Form D Raw Data - Electronic Filing Depository

EFDID: 437332EFD: Raw Data

Issuer: GENEOS Therapeutics, Inc. (0001769177) - D

Accession: 0001769177-22-000001 () (EDGAR Files) (Form D)

Edgar Posted: Mar. 28, 2022
EFD Posted: Mar. 28, 2022

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0001769177 </ cik >

< entityName > GENEOS Therapeutics, Inc. </ entityName >

- < issuerAddress >

< street1 > 660 WEST GERMANTOWN PIKE </ street1 >

< street2 > SUITE LL100 </ street2 >

< city > PLYMOUTH MEETING </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19462 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (267) 440-4232 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Corporation </ entityType >

- < yearOfInc >

< overFiveYears > true </ overFiveYears >

</ yearOfInc >

</ primaryIssuer >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Niranjan </ firstName >

< lastName > Sardesai </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 660 W. Germantown, Suite LL100 </ street1 >

< city > Plymouth Meeting </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19462 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

< relationship > Director </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Eadie </ firstName >

< lastName > James </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 660 W. Germantown, Suite LL100 </ street1 >

< city > Plymouth Meeting </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19462 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

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< relationshipClarification />

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- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Joseph </ firstName >

< lastName > Kim </ lastName >

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- < relatedPersonAddress >

< street1 > 660 W. Germantown, Suite LL100 </ street1 >

< city > Plymouth Meeting </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19462 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

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< relationshipClarification />

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Casey </ firstName >

< lastName > Cunningham </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > 660 W. Germantown, Suite LL100 </ street1 >

< city > Plymouth Meeting </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19462 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

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< relationshipClarification />

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- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Samuel </ firstName >

< lastName > Broder </ lastName >

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< street1 > 660 W. Germantown, Suite LL100 </ street1 >

< city > Plymouth Meeting </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19462 </ zipCode >

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< relationship > Director </ relationship >

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- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Sangwoo </ firstName >

< lastName > Lee </ lastName >

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- < relatedPersonAddress >

< street1 > 660 W. Germantown, Suite LL100 </ street1 >

< city > Plymouth Meeting </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19462 </ zipCode >

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- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

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- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Ted </ firstName >

< lastName > Fjallman </ lastName >

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< street1 > 660 W. Germantown, Suite LL100 </ street1 >

< city > Plymouth Meeting </ city >

< stateOrCountry > PA </ stateOrCountry >

< stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >

< zipCode > 19462 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Director </ relationship >

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< relationshipClarification />

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</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Biotechnology </ industryGroupType >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > false </ isAmendment >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2022-03-21 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > false </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isEquityType > true </ isEquityType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

< salesCompensationList />

- < offeringSalesAmounts >

< totalOfferingAmount > 25000000 </ totalOfferingAmount >

< totalAmountSold > 17249984 </ totalAmountSold >

< totalRemaining > 7750016 </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 9 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 0 </ dollarAmount >

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- < findersFees >

< dollarAmount > 0 </ dollarAmount >

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< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > GENEOS Therapeutics, Inc. </ issuerName >

< signatureName > /s/ Niranjan Y. Sardesai </ signatureName >

< nameOfSigner > Niranjan Y. Sardesai </ nameOfSigner >

< signatureTitle > Chief Executive Officer </ signatureTitle >

< signatureDate > 2022-03-28 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >