </ recipientCRDNumber >

< associatedBDName > Capulent LLC </ associatedBDName >

< associatedBDCRDNumber > 155155 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4144 N 44TH STREET </ street1 >

< street2 > STE 3 </ street2 >

< city > PHOENIX </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85018 </ zipCode >

</ recipientAddress >

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< state > MO </ state >

< description > MISSOURI </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > David Cowguill </ recipientName >

< recipientCRDNumber > 1275601 </ recipientCRDNumber >

< associatedBDName > Woodbury Financial Services, Inc. </ associatedBDName >

< associatedBDCRDNumber > 421 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7755 3RD STREET NORTH </ street1 >

< city > OAKDALE </ city >

< stateOrCountry > MN </ stateOrCountry >

< stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >

< zipCode > 55128 </ zipCode >

</ recipientAddress >

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< state > IA </ state >

< description > IOWA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mike Cruz </ recipientName >

< recipientCRDNumber > 2130750 </ recipientCRDNumber >

< associatedBDName > Courtlandt Securities Corp </ associatedBDName >

< associatedBDCRDNumber > 137356 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 18218 MCDURMOTT </ street1 >

< street2 > Suite A </ street2 >

< city > IRVINE </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92614 </ zipCode >

</ recipientAddress >

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< state > MT </ state >

< description > MONTANA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Dustin Tenbroeck </ recipientName >

< recipientCRDNumber > 5019784 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

< associatedBDCRDNumber > 32444 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 WEST BROADWAY 12TH FLOOR </ street1 >

< city > SAN DIEGO </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Scott Offerman </ recipientName >

< recipientCRDNumber > 4619093 </ recipientCRDNumber >

< associatedBDName > Sandlapper Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 137906 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > SANDLAPPER FINANCIAL CENTER </ street1 >

< street2 > 800 E. NORTH STREET, 2ND FLOOR </ street2 >

< city > GREENVILLE </ city >

< stateOrCountry > SC </ stateOrCountry >

< stateOrCountryDescription > SOUTH CAROLINA </ stateOrCountryDescription >

< zipCode > 29601 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jeffrey McKay </ recipientName >

< recipientCRDNumber > 818303 </ recipientCRDNumber >

< associatedBDName > Voya Financial Advisors </ associatedBDName >

< associatedBDCRDNumber > 2882 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 699 WALNUT STREET </ street1 >

< street2 > SUITE 1000 </ street2 >

< city > DES MOINES </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 50309 </ zipCode >

</ recipientAddress >

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< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Ron Horvitz </ recipientName >

< recipientCRDNumber > 1277033 </ recipientCRDNumber >

< associatedBDName > 1st Global Capital Corporation </ associatedBDName >

< associatedBDCRDNumber > 30349 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12750 MERIT DRIVE </ street1 >

< street2 > SUITE 1200 </ street2 >

< city > DALLAS </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75251 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Peter Chernin </ recipientName >

< recipientCRDNumber > 6787497 </ recipientCRDNumber >

< associatedBDName > Sandlapper Securities, LLC </ associatedBDName >

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< street1 > SANDLAPPER FINANCIAL CENTER </ street1 >

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< stateOrCountryDescription > SOUTH CAROLINA </ stateOrCountryDescription >

< zipCode > 29601 </ zipCode >

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< state > NY </ state >

< description > NEW YORK </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Tim Clairmont </ recipientName >

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< street1 > 515 CONGRESS AVE </ street1 >

< street2 > SUITE 2500 </ street2 >

< city > AUSTIN </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 78701 </ zipCode >

</ recipientAddress >

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< state > OR </ state >

< description > OREGON </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Scott Wolters </ recipientName >

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< street1 > 20 E THOMAS RD </ street1 >

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< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85012 </ zipCode >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< state > OR </ state >

< description > OREGON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< state > MA </ state >

< description > MASSACHUSETTS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

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< state > AZ </ state >

< description > ARIZONA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< recipientCRDNumber > 2052318 </ recipientCRDNumber >

< associatedBDName > Woodbury Financial Services, Inc. </ associatedBDName >

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< city > OAKDALE </ city >

< stateOrCountry > MN </ stateOrCountry >

< stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >

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< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Rylan Rozell </ recipientName >

< recipientCRDNumber > 5034877 </ recipientCRDNumber >

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< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85012 </ zipCode >

