EFDID: 311875EFD: Raw Data

Issuer: Griffin Capital (Heritage - Bedford,NH)DST (0001763670) - D/A

Accession: 0001763670-19-000011 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Aug. 22, 2019
EFD Posted: Aug. 22, 2019
- < edgarSubmission >
  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001763670 </ cik >
  < entityName > Griffin Capital (Heritage - Bedford,NH)DST </ entityName >
- < issuerAddress >
  < street1 > 1520 E. GRAND AVENUE </ street1 >
  < city > EL SEGUNDO </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90245 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 3104696100 </ issuerPhoneNumber >
  < jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Other </ entityType >
  < entityTypeOtherDesc > Delaware Statutory Trust </ entityTypeOtherDesc >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2018 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Kevin </ firstName >
  < middleName > A. </ middleName >
  < lastName > Shields </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > Griffin Capital Plaza </ street1 >
  < street2 > 1520 E. Grand Avenue </ street2 >
  < city > El Segundo </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 90245 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Executive Officer </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > Executive Officer of the Sponsor of the Offering, which is sole member of the Trust Manager </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Other Real Estate </ industryGroupType >
  </ industryGroup >
- < issuerSize >
  < revenueRange > Decline to Disclose </ revenueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001763670-19-000010 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2019-05-15 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > false </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isEquityType > true </ isEquityType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse />
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 25000 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Independent Financial Group, LLC </ recipientName >
  < recipientCRDNumber > 7717 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 12671 High Bluff Drive </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92130 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > UT </ state >
  < description > UTAH </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Adam Bryan </ recipientName >
  < recipientCRDNumber > 5443986 </ recipientCRDNumber >
  < associatedBDName > McDermott Investment Services, LLC </ associatedBDName >
  < associatedBDCRDNumber > 154926 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 44 East Broad Street </ street1 >
  < street2 > 2nd Floor </ street2 >
  < city > Bethlehem </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 18018 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Stacey Morimoto </ recipientName >
  < recipientCRDNumber > 4420782 </ recipientCRDNumber >
  < associatedBDName > K Capital, LLC </ associatedBDName >
  < associatedBDCRDNumber > 147191 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 805 THIRD AVENUE </ street1 >
  < street2 > FLOOR 14 </ street2 >
  < city > NEW YORK </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10022 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > DFPG Investments, Inc. </ recipientName >
  < recipientCRDNumber > 155576 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 9017 S RIVERSIDE DRIVE </ street1 >
  < street2 > SUITE 210 </ street2 >
  < city > SANDY </ city >
  < stateOrCountry > UT </ stateOrCountry >
  < stateOrCountryDescription > UTAH </ stateOrCountryDescription >
  < zipCode > 84070 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > DC </ state >
  < description > DISTRICT OF COLUMBIA </ description >
  < state > FL </ state >
  < description > FLORIDA </ description >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  < state > VT </ state >
  < description > VERMONT </ description >
  < state > VA </ state >
  < description > VIRGINIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Griffin Capital Securities, LLC </ recipientName >
  < recipientCRDNumber > 37739 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 18191 VON KARMAN AVENUE </ street1 >
  < street2 > SUITE 300 </ street2 >
  < city > IRVINE </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92612 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > NJ </ state >
  < description > NEW JERSEY </ description >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Concorde Investment Services, LLC </ recipientName >
  < recipientCRDNumber > 151604 </ recipientCRDNumber >
  < associatedBDName > None </ associatedBDName >
  < associatedBDCRDNumber > None </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 19500 VICTOR PARKWAY </ street1 >
  < street2 > SUITE 550 </ street2 >
  < city > LIVONIA </ city >
  < stateOrCountry > MI </ stateOrCountry >
  < stateOrCountryDescription > MICHIGAN </ stateOrCountryDescription >
  < zipCode > 48152 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  < state > IL </ state >
  < description > ILLINOIS </ description >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jason Salmon </ recipientName >
  < recipientCRDNumber > 6081963 </ recipientCRDNumber >
  < associatedBDName > WealthForge Securities, LLC </ associatedBDName >
  < associatedBDCRDNumber > 152550 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6800 PARAGON PLACE </ street1 >
  < street2 > SUITE 200 </ street2 >
  < city > RICHMOND </ city >
  < stateOrCountry > VA </ stateOrCountry >
  < stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >
  < zipCode > 23230 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MA </ state >
  < description > MASSACHUSETTS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Betty Friant </ recipientName >
  < recipientCRDNumber > 2122446 </ recipientCRDNumber >
  < associatedBDName > WealthForge Securities, LLC </ associatedBDName >
  < associatedBDCRDNumber > 152550 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6800 PARAGON PLACE </ street1 >
  < street2 > SUITE 200 </ street2 >
  < city > RICHMOND </ city >
  < stateOrCountry > VA </ stateOrCountry >
  < stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >
  < zipCode > 23230 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Robert Meyer </ recipientName >
  < recipientCRDNumber > 5262157 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher Financial Services </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4201 42ND STREET </ street1 >
  < street2 > SUITE 100 </ street2 >
  < city > CEDAR RAPIDS </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52402 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Roger Frank </ recipientName >
  < recipientCRDNumber > 2744605 </ recipientCRDNumber >
  < associatedBDName > Berthel Fisher Financial Services </ associatedBDName >
  < associatedBDCRDNumber > 13609 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4201 42ND STREET </ street1 >
  < street2 > SUITE 100 </ street2 >
  < city > CEDAR RAPIDS </ city >
  < stateOrCountry > IA </ stateOrCountry >
  < stateOrCountryDescription > IOWA </ stateOrCountryDescription >
  < zipCode > 52402 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ron Birnbaum </ recipientName >
  < recipientCRDNumber > 2382580 </ recipientCRDNumber >
  < associatedBDName > Advisory Group Equity Services, Ltd. </ associatedBDName >
  < associatedBDCRDNumber > 15427 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 444 WASHINGTON STREET </ street1 >
  < street2 > SUITE 407 </ street2 >
  < city > WOBURN </ city >
  < stateOrCountry > MA </ stateOrCountry >
  < stateOrCountryDescription > MASSACHUSETTS </ stateOrCountryDescription >
  < zipCode > 01801 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > RI </ state >
  < description > RHODE ISLAND </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jason Stone </ recipientName >
  < recipientCRDNumber > 5455271 </ recipientCRDNumber >
  < associatedBDName > Crown Capital Securities, L.P. </ associatedBDName >
  < associatedBDCRDNumber > 6312 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 725 TOWN & COUNTRY ROAD </ street1 >
  < street2 > SUITE 530 </ street2 >
  < city > ORANGE </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92868 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Stacey Morimoto </ recipientName >
  < recipientCRDNumber > 4420782 </ recipientCRDNumber >
  < associatedBDName > Stax Capital, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 147191 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4901 MORENA BLVD </ street1 >
  < street2 > SUITE 121 </ street2 >
  < city > SAN DIEGO </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92117 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Chay Lapin </ recipientName >
  < recipientCRDNumber > 6275140 </ recipientCRDNumber >
  < associatedBDName > WealthForge Securities, LLC </ associatedBDName >
  < associatedBDCRDNumber > 152550 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 6800 PARAGON PLACE </ street1 >
  < street2 > SUITE 200 </ street2 >
  < city > RICHMOND </ city >
  < stateOrCountry > VA </ stateOrCountry >
  < stateOrCountryDescription > VIRGINIA </ stateOrCountryDescription >
  < zipCode > 23230 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WA </ state >
  < description > WASHINGTON </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Troy Thomas </ recipientName >
  < recipientCRDNumber > 4691720 </ recipientCRDNumber >
  < associatedBDName > McDermott Investment Services, LLC </ associatedBDName >
  < associatedBDCRDNumber > 154926 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 44 EAST BROAD STREET </ street1 >
  < street2 > 2ND FLOOR </ street2 >
  < city > BETHLEHEM </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 18018 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Geoff Wolterstorff </ recipientName >
  < recipientCRDNumber > 2711805 </ recipientCRDNumber >
  < associatedBDName > LifeMark Securities Corp. </ associatedBDName >
  < associatedBDCRDNumber > 16204 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 400 WEST METRO PARK </ street1 >
  < city > ROCHESTER </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 14623 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > WI </ state >
  < description > WISCONSIN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Eric Bicknese </ recipientName >
  < recipientCRDNumber > 2829451 </ recipientCRDNumber >
  < associatedBDName > Nationwide Planning Associates, Inc. </ associatedBDName >
  < associatedBDCRDNumber > 31029 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 115 WEST CENTURY ROAD </ street1 >
  < street2 > SUITE 360 </ street2 >
  < city > PARAMUS </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07652 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > NY </ state >
  < description > NEW YORK </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > 31453687 </ totalOfferingAmount >
  < totalAmountSold > 19989418 </ totalAmountSold >
  < totalRemaining > 11464269 </ totalRemaining >
  < clarificationOfResponse > Regarding Item 11, the Issuer may accept smaller investments in the Issuer's sole discretion. </ clarificationOfResponse >
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 65 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 2799378 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ findersFees >
  < clarificationOfResponse />
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 1321268 </ dollarAmount >
  < isEstimate > true </ isEstimate >
  </ grossProceedsUsed >
  < clarificationOfResponse />
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Griffin Capital (Heritage - Bedford,NH)DST </ issuerName >
  < signatureName > /s/ Joseph E. Miller </ signatureName >
  < nameOfSigner > Joseph E. Miller </ nameOfSigner >
  < signatureTitle > Executive Officer of the Sponsor </ signatureTitle >
  < signatureDate > 2019-08-22 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Aug. 22, 2019
EFD Posted: Aug. 22, 2019