EFDID: 242521EFD: Raw Data

Issuer: TriLinc Global Impact Fund LLC (0001550453) - D/A

Accession: 0001722488-17-000002 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Nov. 21, 2017
EFD Posted: Nov. 22, 2017
- < edgarSubmission >
  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001550453 </ cik >
  < entityName > TriLinc Global Impact Fund LLC </ entityName >
- < issuerAddress >
  < street1 > 1230 Rosecrans Ave </ street1 >
  < street2 > Suite 605 </ street2 >
  < city > Manhattan Beach </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90266 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 310-997-0580 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
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  < value > None </ value >
  </ issuerPreviousNameList >
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  < entityType > Limited Liability Company </ entityType >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2012 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > N/A </ firstName >
  < lastName > TriLinc Advisors, LLC </ lastName >
  </ relatedPersonName >
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  < street1 > 1230 Rosecrans Avenue </ street1 >
  < street2 > Suite 605 </ street2 >
  < city > Manhattan Beach </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90266 </ zipCode >
  </ relatedPersonAddress >
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  < relationship > Promoter </ relationship >
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  < relationshipClarification > The Advisor </ relationshipClarification >
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  < firstName > Gloria </ firstName >
  < middleName > S. </ middleName >
  < lastName > Nelund </ lastName >
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  < street1 > 1230 Rosecrans Avenue </ street1 >
  < street2 > Suite 605 </ street2 >
  < city > Manhattan Beach </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90266 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Chief Executive Officer, President and Manager </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Paul </ firstName >
  < lastName > Sanford </ lastName >
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  < street1 > 1230 Rosecrans Avenue </ street1 >
  < street2 > Suite 605 </ street2 >
  < city > Manhattan Beach </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90266 </ zipCode >
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  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Chief Investment Officer </ relationshipClarification >
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  < firstName > Brent </ firstName >
  < middleName > L. </ middleName >
  < lastName > VanNorman </ lastName >
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  < street1 > 1230 Rosecrans Avenue </ street1 >
  < street2 > Suite 605 </ street2 >
  < city > Manhattan Beach </ city >
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  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90266 </ zipCode >
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  < relationship > Executive Officer </ relationship >
  < relationship > Director </ relationship >
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  < relationshipClarification > Chief Operating Officer, Chief Financial Officer, Chief Compliance Officer, Secretary, and Manager </ relationshipClarification >
  </ relatedPersonInfo >
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  < firstName > Terry </ firstName >
  < lastName > Otton </ lastName >
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  < street1 > 1230 Rosecrans Avenue </ street1 >
  < street2 > Suite 605 </ street2 >
  < city > Manhattan Beach </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90266 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Independent Manager </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Cynthia </ firstName >
  < lastName > Hostetler </ lastName >
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- < relatedPersonAddress >
  < street1 > 1230 Rosecrans Avenue </ street1 >
  < street2 > Suite 605 </ street2 >
  < city > Manhattan Beach </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90266 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Independent Manager </ relationshipClarification >
  </ relatedPersonInfo >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > R. </ firstName >
  < middleName > Michael </ middleName >
  < lastName > Barth </ lastName >
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  < street1 > 1230 Rosecrans Avenue </ street1 >
  < street2 > Suite 605 </ street2 >
  < city > Manhattan Beach </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90266 </ zipCode >
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- < relatedPersonRelationshipList >
  < relationship > Director </ relationship >
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  < relationshipClarification > Independent Manager </ relationshipClarification >
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  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Other Investment Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  < item > 3C </ item >
  < item > 3C.6 </ item >
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- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001719690-17-000002 </ previousAccessionNumber >
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- < dateOfFirstSale >
  < value > 2017-06-30 </ value >
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- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
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  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  </ typesOfSecuritiesOffered >
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  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > SC Distributors, LLC </ recipientName >
  < recipientCRDNumber > 151152 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 695 Town Center Drive </ street1 >
  < street2 > Suite 600 </ street2 >
  < city > Costa Mesa </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92626 </ zipCode >
  </ recipientAddress >
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  < value > All States </ value >
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  < foreignSolicitation > false </ foreignSolicitation >
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- < recipient >
  < recipientName > Frontier Solutions, LLC </ recipientName >
  < recipientCRDNumber > 136102 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9 East Franklin Street </ street1 >
  < city > Richmond </ city >
  < stateOrCountry > VA </ stateOrCountry >
  < stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >
  < zipCode > 23219 </ zipCode >
  </ recipientAddress >
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  < state > AL </ state >
  < description > ALABAMA </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
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  < description > COLORADO </ description >
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  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NM </ state >
  < description > NEW MEXICO </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > OH </ state >
  < description > OHIO </ description >
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  < description > OREGON </ description >
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  < state > WA </ state >
  < description > WASHINGTON </ description >
  < state > WY </ state >
  < description > WYOMING </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
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- < recipient >
  < recipientName > Niagara International Capital Limited </ recipientName >
  < recipientCRDNumber > 135327 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 8940 Main Street </ street1 >
  < city > Clarence </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 14031 </ zipCode >
  </ recipientAddress >
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- < recipient >
  < recipientName > McDonald Partners LLC </ recipientName >
  < recipientCRDNumber > 135414 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1301 East 9th Street </ street1 >
  < street2 > Suite 3700 </ street2 >
  < city > Cleveland </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44114 </ zipCode >
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  < description > KENTUCKY </ description >
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  < description > MARYLAND </ description >
  < state > MA </ state >
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  < description > MINNESOTA </ description >
  < state > MS </ state >
  < description > MISSISSIPPI </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > MT </ state >
  < description > MONTANA </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
  < state > NH </ state >
  < description > NEW HAMPSHIRE </ description >
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  < description > NORTH DAKOTA </ description >
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  < description > OHIO </ description >
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  < state > PA </ state >
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  < state > RI </ state >
  < description > RHODE ISLAND </ description >
  < state > SC </ state >
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  < description > TEXAS </ description >
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  < description > VIRGINIA </ description >
  < state > WA </ state >
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  < state > WV </ state >
  < description > WEST VIRGINIA </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > The Oak Ridge Financial Services Group, Inc. </ recipientName >
  < recipientCRDNumber > 42941 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 701 Xenia Ave. South </ street1 >
  < street2 > Suite 100 </ street2 >
  < city > Golden Valley </ city >
  < stateOrCountry > MN </ stateOrCountry >
  < stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >
  < zipCode > 55416-1089 </ zipCode >
  </ recipientAddress >
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  < state > AK </ state >
  < description > ALASKA </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
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  < description > IDAHO </ description >
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  < description > ILLINOIS </ description >
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  < description > KENTUCKY </ description >
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  < description > MAINE </ description >
  < state > MD </ state >
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  < description > MASSACHUSETTS </ description >
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  < description > MICHIGAN </ description >
  < state > MN </ state >
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  < description > MISSOURI </ description >
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  < description > MONTANA </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
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  < description > NEVADA </ description >
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  < description > NEW HAMPSHIRE </ description >
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  < description > NORTH CAROLINA </ description >
  < state > ND </ state >
  < description > NORTH DAKOTA </ description >
  < state > OH </ state >
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  < description > OKLAHOMA </ description >
  < state > OR </ state >
  < description > OREGON </ description >
  < state > PA </ state >
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  < description > TEXAS </ description >
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  < description > VIRGINIA </ description >
  < state > WA </ state >
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  < state > WI </ state >
  < description > WISCONSIN </ description >
  < state > WY </ state >
  < description > WYOMING </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ausdal Financial Partners, Inc. </ recipientName >
  < recipientCRDNumber > 7995 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5187 Utica Ridge Rd. </ street1 >
  < street2 > Suite 729 </ street2 >
  < city > Davenport </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52807 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > NTB Financial Corporation </ recipientName >
  < recipientCRDNumber > 7425 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9540 South Maroon Circle </ street1 >
  < street2 > Suite 250 </ street2 >
  < city > Centennial </ city >
  < stateOrCountry > CO </ stateOrCountry >
  < stateOrCountryDescription > COLORADO </ stateOrCountryDescription >
  < zipCode > 80112 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Moloney Securities Co., Inc. </ recipientName >
  < recipientCRDNumber > 38535 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 13537 Barrett Parkway Drive #300 </ street1 >
  < city > Manchester </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >
  < zipCode > 63021 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AL </ state >
  < description > ALABAMA </ description >
  < state > AK </ state >
  < description > ALASKA </ description >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > AR </ state >
  < description > ARKANSAS </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  < state > CT </ state >
  < description > CONNECTICUT </ description >
  < state > DE </ state >
  < description > DELAWARE </ description >
  < state > DC </ state >
  < description > DISTRICT OF COLUMBIA </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > GA </ state >
  < description > GEORGIA </ description >
  < state > HI </ state >
  < description > HAWAII </ description >
  < state > ID </ state >
  < description > IDAHO </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > IN </ state >
  < description > INDIANA </ description >
  < state > IA </ state >
  < description > IOWA </ description >
  < state > KS </ state >
  < description > KANSAS </ description >
  < state > KY </ state >
  < description > KENTUCKY </ description >
  < state > LA </ state >
  < description > LOUISIANA </ description >
  < state > ME </ state >
  < description > MAINE </ description >
  < state > MD </ state >
  < description > MARYLAND </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  < state > MS </ state >
  < description > MISSISSIPPI </ description >
  < state > MO </ state >
  < description > MISSOURI </ description >
  < state > MT </ state >
  < description > MONTANA </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  < state > NV </ state >
  < description > NEVADA </ description >
  < state > NH </ state >
  < description > NEW HAMPSHIRE </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NM </ state >
  < description > NEW MEXICO </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > NC </ state >
  < description > NORTH CAROLINA </ description >
  < state > ND </ state >
  < description > NORTH DAKOTA </ description >
  < state > OH </ state >
  < description > OHIO </ description >
  < state > OK </ state >
  < description > OKLAHOMA </ description >
  < state > OR </ state >
  < description > OREGON </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > RI </ state >
  < description > RHODE ISLAND </ description >
  < state > SC </ state >
  < description > SOUTH CAROLINA </ description >
  < state > SD </ state >
  < description > SOUTH DAKOTA </ description >
  < state > TN </ state >
  < description > TENNESSEE </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  < state > UT </ state >
  < description > UTAH </ description >
  < state > VT </ state >
  < description > VERMONT </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  < state > WV </ state >
  < description > WEST VIRGINIA </ description >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  < state > WY </ state >
  < description > WYOMING </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > International Assets Advisory, LLC </ recipientName >
  < recipientCRDNumber > 10645 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 390 North Orange Avenue, Ste. 750 </ street1 >
  < city > Orlando </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32801 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 200000000 </ totalOfferingAmount >
  < totalAmountSold > 12304986 </ totalAmountSold >
  < totalRemaining > 187695014 </ totalRemaining >
  < clarificationOfResponse > The offering consists of any combination of Class P-A, Class P-C, Class P-I, Class P-W, and Class P-Y units of limited liability company interest. </ clarificationOfResponse >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 103 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 18000000 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > Represents maximum commission payable (6% commission and 3% dealer manager fee on Class P-A units) as if all units sold were Class P-A. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse > Does not include asset management fee paid to the Advisor at an annual rate of 2.00% of gross assets and incentive fees paid to the Advisor based on performance and achievement of certain goals. </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > TriLinc Global Impact Fund LLC </ issuerName >
  < signatureName > /s/ Gloria S. Nelund </ signatureName >
  < nameOfSigner > Gloria S. Nelund </ nameOfSigner >
  < signatureTitle > Chief Executive Officer and President </ signatureTitle >
  < signatureDate > 2017-11-21 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Nov. 21, 2017
EFD Posted: Nov. 22, 2017