</ recipientAddress >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< recipientCRDNumber > 1622674 </ recipientCRDNumber >

< associatedBDName > National Securities Corp. </ associatedBDName >

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< street1 > ONE UNION SQUARE 600 UNIVERSITY STREET </ street1 >

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< stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >

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< state > NJ </ state >

< description > NEW JERSEY </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< recipientCRDNumber > 2053884 </ recipientCRDNumber >

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< stateOrCountry > CA </ stateOrCountry >

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</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

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</ statesOfSolicitationList >

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</ statesOfSolicitationList >

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</ recipient >

- < recipient >

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</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< state > KS </ state >

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</ statesOfSolicitationList >

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< zipCode > 75251 </ zipCode >

</ recipientAddress >

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</ statesOfSolicitationList >

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</ recipient >

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< state > IA </ state >

< description > IOWA </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< recipientCRDNumber > 1097536 </ recipientCRDNumber >

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< zipCode > 92868 </ zipCode >

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< description > MARYLAND </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< recipientCRDNumber > 2397301 </ recipientCRDNumber >

< associatedBDName > Summit Brokerage Services, Inc </ associatedBDName >

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< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

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</ recipientAddress >

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< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< recipientCRDNumber > 1050458 </ recipientCRDNumber >

< associatedBDName > Lincoln Financial Securities Corp </ associatedBDName >

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< street1 > 1300 SOUTH CLINTON STREET </ street1 >

< city > FORT WAYNE </ city >

< stateOrCountry > IN </ stateOrCountry >

< stateOrCountryDescription > INDIANA </ stateOrCountryDescription >

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</ recipientAddress >

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< state > NJ </ state >

< description > NEW JERSEY </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

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< recipientCRDNumber > 4557055 </ recipientCRDNumber >

< associatedBDName > Royal Alliance Associates, Inc. </ associatedBDName >

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< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07302 </ zipCode >

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< state > HI </ state >

< description > HAWAII </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< recipientName > Jonathan Keller </ recipientName >

< recipientCRDNumber > 4344114 </ recipientCRDNumber >

< associatedBDName > Sagepoint Financial, Inc. </ associatedBDName >

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< street1 > 20 E THOMAS RD </ street1 >

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< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85012 </ zipCode >

</ recipientAddress >

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< state > MA </ state >

< description > MASSACHUSETTS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< state > CA </ state >

< description > CALIFORNIA </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< zipCode > 91505 </ zipCode >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< associatedBDName > Cambridge Investment Research </ associatedBDName >

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< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< recipientCRDNumber > 6262219 </ recipientCRDNumber >

< associatedBDName > 1st Global Capital Corporation </ associatedBDName >

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< zipCode > 75251 </ zipCode >

</ recipientAddress >

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< description > ARKANSAS </ description >

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</ recipient >

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</ recipientAddress >

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</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< recipientCRDNumber > 5616071 </ recipientCRDNumber >

< associatedBDName > Crown Capital Securities L.P. </ associatedBDName >

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< street1 > 725 TOWN & COUNTRY ROAD </ street1 >

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< zipCode > 92868 </ zipCode >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< associatedBDName > Royal Alliance Associates, Inc. </ associatedBDName >

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< zipCode > 07302 </ zipCode >

</ recipientAddress >

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< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< recipientCRDNumber > 4447419 </ recipientCRDNumber >

< associatedBDName > First Allied Securities Inc. </ associatedBDName >

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< street1 > 655 WEST BROADWAY 12TH FLOOR </ street1 >

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< stateOrCountry > CA </ stateOrCountry >

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< zipCode > 92101 </ zipCode >

</ recipientAddress >

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< state > MO </ state >

< description > MISSOURI </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< recipientName > Ann Stewart </ recipientName >

< recipientCRDNumber > 2388888 </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research </ associatedBDName >

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< street1 > 1776 PLEASANT PLAIN RD. </ street1 >

< city > FAIRFIELD </ city >

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< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CO </ state >

< description > COLORADO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Rey Frimmersdorf </ recipientName >

< recipientCRDNumber > 214866 </ recipientCRDNumber >

< associatedBDName > Sandlapper Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 137906 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > SANDLAPPER FINANCIAL CENTER </ street1 >

< street2 > 800 E. NORTH STREET, 2ND FLOOR </ street2 >

< city > GREENVILLE </ city >

< stateOrCountry > SC </ stateOrCountry >

< stateOrCountryDescription > SOUTH CAROLINA </ stateOrCountryDescription >

< zipCode > 29601 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > OR </ state >

< description > OREGON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jack Creighton </ recipientName >

< recipientCRDNumber > 1495897 </ recipientCRDNumber >

< associatedBDName > Concorde Investment Services, LLC </ associatedBDName >

< associatedBDCRDNumber > 151604 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 19500 Victor Parkway </ street1 >

< street2 > Suite 550 </ street2 >

< city > Livonia </ city >

< stateOrCountry > MI </ stateOrCountry >

< stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >

< zipCode > 48152 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Paul Cese </ recipientName >

< recipientCRDNumber > 4558359 </ recipientCRDNumber >

< associatedBDName > Concorde Investment Services, LLC </ associatedBDName >

< associatedBDCRDNumber > 151604 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 19500 Victor Parkway </ street1 >

< street2 > Suite 550 </ street2 >

< city > Livonia </ city >

< stateOrCountry > MI </ stateOrCountry >

< stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >

< zipCode > 48152 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Craig Truman </ recipientName >

< recipientCRDNumber > 1545620 </ recipientCRDNumber >

< associatedBDName > Royal Alliance Associates, Inc </ associatedBDName >

< associatedBDCRDNumber > 23131 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 10 Exchange Place </ street1 >

< street2 > Suite 1410 </ street2 >

< city > Jersey City </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Harry Horn </ recipientName >

< recipientCRDNumber > 1031140 </ recipientCRDNumber >

< associatedBDName > Lincoln Financial Advisors </ associatedBDName >

< associatedBDCRDNumber > 3978 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1300 South Clinton Street </ street1 >

< street2 > Suite 150 </ street2 >

< city > Fort Wayne </ city >

< stateOrCountry > IN </ stateOrCountry >

< stateOrCountryDescription > INDIANA </ stateOrCountryDescription >

< zipCode > 46802 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > MD </ state >

< description > MARYLAND </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Ross Johnson </ recipientName >

< recipientCRDNumber > 1738751 </ recipientCRDNumber >

< associatedBDName > H.D Vest Investment Securities, Inc </ associatedBDName >

< associatedBDCRDNumber > 13686 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6333 North State Hwy 161 </ street1 >

< street2 > 4th Floor </ street2 >

< city > Irving </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75038-2200 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Larry Queen </ recipientName >

< recipientCRDNumber > 851743 </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research </ associatedBDName >

< associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1776 Pleasant Plain Rd </ street1 >

< city > Fairfield </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > OH </ state >

< description > OHIO </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Mary Hanson </ recipientName >

< recipientCRDNumber > 4641891 </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research </ associatedBDName >

< associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1776 Pleasant Plain Rd </ street1 >

< city > Fairfield </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Leonard Wyss </ recipientName >

< recipientCRDNumber > 1284822 </ recipientCRDNumber >

< associatedBDName > B.B. Graham & Company, Inc </ associatedBDName >

< associatedBDCRDNumber > 41533 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1700 W Katella Ave </ street1 >

< city > Orange </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92867 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Tadeusz Markow </ recipientName >

< recipientCRDNumber > 2307025 </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research </ associatedBDName >

< associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1776 Pleasant Plain Rd </ street1 >

< city > Fairfield </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > WA </ state >

< description > WASHINGTON </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Robert Cappadona </ recipientName >

< recipientCRDNumber > 1235742 </ recipientCRDNumber >

< associatedBDName > Royal Alliance Associates, Inc </ associatedBDName >

< associatedBDCRDNumber > 23131 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 10 Exchange Place </ street1 >

< street2 > Suite 1410 </ street2 >

< city > Jersey City </ city >

< stateOrCountry > NJ </ stateOrCountry >

< stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >

< zipCode > 07302 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Bentley Ford </ recipientName >

< recipientCRDNumber > 5866570 </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research </ associatedBDName >

< associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1776 Pleasant Plain Rd </ street1 >

< city > Fairfield </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > TX </ state >

< description > TEXAS </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Stephen Shloss </ recipientName >

< recipientCRDNumber > 5429813 </ recipientCRDNumber >

< associatedBDName > Crown Capital Securities L.P. </ associatedBDName >

< associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 725 Town & Country Road </ street1 >

< street2 > Suite 530 </ street2 >

< city > Orange </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92868 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Duane Swanson </ recipientName >

< recipientCRDNumber > 1456892 </ recipientCRDNumber >

< associatedBDName > Voya Financial Advisors </ associatedBDName >

< associatedBDCRDNumber > 2882 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 699 Walnut Street </ street1 >

< street2 > Suite 1000 </ street2 >

< city > Des Moines </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 50309 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > WI </ state >

< description > WISCONSIN </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > John Harvey </ recipientName >

< recipientCRDNumber > 4227692 </ recipientCRDNumber >

< associatedBDName > Sandlapper Securities, LLC </ associatedBDName >

< associatedBDCRDNumber > 137906 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > Sandlapper Financial Center </ street1 >

< street2 > 800 E. North Street, 2nd Floor </ street2 >

< city > Greenville </ city >

< stateOrCountry > SC </ stateOrCountry >

< stateOrCountryDescription > SOUTH CAROLINA </ stateOrCountryDescription >

< zipCode > 29601 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Eric Holtz </ recipientName >

< recipientCRDNumber > 5821492 </ recipientCRDNumber >

< associatedBDName > Independent Financial Group, LLC </ associatedBDName >

< associatedBDCRDNumber > 7717 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12671 High Bluff Drive </ street1 >

< street2 > Suite 200 </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92130 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Victor Hazard </ recipientName >

< recipientCRDNumber > 1617276 </ recipientCRDNumber >

< associatedBDName > H.D. Vest Investment Securities, Inc </ associatedBDName >

< associatedBDCRDNumber > 13686 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6333 North State Highway 161 </ street1 >

< street2 > 4th Floor </ street2 >

< city > Irving </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75038-2200 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Jonathan Perry </ recipientName >

< recipientCRDNumber > 4780457 </ recipientCRDNumber >

< associatedBDName > Lincoln Financial Securities Corp </ associatedBDName >

< associatedBDCRDNumber > 3870 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1300 SOUTH CLINTON STREET </ street1 >

< city > FORT WAYNE </ city >

< stateOrCountry > IN </ stateOrCountry >

< stateOrCountryDescription > INDIANA </ stateOrCountryDescription >

< zipCode > 46802 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Cindy Shi </ recipientName >

< recipientCRDNumber > 4231195 </ recipientCRDNumber >

< associatedBDName > Cambridge Investment Research </ associatedBDName >

< associatedBDCRDNumber > 39543 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1776 PLEASANT PLAIN RD. </ street1 >

< city > FAIRFIELD </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CT </ state >

< description > CONNECTICUT </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Charles Wagner </ recipientName >

< recipientCRDNumber > 2761324 </ recipientCRDNumber >

< associatedBDName > Concorde Investment Services, LLC </ associatedBDName >

< associatedBDCRDNumber > 151604 </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 19500 VICTOR PARKWAY </ street1 >

< street2 > SUITE 550 </ street2 >

< city > LIVONIA </ city >

< stateOrCountry > MI </ stateOrCountry >

< stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >

< zipCode > 48152 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > CA </ state >

< description > CALIFORNIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 28974578 </ totalOfferingAmount >

< totalAmountSold > 27370069 </ totalAmountSold >

< totalRemaining > 1604509 </ totalRemaining >

< clarificationOfResponse > Regarding Item 11, the Issuer may accept smaller investments in the Sponsor's sole discretion. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 104 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 2288992 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Sales Commissions include estimates of the maximum amount of Selling Commissions, Dealer Fees and Placement Agent Fee that may be paid to one or more Related Persons. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 1576351 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse > Item 16 is an estimate of acquisition fees, reimbursements for certain acquisition and financing costs and offering and organizational expenses that may accrue to one or more Related Persons. </ clarificationOfResponse >

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Colorado Springs Multifamily DST </ issuerName >

< signatureName > /s/ Joseph E. Binder </ signatureName >

< nameOfSigner > Joseph E. Binder </ nameOfSigner >

< signatureTitle > SVP of the Sole Member of Signatory Trustee of the Issuer </ signatureTitle >

< signatureDate > 2018-03-14 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >