Form D Raw Data - Electronic Filing Depository

EFDID: 266411EFD: Raw Data

Issuer: Mewbourne Energy Partners 18-A, L.P. (0001739171) - D/A

Accession: 0001739171-18-000003 () (EDGAR Files) (Form D)

Edgar Posted: Aug. 29, 2018
EFD Posted: Aug. 29, 2018

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001739171 </ cik >

< entityName > Mewbourne Energy Partners 18-A, L.P. </ entityName >

- < issuerAddress >

< street1 > 3620 OLD BULLARD ROAD </ street1 >

< city > TYLER </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75701 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (903) 561-2900 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2018 </ value >

</ yearOfInc >

</ primaryIssuer >

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< firstName > Curtis </ firstName >

< middleName > W. </ middleName >

< lastName > Mewbourne </ lastName >

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< street1 > 3620 Old Bullard Road </ street1 >

< city > Tyler </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75701 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Mewbourne Development Corporation, the managing general partner and promoter of the Issuer. </ relationshipClarification >

</ relatedPersonInfo >

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- < relatedPersonName >

< firstName > J. </ firstName >

< middleName > Roe </ middleName >

< lastName > Buckley </ lastName >

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< street1 > 3620 Old Bullard Road </ street1 >

< city > Tyler </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75701 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director and executive officer of Mewbourne Development Corporation, the managing general partner and promoter of the Issuer. </ relationshipClarification >

</ relatedPersonInfo >

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- < relatedPersonName >

< firstName > Kenneth </ firstName >

< middleName > S. </ middleName >

< lastName > Waits </ lastName >

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< street1 > 3620 Old Bullard Road </ street1 >

< city > Tyler </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75701 </ zipCode >

</ relatedPersonAddress >

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< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Executive officer of Mewbourne Development Corporation, the managing general partner and promoter of the Issuer. </ relationshipClarification >

</ relatedPersonInfo >

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< firstName > Dorothy </ firstName >

< middleName > M. </ middleName >

< lastName > Cuenod </ lastName >

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< street1 > 3620 Old Bullard Road </ street1 >

< city > Tyler </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75701 </ zipCode >

</ relatedPersonAddress >

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< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Mewbourne Development Corporation, the managing general partner and promoter of the Issuer. </ relationshipClarification >

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< firstName > Ruth </ firstName >

< middleName > M. </ middleName >

< lastName > Buckley </ lastName >

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< street1 > 3620 Old Bullard Road </ street1 >

< city > Tyler </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75701 </ zipCode >

</ relatedPersonAddress >

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< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Mewbourne Development Corporation, the managing general partner and promoter of the Issuer. </ relationshipClarification >

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< firstName > Julie </ firstName >

< middleName > M. </ middleName >

< lastName > Greene </ lastName >

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< street1 > 3620 Old Bullard Road </ street1 >

< city > Tyler </ city >

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< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75701 </ zipCode >

</ relatedPersonAddress >

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< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of Mewbourne Development Corporation, the managing general partner and promoter of the Issuer. </ relationshipClarification >

</ relatedPersonInfo >

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- < relatedPersonName >

< firstName > Donald </ firstName >

< middleName > R. </ middleName >

< lastName > Russell </ lastName >

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< street1 > 3620 Old Bullard Road </ street1 >

< city > Tyler </ city >

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< zipCode > 75701 </ zipCode >

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< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Executive officer of Mewbourne Development Corporation, the managing general partner and promoter of the Issuer. </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

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< industryGroupType > Oil and Gas </ industryGroupType >

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- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

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< item > 06b </ item >

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- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001739171-18-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2018-06-05 </ value >

</ dateOfFirstSale >

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< clarificationOfResponse />

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< minimumInvestmentAccepted > 20000 </ minimumInvestmentAccepted >

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< street1 > 12750 Merit Drive </ street1 >

< street2 > Suite 1200 </ street2 >

< city > Dallas </ city >

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< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 75251 </ zipCode >

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< street1 > 12671 High Bluff Drive </ street1 >

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< description > ILLINOIS </ description >

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< description > ARIZONA </ description >

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< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

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< description > NEW HAMPSHIRE </ description >

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< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

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< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

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< description > TEXAS </ description >

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< description > NORTH CAROLINA </ description >

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< description > NORTH DAKOTA </ description >

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< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

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< description > TENNESSEE </ description >

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< description > CALIFORNIA </ description >

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< description > OKLAHOMA </ description >

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< description > OHIO </ description >

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< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

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< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > Arkadios Capital </ recipientName >

< recipientCRDNumber > 282710 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3333 Piedmont Road NE </ street1 >

< street2 > Suite 2010 </ street2 >

< city > Atlanta </ city >

< stateOrCountry > 2Q </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30305 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > VT </ state >

< description > VERMONT </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

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< description > CALIFORNIA </ description >

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< description > VIRGINIA </ description >

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< state > IL </ state >

< description > ILLINOIS </ description >

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< description > INDIANA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

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< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

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< description > MINNESOTA </ description >

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< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

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< description > LOUISIANA </ description >

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< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > DFPG Investments, Inc. </ recipientName >

< recipientCRDNumber > 155576 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 9017 S. Riverside Drive </ street1 >

< street2 > Suite 210 </ street2 >

< city > Sandy </ city >

< stateOrCountry > UT </ stateOrCountry >

< stateOrCountryDescription > UTAH </ stateOrCountryDescription >

< zipCode > 84070 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

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< description > DELAWARE </ description >

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< description > MARYLAND </ description >

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< description > ILLINOIS </ description >

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< description > NEW MEXICO </ description >

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< description > SOUTH CAROLINA </ description >

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< description > DISTRICT OF COLUMBIA </ description >

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< description > WASHINGTON </ description >

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< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Arete Wealth Management, LLC </ recipientName >

< recipientCRDNumber > 44856 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1101 W. Lake Street </ street1 >

< street2 > 1st Floor </ street2 >

< city > Chicago </ city >

< stateOrCountry > IL </ stateOrCountry >

< stateOrCountryDescription > ILLINOIS </ stateOrCountryDescription >

< zipCode > 60607 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

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< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

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< description > VIRGINIA </ description >

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< description > DELAWARE </ description >

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< description > SOUTH CAROLINA </ description >

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< description > CONNECTICUT </ description >

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< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

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< description > WASHINGTON </ description >

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< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Berthel, Fisher & Company Financial Services, Inc. </ recipientName >

< recipientCRDNumber > 13609 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4201 42nd Street NE </ street1 >

< street2 > Suite 100 </ street2 >

< city > Cedar Rapids </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52402 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

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< description > VIRGINIA </ description >

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< description > UTAH </ description >

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< description > ILLINOIS </ description >

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< description > ARIZONA </ description >

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< description > MISSOURI </ description >

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< description > MONTANA </ description >

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< description > NEW YORK </ description >

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< description > GEORGIA </ description >

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< description > NEVADA </ description >

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< description > TENNESSEE </ description >

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< description > CALIFORNIA </ description >

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< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

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< description > SOUTH CAROLINA </ description >

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< description > CONNECTICUT </ description >

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< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

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< description > OREGON </ description >

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< description > LOUISIANA </ description >

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< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Kalos Capital, Inc. </ recipientName >

< recipientCRDNumber > 44337 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 11525 Park Woods Circle </ street1 >

< street2 > Suite 280 </ street2 >

< city > Alpharetta </ city >

< stateOrCountry > GA </ stateOrCountry >

< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30005 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

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< description > DELAWARE </ description >

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< description > IDAHO </ description >

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< description > IOWA </ description >

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< description > MARYLAND </ description >

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< description > UTAH </ description >

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< description > ILLINOIS </ description >

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< description > ARIZONA </ description >

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< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

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< description > NEW JERSEY </ description >

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< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

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< description > NORTH CAROLINA </ description >

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< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

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< description > TENNESSEE </ description >

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< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

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< description > SOUTH CAROLINA </ description >

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< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

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< state > LA </ state >

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< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Cabin Securities, Inc. </ recipientName >

< recipientCRDNumber > 137608 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 6240 W. 135th Street </ street1 >

< street2 > Suite 214 </ street2 >

< city > Overland Park </ city >

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< stateOrCountryDescription > KANSAS </ stateOrCountryDescription >

< zipCode > 66223 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > NY </ state >

< description > NEW YORK </ description >

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< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

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< description > CALIFORNIA </ description >

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< description > OKLAHOMA </ description >

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< description > NEW JERSEY </ description >

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< description > NEW MEXICO </ description >

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< description > PENNSYLVANIA </ description >

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< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Center Street Securities, Inc. </ recipientName >

< recipientCRDNumber > 26898 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2740 Old Elm Hill Pike </ street1 >

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< zipCode > 37214 </ zipCode >

</ recipientAddress >

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< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

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< description > HAWAII </ description >

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< description > NEW HAMPSHIRE </ description >

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< description > NEW MEXICO </ description >

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< description > ALABAMA </ description >

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< description > TEXAS </ description >

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< description > NORTH CAROLINA </ description >

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< description > NEW YORK </ description >

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< description > GEORGIA </ description >

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< description > CALIFORNIA </ description >

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< description > SOUTH CAROLINA </ description >

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< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

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< description > KENTUCKY </ description >

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< description > OREGON </ description >

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< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Newbridge Securities Corporation </ recipientName >

< recipientCRDNumber > 104065 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5200 Town Center Circle </ street1 >

< street2 > Tower 1, Suite 306 </ street2 >

< city > Boca Raton </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33486 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

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< description > RHODE ISLAND </ description >

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< description > NEW YORK </ description >

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< description > GEORGIA </ description >

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< description > NEVADA </ description >

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< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

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< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Cambridge Investment Research, Inc. </ recipientName >

< recipientCRDNumber > 39543 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1776 Pleasant Plain Road </ street1 >

< city > Fairfield </ city >

< stateOrCountry > IA </ stateOrCountry >

< stateOrCountryDescription > IOWA </ stateOrCountryDescription >

< zipCode > 52556-8757 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

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< description > HAWAII </ description >

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< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

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< description > SOUTH CAROLINA </ description >

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< description > CONNECTICUT </ description >

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< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

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< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > American Portfolios Financial Services, Inc. </ recipientName >

< recipientCRDNumber > 18487 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4250 Veterans Memorial Highway </ street1 >

< street2 > 4th Floor East </ street2 >

< city > Holbrook </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 11741 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

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< description > VERMONT </ description >

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< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

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< description > VIRGINIA </ description >

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< description > UTAH </ description >

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< description > ILLINOIS </ description >

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< description > MISSOURI </ description >

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< description > GEORGIA </ description >

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< description > NEVADA </ description >

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< description > FLORIDA </ description >

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< description > SOUTH DAKOTA </ description >

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< description > SOUTH CAROLINA </ description >

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< description > CONNECTICUT </ description >

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< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

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< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Lincoln Investment </ recipientName >

< recipientCRDNumber > 519 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 601 Office Center Drive </ street1 >

< street2 > Suite 300 </ street2 >

< city > Fort Washington </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19034 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

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< description > VERMONT </ description >

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< description > HAWAII </ description >

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< description > MAINE </ description >

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< description > VIRGINIA </ description >

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< description > MICHIGAN </ description >

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< description > DELAWARE </ description >

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< description > ILLINOIS </ description >

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< description > MISSISSIPPI </ description >

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< description > NEW HAMPSHIRE </ description >

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< description > NEW JERSEY </ description >

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< description > ALASKA </ description >

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< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

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< description > NEVADA </ description >

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< description > TENNESSEE </ description >

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< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

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< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

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< description > KENTUCKY </ description >

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< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > SCF Securities, Inc. </ recipientName >

< recipientCRDNumber > 47275 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 155 E. Shaw Avenue </ street1 >

< street2 > Suite #102 </ street2 >

< city > Fresno </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 93710 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

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< description > HAWAII </ description >

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< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

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< description > MICHIGAN </ description >

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< description > DELAWARE </ description >

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< description > IOWA </ description >

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< description > ILLINOIS </ description >

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< description > MISSOURI </ description >

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< description > NEW HAMPSHIRE </ description >

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< description > NEW YORK </ description >

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< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

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< description > TENNESSEE </ description >

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< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

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< description > SOUTH CAROLINA </ description >

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< description > CONNECTICUT </ description >

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< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

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< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Triad Advisors LLC </ recipientName >

< recipientCRDNumber > 25803 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 5155 Peachtree Parkway </ street1 >

< street2 > Suite 3220 </ street2 >

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< stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >

< zipCode > 30092 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

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< description > VERMONT </ description >

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< description > HAWAII </ description >

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< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

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< description > DELAWARE </ description >

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< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > BD4RIA, Inc. </ recipientName >

< recipientCRDNumber > 290240 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 3520 West Vickery Boulevard </ street1 >

< city > Fort Worth </ city >

< stateOrCountry > TX </ stateOrCountry >

< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 76107 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Cetera Advisors LLC </ recipientName >

< recipientCRDNumber > 10299 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 4600 South Syracuse Street </ street1 >

< street2 > Suite 600 </ street2 >

< city > Denver </ city >

< stateOrCountry > CO </ stateOrCountry >

< stateOrCountryDescription > COLORADO </ stateOrCountryDescription >

< zipCode > 80237 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Cetera Advisor Networks LLC </ recipientName >

< recipientCRDNumber > 13572 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 200 N. Sepulveda Boulevard </ street1 >

< street2 > Suite 1300 </ street2 >

< city > El Segundo </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90245-5672 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > First Allied Securities, Inc. </ recipientName >

< recipientCRDNumber > 32444 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 655 West Broadway </ street1 >

< street2 > 12th Floor </ street2 >

< city > San Diego </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92101 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Summit Brokerage Services, Inc. </ recipientName >

< recipientCRDNumber > 34643 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 595 South Federal Highway </ street1 >

< street2 > Suite 500 </ street2 >

< city > Boca Raton </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33432 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Parkland Securities, LLC </ recipientName >

< recipientCRDNumber > 115368 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 300 Parkland Plaza </ street1 >

< city > Ann Arbor </ city >

< stateOrCountry > MI </ stateOrCountry >

< stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >

< zipCode > 48103 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Sigma Financial Corporation </ recipientName >

< recipientCRDNumber > 14303 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 300 Parkland Plaza </ street1 >

< city > Ann Arbor </ city >

< stateOrCountry > MI </ stateOrCountry >

< stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >

< zipCode > 48103-9508 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

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< state > PA </ state >

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< foreignSolicitation > false </ foreignSolicitation >

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- < recipient >

< recipientName > Securities America, Inc. </ recipientName >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Ameritas Investment Corp. </ recipientName >

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< street1 > 5900 "O" Street </ street1 >

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< zipCode > 68510-2234 </ zipCode >

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</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Centaurus Financial, Inc. </ recipientName >

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< associatedBDName > None </ associatedBDName >

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< street1 > 2300 E. Katella Avenue </ street1 >

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< city > Anaheim </ city >

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< zipCode > 92806 </ zipCode >

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</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > The O.N. Equity Sales Company </ recipientName >

< recipientCRDNumber > 2936 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

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< street1 > 10300 Alliance Road </ street1 >

< city > Blue Ash </ city >

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< stateOrCountryDescription > OHIO </ stateOrCountryDescription >

< zipCode > 45242 </ zipCode >

</ recipientAddress >

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< description > DISTRICT OF COLUMBIA </ description >

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</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > D. H. Hill Securities, LLLP </ recipientName >

< recipientCRDNumber > 41528 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

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< street1 > 1543 Green Oak Place </ street1 >

< street2 > Suite 100 </ street2 >

< city > Kingwood </ city >

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< stateOrCountryDescription > TEXAS </ stateOrCountryDescription >

< zipCode > 77339 </ zipCode >

</ recipientAddress >

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< description > TENNESSEE </ description >

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< description > OKLAHOMA </ description >

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< description > VIRGINIA </ description >

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< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > FSC Securities Corporation </ recipientName >

< recipientCRDNumber > 7461 </ recipientCRDNumber >

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< zipCode > 30339 </ zipCode >

</ recipientAddress >

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</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

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< street1 > 10 Exchange Place </ street1 >

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- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Sagepoint Financial, Inc. </ recipientName >

< recipientCRDNumber > 133763 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 20 E. Thomas Road </ street1 >

< street2 > Suite 2000 </ street2 >

< city > Phoenix </ city >

< stateOrCountry > AZ </ stateOrCountry >

< stateOrCountryDescription > ARIZONA </ stateOrCountryDescription >

< zipCode > 85012 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Woodbury Financial Services, Inc. </ recipientName >

< recipientCRDNumber > 421 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 7755 3rd Street North </ street1 >

< city > Oakdale </ city >

< stateOrCountry > MN </ stateOrCountry >

< stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >

< zipCode > 55128 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Concorde Investment Services, LLC </ recipientName >

< recipientCRDNumber > 151604 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 19500 Victor Parkway </ street1 >

< street2 > Suite 550 </ street2 >

< city > Livonia </ city >

< stateOrCountry > MI </ stateOrCountry >

< stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >

< zipCode > 48152 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > JCC Advisors, LLC </ recipientName >

< recipientCRDNumber > 146776 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 30012 Ivy Glenn Drive </ street1 >

< street2 > Suite 180A </ street2 >

< city > Laguna Niguel </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92677 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > M Holdings Securities, Inc. </ recipientName >

< recipientCRDNumber > 43285 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 1125 N.W. Couch Street </ street1 >

< street2 > Suite 900 </ street2 >

< city > Portland </ city >

< stateOrCountry > OR </ stateOrCountry >

< stateOrCountryDescription > OREGON </ stateOrCountryDescription >

< zipCode > 97209 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > RI </ state >

< description > RHODE ISLAND </ description >

< state > VT </ state >

< description > VERMONT </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > ME </ state >

< description > MAINE </ description >

< state > VA </ state >

< description > VIRGINIA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > DE </ state >

< description > DELAWARE </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

< state > MA </ state >

< description > MASSACHUSETTS </ description >

< state > AR </ state >

< description > ARKANSAS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > MN </ state >

< description > MINNESOTA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > MT </ state >

< description > MONTANA </ description >

< state > MS </ state >

< description > MISSISSIPPI </ description >

< state > NH </ state >

< description > NEW HAMPSHIRE </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > NM </ state >

< description > NEW MEXICO </ description >

< state > AK </ state >

< description > ALASKA </ description >

< state > AL </ state >

< description > ALABAMA </ description >

< state > TX </ state >

< description > TEXAS </ description >

< state > NC </ state >

< description > NORTH CAROLINA </ description >

< state > ND </ state >

< description > NORTH DAKOTA </ description >

< state > NE </ state >

< description > NEBRASKA </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > GA </ state >

< description > GEORGIA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > TN </ state >

< description > TENNESSEE </ description >

< state > CA </ state >

< description > CALIFORNIA </ description >

< state > OK </ state >

< description > OKLAHOMA </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > SD </ state >

< description > SOUTH DAKOTA </ description >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > CT </ state >

< description > CONNECTICUT </ description >

< state > WV </ state >

< description > WEST VIRGINIA </ description >

< state > DC </ state >

< description > DISTRICT OF COLUMBIA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > KS </ state >

< description > KANSAS </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > WA </ state >

< description > WASHINGTON </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Aurora Securities </ recipientName >

< recipientCRDNumber > 46147 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 2565 West Maple </ street1 >

< city > Troy </ city >

< stateOrCountry > MI </ stateOrCountry >

< stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >

< zipCode > 48084 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > HI </ state >

< description > HAWAII </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > IN </ state >

< description > INDIANA </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > WI </ state >

< description > WISCONSIN </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > KY </ state >

< description > KENTUCKY </ description >

< state > MO </ state >

< description > MISSOURI </ description >

< state > LA </ state >

< description > LOUISIANA </ description >

< state > MI </ state >

< description > MICHIGAN </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > FL </ state >

< description > FLORIDA </ description >

< state > PA </ state >

< description > PENNSYLVANIA </ description >

< state > MD </ state >

< description > MARYLAND </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > M. H. Leblang, Inc. </ recipientName >

< recipientCRDNumber > 2535 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 300 E. 56th Street </ street1 >

< street2 > #6F </ street2 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > SC </ state >

< description > SOUTH CAROLINA </ description >

< state > IL </ state >

< description > ILLINOIS </ description >

< state > UT </ state >

< description > UTAH </ description >

< state > NY </ state >

< description > NEW YORK </ description >

< state > NV </ state >

< description > NEVADA </ description >

< state > AZ </ state >

< description > ARIZONA </ description >

< state > OR </ state >

< description > OREGON </ description >

< state > NJ </ state >

< description > NEW JERSEY </ description >

< state > OH </ state >

< description > OHIO </ description >

< state > ID </ state >

< description > IDAHO </ description >

< state > WY </ state >

< description > WYOMING </ description >

< state > CO </ state >

< description > COLORADO </ description >

< state > IA </ state >

< description > IOWA </ description >

< state > FL </ state >

< description > FLORIDA </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 120000000 </ totalOfferingAmount >

< totalAmountSold > 66980000 </ totalAmountSold >

< totalRemaining > 53020000 </ totalRemaining >

< clarificationOfResponse > Managing Partner may increase maximum offering amount for Issuer to $135,000,000 in its sole discretion. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 919 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 9600000 </ dollarAmount >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Calculation of placement agent fees is based on total offering amount. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > Mewbourne Energy Partners 18-A, L.P. </ issuerName >

< signatureName > /s/ J. Roe Buckley </ signatureName >

< nameOfSigner > J. Roe Buckley </ nameOfSigner >

< signatureTitle > Chrm, Ex. VP & CFO-Mewbourne Development Corporation, the GP </ signatureTitle >

< signatureDate > 2018-08-29 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >