Form D Raw Data - Electronic Filing Depository

EFDID: 299495EFD: Raw Data

Issuer: ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P (0001757200) - D/A

Accession: 0001757200-19-000001 () (EDGAR Files) (Form D)

Edgar Posted: Dec. 2, 2019
EFD Posted: Dec. 3, 2019

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001757200 </ cik >

< entityName > ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P </ entityName >

- < issuerAddress >

< street1 > C/O ROC PARTNERS (HK) LIMITED </ street1 >

< street2 > 2505B, L25, THE CENTRIUM, 60 WYNDHAM ST </ street2 >

< city > CENTRAL </ city >

< stateOrCountry > K3 </ stateOrCountry >

< stateOrCountryDescription > HONG KONG </ stateOrCountryDescription >

< zipCode > CENTRAL </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > 001185258049001 </ issuerPhoneNumber >

< jurisdictionOfInc > CAYMAN ISLANDS </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2018 </ value >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Same </ firstName >

< lastName > ROC IV GP Limited </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > Ugland House, P.O. Box 309 </ street1 >

< city > George Town, Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > General Partner of the Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Lance </ firstName >

< lastName > Zarb </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Roc Partners (HK) Limited </ street1 >

< street2 > Ugland House, P.O. Box 309 </ street2 >

< city > George Town, Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of the General Partner of the Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Peter </ firstName >

< lastName > Huber </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Roc Partners (HK) Limited </ street1 >

< street2 > Ugland House, P.O. Box 309 </ street2 >

< city > George Town, Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of the General Partner of the Issuer </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Abali </ firstName >

< lastName > Hoilett </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > c/o Roc Partners (HK) Limited </ street1 >

< street2 > Ugland House, P.O. Box 309 </ street2 >

< city > George Town, Grand Cayman </ city >

< stateOrCountry > E9 </ stateOrCountry >

< stateOrCountryDescription > CAYMAN ISLANDS </ stateOrCountryDescription >

< zipCode > KY1-1104 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Director of the General Partner of the Issuer </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Private Equity Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C </ item >

< item > 3C.1 </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0001757200-18-000002 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2018-12-20 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 5000000 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > Coronado Investments, LLC </ recipientName >

< recipientCRDNumber > 111992 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 18029 Calle Ambiente </ street1 >

< street2 > Suite 519 </ street2 >

< city > Rancho Santa Fe </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 92067 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< state > NY </ state >

< description > NEW YORK </ description >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > 100000000 </ totalOfferingAmount >

< totalAmountSold > 60000000 </ totalAmountSold >

< totalRemaining > 40000000 </ totalRemaining >

< clarificationOfResponse > Subject to the discretion of the General Partner to accept individual capital commitments of lesser amounts. </ clarificationOfResponse >

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 4 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse > Fees are paid to Item 12 entities as a one-time payment of 1.5x the annual management fee paid to the Manager, contingent upon subscription amounts. </ clarificationOfResponse >

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 24000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > ROC ASIA PACIFIC PRIVATE EQUITY FUND IV L.P </ issuerName >

< signatureName > Sandy Su </ signatureName >

< nameOfSigner > Sandy Su </ nameOfSigner >

< signatureTitle > Senior Risk and Compliance Manager </ signatureTitle >

< signatureDate > 2019-12-02 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >